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Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,073
+23 vs. Q3 2021
Portfolio value
$62.2B
+$5.89B (+10.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Creative Planning in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Landsea Homes Corp51509P111*W EXP 01/07/20210,000$2.00K<0.1%00.0%Unchanged–
TOVXTheriva Biologics, Inc.COM NEW10,000$3.00K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW12,000$4.00K<0.1%00.0%UnchangedHistory
RGLSRegulus Therapeutics Inc.COM NEW14,200$4.00K<0.1%00.0%UnchangedHistory
AGRXAgile Therapeutics IncCOM10,000$5.00K<0.1%00.0%UnchangedHistory
TTOOT2 Biosystems, Inc.COM10,064$5.00K<0.1%−29,700−74.7%ReducedHistory
SDPISuperior Drilling Products, Inc.COM10,000$7.00K<0.1%00.0%UnchangedHistory
LSTALisata Therapeutics, Inc.COM NEW10,075$8.00K<0.1%00.0%UnchangedHistory
RMTIRockwell Medical, Inc.COM20,050$8.00K<0.1%−600−2.9%ReducedHistory
TRXTRX GOLD CorpCOM20,000$8.00K<0.1%00.0%UnchangedHistory
Best Inc08653C106SPONSORED ADS10,000$9.00K<0.1%00.0%Unchanged–
Equity Distr Acquisition Cor29465E106COM CL A12,000$9.00K<0.1%00.0%Unchanged–
Omnichannel Acquisition Corp.68218L116*W EXP 12/30/20215,000$9.00K<0.1%00.0%Unchanged–
SNDLSNDL Inc.COM15,073$9.00K<0.1%−11,160−42.5%ReducedHistory
GAUGaliano Gold Inc.COM13,709$10.0K<0.1%00.0%UnchangedHistory
Ctrip Com Intl Ltd22943FAM2CONVERTIBLE BOND–$10.0K<0.1%–––
LPCNLipocine Inc.COM10,000$10.0K<0.1%00.0%UnchangedHistory
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/0–$10.0K<0.1%–––
Ares Capital Corp04010LAT0NOTE 3.750% 2/0–$11.0K<0.1%–––
CFMSConformis IncCOM14,881$11.0K<0.1%00.0%UnchangedHistory
VCNXVaccinex, Inc.COM11,000$11.0K<0.1%00.0%UnchangedHistory
DMKDMK Pharmaceuticals CorpCOM NEW22,000$13.0K<0.1%+22,000NewHistory
SDOTSadot Group Inc.COM17,425$13.0K<0.1%00.0%UnchangedHistory
WATTEnergous CorpCOM11,525$14.0K<0.1%+110+1.0%AddedHistory
INMInMed Pharmaceuticals Inc.COM NEW10,832$14.0K<0.1%−9−0.1%ReducedHistory
NHIQNantHealth, Inc.COM13,089$14.0K<0.1%−82−0.6%ReducedHistory
ENVBEnveric Biosciences, Inc.COM NEW17,577$16.0K<0.1%00.0%UnchangedHistory
Cybin Ord23256X100COM14,201$17.0K<0.1%−99−0.7%Reduced–
Cipher Mining Inc17253J114*W EXP 10/22/20215,000$17.0K<0.1%+2,000+15.4%Added–
MUXMcEwen Inc.COM19,767$18.0K<0.1%00.0%UnchangedHistory
New Gold Inc Cda644535106COM11,700$18.0K<0.1%00.0%Unchanged–
GSATGlobalstar, Inc.COM17,484$20.0K<0.1%+17,484NewHistory
Impax Laboratories Inc45256BAE1NOTE 2.000% 6/1–$20.0K<0.1%–––
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/2–$21.0K<0.1%–––
BOXLBoxlight CorpCOM CL A15,252$21.0K<0.1%−3,000−16.4%ReducedHistory
SPPISpectrum Pharmaceuticals IncCOM16,531$21.0K<0.1%−10.0%ReducedHistory
CNSYCerenome, Inc.COM NEW21,039$22.0K<0.1%+2,500+13.5%AddedHistory
GALTGalectin Therapeutics IncCOM NEW11,048$23.0K<0.1%+11,048NewHistory
GLDGGoldMining Inc.COM18,942$23.0K<0.1%+5,600+42.0%AddedHistory
IDEXIdeanomics, Inc.COM19,310$23.0K<0.1%00.0%UnchangedHistory
SLESuper League Enterprise, Inc.COM10,097$24.0K<0.1%00.0%UnchangedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$26.0K<0.1%–––
AQMSAqua Metals, Inc.COM21,792$27.0K<0.1%+21,792NewHistory
TLMDSOC Telemed, Inc.COM CL A21,186$27.0K<0.1%+21,186NewHistory
URGUr-Energy IncCOM24,035$29.0K<0.1%−10.0%ReducedHistory
