Skip to main content
Livermore
Livermore
ZHEN

Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,073
+23 vs. Q3 2021
Portfolio value
$62.2B
+$5.89B (+10.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Creative Planning in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SSKNSTRATA Skin Sciences, Inc.COM NEW50,010$73.0K<0.1%00.0%UnchangedHistory
GROYGold Royalty Corp.COMMON SHARES15,023$74.0K<0.1%+15,023NewHistory
ORCOrchid Island Capital, Inc.COM16,358$74.0K<0.1%+16,358NewHistory
IAFAbrdn Australia Equity Fund, Inc.COM12,407$75.0K<0.1%00.0%UnchangedHistory
HMYHarmony Gold Mining Co LtdADR18,404$76.0K<0.1%−4,000−17.9%ReducedHistory
CXCemex SAB de CVSPON ADR NEW11,578$79.0K<0.1%−4,500−28.0%ReducedHistory
DFTXDefinium Therapeutics, Inc.COM58,080$80.0K<0.1%−18,152−23.8%ReducedHistory
KPTIKaryopharm Therapeutics Inc.COM13,100$84.0K<0.1%−3,000−18.6%ReducedHistory
EXKEndeavour Silver CorpCOM20,521$87.0K<0.1%−5,725−21.8%ReducedHistory
RVSBRiverview Bancorp IncCOM11,498$88.0K<0.1%+10.0%AddedHistory
ONCTOncternal Therapeutics, Inc.COM39,436$90.0K<0.1%−4,600−10.4%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR11,351$92.0K<0.1%+11,351NewHistory
VVRInvesco Senior Income TrustCOM21,400$93.0K<0.1%00.0%UnchangedHistory
CTSOCytosorbents CorpCOM NEW22,295$93.0K<0.1%+200+0.9%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS14,711$95.0K<0.1%−5,600−27.6%ReducedHistory
BTGB2GOLD CorpCOM24,428$96.0K<0.1%+1,400+6.1%AddedHistory
HLHecla Mining CoCOM18,819$98.0K<0.1%+40+0.2%AddedHistory
PSOPearson PLCSPONSORED ADR11,678$98.0K<0.1%+1,152+10.9%AddedHistory
INSGInseego Corp.COM16,832$98.0K<0.1%−4,962−22.8%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.0226,281$98.0K<0.1%+142+0.5%Added–
Bitfarms Ltd Com09173B107Stock19,880$100.0K<0.1%−1,212−5.7%Reduced–
FSMFortuna Mining Corp.COM26,100$102.0K<0.1%+8,694+49.9%AddedHistory
NUVBNuvation Bio Inc.COM CL A12,079$103.0K<0.1%−821−6.4%ReducedHistory
Yamana Gold Inc98462Y100COM24,619$104.0K<0.1%−5,427−18.1%Reduced–
VERUVeru Inc.COM18,064$106.0K<0.1%+1,500+9.1%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,585$107.0K<0.1%−1,643−13.4%ReducedHistory
GUTGabelli Utility TrustCOM13,089$108.0K<0.1%+533+4.2%AddedHistory
NGNovagold Resources IncCOM NEW16,105$110.0K<0.1%00.0%UnchangedHistory
ESBAEmpire State Realty OP, L.P.UNIT LTD PRTNSP12,356$110.0K<0.1%00.0%UnchangedHistory
IGRCbre Global Real Estate Income FundCOM11,324$111.0K<0.1%+750+7.1%AddedHistory
NWGNatWest Group plcSPONS ADR 2 ORD18,395$112.0K<0.1%−10,573−36.5%ReducedHistory
PTRAQProterra IncCOM12,930$114.0K<0.1%+12,930NewHistory
GRFSGrifols SASP ADR REP B NVT10,269$115.0K<0.1%−6,121−37.3%ReducedHistory
DBRGDigitalBridge Group, Inc.CL A COM13,852$115.0K<0.1%+133+1.0%AddedHistory
ETRNMidstream Co LLCCOM11,214$116.0K<0.1%00.0%UnchangedHistory
XXII22nd Century Group, Inc.COM37,978$117.0K<0.1%00.0%UnchangedHistory
RMTRoyce Micro-Cap Trust, Inc.COM10,508$121.0K<0.1%00.0%UnchangedHistory
Power & Digital Infra Acq Co739190106COM CL A11,060$121.0K<0.1%00.0%Unchanged–
AEYAddvantage Technologies Group IncCOM NEW70,625$122.0K<0.1%−147−0.2%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM16,269$122.0K<0.1%+679+4.4%AddedHistory
ContextLogic Inc.21077C107COM CL A39,923$124.0K<0.1%−49,963−55.6%Reduced–
ABTCAmerican Bitcoin Corp.COM72,134$126.0K<0.1%−16,044−18.2%ReducedHistory
BKDBrookdale Senior Living Inc.COM24,633$127.0K<0.1%+24,633NewHistory
NMRNomura Holdings IncSPONSORED ADR29,315$127.0K<0.1%+679+2.4%AddedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM207,024$127.0K<0.1%−27,019−11.5%ReducedHistory
Prudential Bancorp, Inc.74431A101COM10,000$136.0K<0.1%00.0%Unchanged–
UMCUnited Microelectronics CorpSPON ADR NEW11,750$137.0K<0.1%−4,500−27.7%ReducedHistory
Credit Suisse Group225401108SPONSORED ADR14,183$137.0K<0.1%+14,183New–
VXRTVaxart, Inc.COM NEW21,800$137.0K<0.1%+10,391+91.1%AddedHistory
PNFPIMCO New York Municipal Income FundCOM11,371$140.0K<0.1%−22,519−66.4%ReducedHistory
TELLTellurian Inc.COM45,359$140.0K<0.1%+7,855+20.9%AddedHistory
SGUStar Group, L.P.UNIT LTD PARTNR13,172$142.0K<0.1%+13,172NewHistory
SBSWSibanye Stillwater LtdSPONSORED ADR11,417$143.0K<0.1%−1,431−11.1%ReducedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT11,523$144.0K<0.1%−1,992−14.7%ReducedHistory
BBBLACKBERRY LtdCOM15,395$144.0K<0.1%−1,400−8.3%ReducedHistory
PBTPermian Basin Royalty TrustUNIT BEN INT14,269$144.0K<0.1%00.0%UnchangedHistory
COTYCoty Inc.COM CL A13,783$145.0K<0.1%−200−1.4%ReducedHistory
PSTXPoseida Therapeutics, Inc.COM21,304$145.0K<0.1%+10,800+102.8%AddedHistory
CIONCION Investment CorpCOM11,325$148.0K<0.1%+11,325NewHistory
DBOInvesco DB Oil FundOIL FD10,997$149.0K<0.1%00.0%UnchangedHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM11,093$149.0K<0.1%00.0%UnchangedHistory
NOVNNVN Liquidation, Inc.COM NEW36,025$150.0K<0.1%+36,025NewHistory
MLCOMelco Resorts & Entertainment LTDADR15,035$153.0K<0.1%−37,421−71.3%ReducedHistory
CGAUCenterra Gold Inc.COM20,000$154.0K<0.1%−17−0.1%ReducedHistory
HIVEHIVE Digital Technologies Ltd.COM58,832$155.0K<0.1%+2,056+3.6%AddedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW41,014$156.0K<0.1%−174,337−81.0%ReducedHistory
JMIAJumia Technologies AGSPONSORED ADS14,048$160.0K<0.1%−253−1.8%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM10,852$163.0K<0.1%+10,852NewHistory
OSBCOld Second Bancorp IncCOM12,934$163.0K<0.1%+12,934NewHistory
MHIPioneer Municipal High Income Fund, Inc.COM SHS13,360$163.0K<0.1%+13,360NewHistory
PGENPrecigen, Inc.COM44,450$165.0K<0.1%+29,945+206.4%AddedHistory
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM19,850$166.0K<0.1%+19,850NewHistory
MRKRMarker Therapeutics, Inc.COM175,041$166.0K<0.1%+29,680+20.4%AddedHistory
EARNEllington Credit CoCOM SHS BEN INT16,100$167.0K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS21,459$168.0K<0.1%+2,845+15.3%AddedHistory
IQiQIYI, Inc.SPONSORED ADS37,047$169.0K<0.1%−10,983−22.9%ReducedHistory
TELFYTelefonica S ASPONSORED ADR39,819$169.0K<0.1%+6,040+17.9%AddedHistory
KPLTKatapult Holdings, Inc.COM50,070$169.0K<0.1%00.0%UnchangedHistory
IIIInformation Services Group Inc.COM22,470$171.0K<0.1%00.0%UnchangedHistory
NWBINorthwest Bancshares, Inc.COM12,160$172.0K<0.1%−1,080−8.2%ReducedHistory
RDHLRedHill Biopharma Ltd.SPONSORED ADS67,601$174.0K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR11,078$177.0K<0.1%+11,078NewHistory
MUABlackRock Muniassets Fund, Inc.COM11,992$178.0K<0.1%−384−3.1%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR70,781$180.0K<0.1%−6,987−9.0%ReducedHistory
HOODRobinhood Markets, Inc.Stock10,172$181.0K<0.1%+10,172NewHistory
CIMChimera Investment CorpCOM NEW12,029$181.0K<0.1%−1,907−13.7%ReducedHistory
GRTSGritstone bio, Inc.COM14,252$183.0K<0.1%+14,252NewHistory