BLRXBioLineRx Ltd.SPONSORED ADS14,582$30.0K<0.1%00.0%UnchangedHistory
TASTCarrols Restaurant Group, Inc.COM10,030$30.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM27,358$30.0K<0.1%−312−1.1%ReducedHistory
MDWDMediWound Ltd.ORD SHS12,500$30.0K<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM17,951$31.0K<0.1%+549+3.2%AddedHistory
OTLKOutlook Therapeutics, Inc.COM NEW23,000$31.0K<0.1%00.0%UnchangedHistory
IMDXInsight Molecular Diagnostics Inc.COM15,309$33.0K<0.1%+15,309NewHistory
Power & Digital Infra Acq Co739190114*W EXP 02/12/20210,000$33.0K<0.1%00.0%Unchanged–
SOLOElectrameccanica Vehicles Corp.COM NEW14,950$34.0K<0.1%−573−3.7%ReducedHistory
SERSerina Therapeutics, Inc.COM32,160$35.0K<0.1%+500+1.6%AddedHistory
AMRNAmarin Corp PLCSPONS ADR NEW10,388$35.0K<0.1%−3,702−26.3%ReducedHistory
DRTTFDirtt Environmental Solutions LtdCOM15,900$35.0K<0.1%−9,000−36.1%ReducedHistory
VBIVVBI Vaccines Inc/BCCOM NEW14,900$35.0K<0.1%+14,900NewHistory
AVTXAvalo Therapeutics, Inc.COM20,369$35.0K<0.1%+5,555+37.5%AddedHistory
BBDBank BradescoSP ADR PFD NEW10,829$37.0K<0.1%+443+4.3%AddedHistory
NATNordic American Tankers LtdCOM21,627$37.0K<0.1%+4,101+23.4%AddedHistory
SDEVStablecoin Development CorpCOM NEW100,000$38.0K<0.1%+100,000NewHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT10,333$39.0K<0.1%+10,333NewHistory
FBIOFortress Biotech, Inc.COM15,600$39.0K<0.1%00.0%UnchangedHistory
MOVECorvex, Inc.COM10,644$40.0K<0.1%+10,644NewHistory
STONStonemor Inc.COM17,781$41.0K<0.1%−100−0.6%ReducedHistory
WTERAlkaline Water Co IncCOM NEW35,293$42.0K<0.1%+1,550+4.6%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD11,371$43.0K<0.1%−84−0.7%ReducedHistory
CATXPerspective Therapeutics, Inc.COM114,500$44.0K<0.1%00.0%UnchangedHistory
Bakkt Holdings Inc05759B115*W EXP 07/01/20217,976$44.0K<0.1%+17,976New–
WTIW&T Offshore IncCOM14,700$47.0K<0.1%−32,160−68.6%ReducedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD19,578$48.0K<0.1%00.0%UnchangedHistory
SQFTPresidio Property Trust, Inc.COM CL A12,287$48.0K<0.1%00.0%UnchangedHistory
LCILannett Co IncCOM30,000$49.0K<0.1%+20,000+200.0%AddedHistory
Mirion Technologies Inc - US60471A119Warrant / Rights20,000$50.0K<0.1%+20,000New–
GEVOGevo, Inc.COM PAR11,940$51.0K<0.1%−51−0.4%ReducedHistory
VNRXVolitionrx LtdCOM16,160$51.0K<0.1%00.0%UnchangedHistory
HITIHigh Tide Inc.COM NEW12,112$51.0K<0.1%−20.0%ReducedHistory
CRONCronos Group Inc.COM13,499$53.0K<0.1%−4,211−23.8%ReducedHistory
HOFVHall of Fame Resort & Entertainment CoCOM35,093$53.0K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW12,246$53.0K<0.1%−1,573−11.4%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT17,953$55.0K<0.1%+1,000+5.9%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT13,027$56.0K<0.1%00.0%UnchangedHistory
LCTXLineage Cell Therapeutics, Inc.COM23,581$58.0K<0.1%−1,977−7.7%ReducedHistory
Camber Energy Inc13200M508COM67,753$58.0K<0.1%+34,553+104.1%Added–
Macquarie Infrastructure Cor55608B105COM15,972$58.0K<0.1%+15,972New–
CIFRCipher Digital Inc.COM12,701$59.0K<0.1%+12,701NewHistory
KGCKinross Gold CorpCOM10,340$60.0K<0.1%−400−3.7%ReducedHistory
MVSTMicrovast Holdings, Inc.COM10,670$60.0K<0.1%−10,050−48.5%ReducedHistory
USXUS Xpress Enterprises IncCOM CL A10,338$61.0K<0.1%00.0%UnchangedHistory
GOCOGoHealth, Inc.COM CL A16,742$63.0K<0.1%+6,391+61.7%AddedHistory
EOLSEvolus, Inc.COM10,046$65.0K<0.1%+10,046NewHistory
MMTAberdeen Multi-Market Income FundSH BEN INT10,139$65.0K<0.1%+10,139NewHistory
ACBAurora Cannabis IncCOM12,057$65.0K<0.1%+888+8.0%AddedHistory
BKCCBlackRock Capital Investment CorpCOM16,814$67.0K<0.1%00.0%UnchangedHistory
Hoegh LNG Partners LPY3262R100COM UNIT LTD16,002$69.0K<0.1%00.0%Unchanged–
OMEROmeros CorpCOM11,270$72.0K<0.1%+11,270NewHistory
INOInovio Pharmaceuticals, Inc.COM NEW14,405$72.0K<0.1%−1,306−8.3%ReducedHistory
UECUranium Energy CorpCOM21,787$73.0K<0.1%+21,787NewHistory
HBMHudbay Minerals Inc.COM10,000$73.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (139)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 139 by value last quarter.

Positions of Creative Planning sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH7,158$5.03M<0.1%–
KSUKansas City SouthernCOM NEW13,286$3.60M<0.1%History
GWREGuidewire Software, Inc.COM29,104$3.46M<0.1%History
ASTRAstra Space, Inc.Common Stock338,727$2.94M<0.1%History
VNEArriver Holdco, Inc.COM85,772$2.92M<0.1%History
MCFContango Oil & Gas CoCOM NEW598,415$2.73M<0.1%History
HRIHerc Holdings IncCOM13,083$2.14M<0.1%History
BILLBILL Holdings, Inc.Stock8,002$2.14M<0.1%History
IMGNImmunoGen, Inc.COM279,963$1.59M<0.1%History
EVTCEVERTEC, Inc.COM28,412$1.30M<0.1%History
TMETencent Music Entertainment GroupSPON ADS150,300$1.09M<0.1%History
CMPCompass Minerals International IncStock16,526$1.06M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB50,074$1.06M<0.1%History
TALTAL Education GroupSPONSORED ADS211,715$1.02M<0.1%History
iShares Tr46435G342MORTGE REL ETF28,193$1.02M<0.1%–
OPENOpendoor Technologies Inc.COM49,599$1.02M<0.1%History
HRCHill-Rom Holdings, Inc.COM6,703$1.00M<0.1%History
Kraneshares Tr500767694SSE STAR MRKT 5041,873$970.0K<0.1%–
RAVNRaven Industries IncCOM15,380$886.0K<0.1%History
CODXCo-Diagnostics, Inc.COM82,355$801.0K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF15,404$636.0K<0.1%–
SVBISevern Bancorp IncCOM49,387$618.0K<0.1%History
ARAntero Resources CorpCOM29,725$559.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR14,857$537.0K<0.1%–
Nuveen Corporate Incm Noveme67077N106COM55,514$521.0K<0.1%–
PSXPPhillips 66 Partners LPCOM UNIT REP INT14,072$504.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,830$496.0K<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM16,514$492.0K<0.1%–
SHLXShell Midstream Partners, L.P.UNIT LTD INT41,246$485.0K<0.1%History
HUTHut 8 Corp.Common Stock57,608$484.0K<0.1%History
NMFCNew Mountain Finance CorpCOM35,093$467.0K<0.1%History
ProShares Tr74347G861ULTRAPRO SHT QQQ53,639$463.0K<0.1%–
STMPStamps.com IncCOM NEW1,363$450.0K<0.1%History
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN15,840$440.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY6,602$434.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM9,169$425.0K<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT17,231$423.0K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF6,959$417.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD21,265$407.0K<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR8,388$382.0K<0.1%–
MDLAMedallia, Inc.COM11,092$376.0K<0.1%History
VanEck Vectors ETF Tr92189F403RUSSIA ETF12,219$370.0K<0.1%–