APLEApple Hospitality REIT, Inc.REIT11,451$185.0K<0.1%−6,501−36.2%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS67,662$187.0K<0.1%−146−0.2%ReducedHistory
DBDDiebold Nixdorf, IncCOM20,751$188.0K<0.1%00.0%UnchangedHistory
CSIICardiovascular Systems IncCOM10,043$189.0K<0.1%+359+3.7%AddedHistory
CTRACoterra Energy Inc.Stock10,091$192.0K<0.1%−1,992−16.5%ReducedHistory
DOUGDouglas Elliman Inc.COM16,662$192.0K<0.1%+16,662NewHistory
JBLUJetBlue Airways CorpCOM13,530$193.0K<0.1%−1,799−11.7%ReducedHistory
FHNFirst Horizon CorpCOM11,842$193.0K<0.1%+349+3.0%AddedHistory
HILHill International, Inc.COM100,000$195.0K<0.1%00.0%UnchangedHistory
EMBJEmbraer S.A.ADR11,145$198.0K<0.1%+11,145NewHistory
PEOAdams Natural Resources Fund, Inc.COM11,959$198.0K<0.1%00.0%UnchangedHistory
ZUOZuora IncCOM CL A10,613$198.0K<0.1%+40+0.4%AddedHistory
NCANuveen California Municipal Value FundCOM STK19,650$199.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (139)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 139 by value last quarter.

Positions of Creative Planning sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH7,158$5.03M<0.1%–
KSUKansas City SouthernCOM NEW13,286$3.60M<0.1%History
GWREGuidewire Software, Inc.COM29,104$3.46M<0.1%History
ASTRAstra Space, Inc.Common Stock338,727$2.94M<0.1%History
VNEArriver Holdco, Inc.COM85,772$2.92M<0.1%History
MCFContango Oil & Gas CoCOM NEW598,415$2.73M<0.1%History
HRIHerc Holdings IncCOM13,083$2.14M<0.1%History
BILLBILL Holdings, Inc.Stock8,002$2.14M<0.1%History
IMGNImmunoGen, Inc.COM279,963$1.59M<0.1%History
EVTCEVERTEC, Inc.COM28,412$1.30M<0.1%History
TMETencent Music Entertainment GroupSPON ADS150,300$1.09M<0.1%History
CMPCompass Minerals International IncStock16,526$1.06M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB50,074$1.06M<0.1%History
TALTAL Education GroupSPONSORED ADS211,715$1.02M<0.1%History
iShares Tr46435G342MORTGE REL ETF28,193$1.02M<0.1%–
OPENOpendoor Technologies Inc.COM49,599$1.02M<0.1%History
HRCHill-Rom Holdings, Inc.COM6,703$1.00M<0.1%History
Kraneshares Tr500767694SSE STAR MRKT 5041,873$970.0K<0.1%–
RAVNRaven Industries IncCOM15,380$886.0K<0.1%History
CODXCo-Diagnostics, Inc.COM82,355$801.0K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF15,404$636.0K<0.1%–
SVBISevern Bancorp IncCOM49,387$618.0K<0.1%History
ARAntero Resources CorpCOM29,725$559.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR14,857$537.0K<0.1%–
Nuveen Corporate Incm Noveme67077N106COM55,514$521.0K<0.1%–
PSXPPhillips 66 Partners LPCOM UNIT REP INT14,072$504.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,830$496.0K<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM16,514$492.0K<0.1%–
SHLXShell Midstream Partners, L.P.UNIT LTD INT41,246$485.0K<0.1%History
HUTHut 8 Corp.Common Stock57,608$484.0K<0.1%History
NMFCNew Mountain Finance CorpCOM35,093$467.0K<0.1%History
ProShares Tr74347G861ULTRAPRO SHT QQQ53,639$463.0K<0.1%–
STMPStamps.com IncCOM NEW1,363$450.0K<0.1%History
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN15,840$440.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY6,602$434.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM9,169$425.0K<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT17,231$423.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF6,959$417.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD21,265$407.0K<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR8,388$382.0K<0.1%–