CGENCompugen LtdORD61,840$369.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD6,811$356.0K<0.1%–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS27,299$316.0K<0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,484$314.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM21,209$302.0K<0.1%History
SACHSachem Capital Corp.COM54,000$295.0K<0.1%History
CALCaleres IncCOM13,106$291.0K<0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF3,132$286.0K<0.1%–
SJTSan Juan Basin Royalty TrustUNIT BEN INT55,235$279.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,000$277.0K<0.1%–
DOCSDoximity, Inc.CL A3,381$273.0K<0.1%History
WMPNWilliam Penn BancorporationCOM22,273$272.0K<0.1%History
iShares Tr46435G789IBONDS DEC202110,479$268.0K<0.1%–
Global X FDS37954Y673US INFR DEV ETF10,402$264.0K<0.1%–
MGNIMagnite, Inc.COM9,327$261.0K<0.1%History
PUBMPubMatic, Inc.COM CL A9,691$255.0K<0.1%History
PLANAnaplan, Inc.COM4,166$254.0K<0.1%History
RVNCRevance Therapeutics, Inc.COM9,113$254.0K<0.1%History
QDELQuidelOrtho CorpCOM1,791$253.0K<0.1%History
Chindata Group Hldgs Ltd16955F107ADS30,000$252.0K<0.1%–
MITKMitek Systems IncCOM NEW13,441$249.0K<0.1%History
ENDPEndo International plcSHS76,321$247.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS2,709$246.0K<0.1%History
PUKPrudential PLCADR6,284$246.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,328$246.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM1,810$243.0K<0.1%History
iShares Tr464288372GLB INFRASTR ETF5,282$242.0K<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC7,980$239.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF2,184$239.0K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD5,839$238.0K<0.1%–
AIZAssurant, Inc.Stock1,505$237.0K<0.1%History
AGIOAgios Pharmaceuticals, Inc.COM5,102$235.0K<0.1%History
WisdomTree Tr97717W778INTL MIDCAP DV3,495$234.0K<0.1%–
PMTPennyMac Mortgage Investment TrustCOM11,838$233.0K<0.1%History
PLLPiedmont Lithium Inc.Stock4,258$232.0K<0.1%History
MMSIMerit Medical Systems IncCOM3,237$232.0K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A11,618$232.0K<0.1%History
QNCXQuince Therapeutics, Inc.COM2,510$230.0K<0.1%History
JTANuveen Tax Advantaged Total Return Strategy FundCOM20,696$230.0K<0.1%History
NSNuStar Energy L.P.UNIT COM14,069$221.0K<0.1%History
DOXAmdocs LtdSHS2,900$220.0K<0.1%History
MDPHawkeye Acquisition, Inc.COM3,941$220.0K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE11,137$218.0K<0.1%–
Listed FD Tr53656F789ROUNDHILL SPORTS7,251$218.0K<0.1%–
CRNCCerence Inc.COM2,253$217.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,857$216.0K<0.1%History
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY4,379$212.0K<0.1%–
BLFSBiolife Solutions IncCOM NEW5,000$212.0K<0.1%History
WisdomTree Tr97717Y683ENHNCD CMMDTY ST9,410$210.0K<0.1%–
WWayfair Inc.CL A821$210.0K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH5,202$209.0K<0.1%–
PCORProcore Technologies, Inc.COM2,343$209.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR15,090$208.0K<0.1%History
EVRIEveri Holdings Inc.COM8,587$208.0K<0.1%History
FLSFlowserve CorpCOM5,967$207.0K<0.1%History
IRBTiRobot CorpCOM2,616$205.0K<0.1%History
ZGZillow Group, Inc.CL A2,300$204.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI7,945$204.0K<0.1%–