MDLAMedallia, Inc.COM11,092$376.0K<0.1%History
VanEck Vectors ETF Tr92189F403RUSSIA ETF12,219$370.0K<0.1%–
CGENCompugen LtdORD61,840$369.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD6,811$356.0K<0.1%–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS27,299$316.0K<0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,484$314.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM21,209$302.0K<0.1%History
SACHSachem Capital Corp.COM54,000$295.0K<0.1%History
CALCaleres IncCOM13,106$291.0K<0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF3,132$286.0K<0.1%–
SJTSan Juan Basin Royalty TrustUNIT BEN INT55,235$279.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,000$277.0K<0.1%–
DOCSDoximity, Inc.CL A3,381$273.0K<0.1%History
WMPNWilliam Penn BancorporationCOM22,273$272.0K<0.1%History
iShares Tr46435G789IBONDS DEC202110,479$268.0K<0.1%–
Global X FDS37954Y673US INFR DEV ETF10,402$264.0K<0.1%–
MGNIMagnite, Inc.COM9,327$261.0K<0.1%History
PUBMPubMatic, Inc.COM CL A9,691$255.0K<0.1%History
PLANAnaplan, Inc.COM4,166$254.0K<0.1%History
RVNCRevance Therapeutics, Inc.COM9,113$254.0K<0.1%History
QDELQuidelOrtho CorpCOM1,791$253.0K<0.1%History
Chindata Group Hldgs Ltd16955F107ADS30,000$252.0K<0.1%–
MITKMitek Systems IncCOM NEW13,441$249.0K<0.1%History
ENDPEndo International plcSHS76,321$247.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS2,709$246.0K<0.1%History
PUKPrudential PLCADR6,284$246.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,328$246.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM1,810$243.0K<0.1%History
iShares Tr464288372GLB INFRASTR ETF5,282$242.0K<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC7,980$239.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF2,184$239.0K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD5,839$238.0K<0.1%–
AIZAssurant, Inc.Stock1,505$237.0K<0.1%History
AGIOAgios Pharmaceuticals, Inc.COM5,102$235.0K<0.1%History
WisdomTree Tr97717W778INTL MIDCAP DV3,495$234.0K<0.1%–
PMTPennyMac Mortgage Investment TrustCOM11,838$233.0K<0.1%History
PLLPiedmont Lithium Inc.Stock4,258$232.0K<0.1%History
MMSIMerit Medical Systems IncCOM3,237$232.0K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A11,618$232.0K<0.1%History
QNCXQuince Therapeutics, Inc.COM2,510$230.0K<0.1%History
JTANuveen Tax Advantaged Total Return Strategy FundCOM20,696$230.0K<0.1%History
NSNuStar Energy L.P.UNIT COM14,069$221.0K<0.1%History
DOXAmdocs LtdSHS2,900$220.0K<0.1%History
MDPHawkeye Acquisition, Inc.COM3,941$220.0K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE11,137$218.0K<0.1%–
Listed FD Tr53656F789ROUNDHILL SPORTS7,251$218.0K<0.1%–
CRNCCerence Inc.COM2,253$217.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,857$216.0K<0.1%History
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY4,379$212.0K<0.1%–
BLFSBiolife Solutions IncCOM NEW5,000$212.0K<0.1%History
WisdomTree Tr97717Y683ENHNCD CMMDTY ST9,410$210.0K<0.1%–
WWayfair Inc.CL A821$210.0K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH5,202$209.0K<0.1%–
PCORProcore Technologies, Inc.COM2,343$209.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR15,090$208.0K<0.1%History
EVRIEveri Holdings Inc.COM8,587$208.0K<0.1%History
FLSFlowserve CorpCOM5,967$207.0K<0.1%History
IRBTiRobot CorpCOM2,616$205.0K<0.1%History
ZGZillow Group, Inc.CL A2,300$204.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI7,945$204.0K<0.1%–