Creative Planning
- SEC CIK
- 0001540235
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 30, 2021. Long positions only.
- Positions
- 2,332
- No 13F data for Q4 2020
- Portfolio value
- $49.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NATNordic American Tankers Ltd | COM | 21,330 | $69.0K | <0.1% | – | – | History |
| FRSXForesight Autonomous Holdings Ltd. | SPONSORED ADS | 10,980 | $69.0K | <0.1% | – | – | History |
| RIGLRigel Pharmaceuticals Inc | COM NEW | 20,200 | $69.0K | <0.1% | – | – | History |
| WRAPWrap Technologies, Inc. | COM | 12,607 | $70.0K | <0.1% | – | – | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 14,312 | $70.0K | <0.1% | – | – | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 11,031 | $72.0K | <0.1% | – | – | History |
| SIFYSify Technologies Ltd | SPONSORED ADS | 20,500 | $72.0K | <0.1% | – | – | History |
| VNRXVolitionrx Ltd | COM | 19,360 | $73.0K | <0.1% | – | – | History |
| SLESuper League Enterprise, Inc. | COM | 10,489 | $74.0K | <0.1% | – | – | History |
| TSITCW Strategic Income Fund Inc | COM | 12,956 | $74.0K | <0.1% | – | – | History |
| BGCBGC Group, Inc. | CL A | 15,549 | $75.0K | <0.1% | – | – | History |
| RESNResonant Inc | COM | 17,990 | $76.0K | <0.1% | – | – | History |
| CVECenovus Energy Inc. | COM | 10,187 | $77.0K | <0.1% | – | – | History |
| RVSBRiverview Bancorp Inc | COM | 11,258 | $78.0K | <0.1% | – | – | History |
| GFIGold Fields Ltd | SPONSORED ADR | 8,313 | $79.0K | <0.1% | – | – | History |
| IGRCbre Global Real Estate Income Fund | COM | 10,191 | $80.0K | <0.1% | – | – | History |
| Gossamer Bio, Inc.38341PAA0 | NOTE 5.000% 6/0 | – | $80.0K | <0.1% | – | – | – |
| ABUSArbutus Biopharma Corp | COM | 24,210 | $81.0K | <0.1% | – | – | History |
| RMTIRockwell Medical, Inc. | COM | 69,460 | $81.0K | <0.1% | – | – | History |
| OBSVObsEva SA | COM | 24,960 | $81.0K | <0.1% | – | – | History |
| OCGNOcugen, Inc. | COM | 12,109 | $82.0K | <0.1% | – | – | History |
| Colony Cap Inc New19626G108 | CL A COM | 12,696 | $82.0K | <0.1% | – | – | – |
| Dmy Technology Group Inc II233277110 | *W EXP 07/29/202 | 20,000 | $84.0K | <0.1% | – | – | – |
| SSKNSTRATA Skin Sciences, Inc. | COM NEW | 50,200 | $84.0K | <0.1% | – | – | History |
| TELLTellurian Inc. | COM | 35,704 | $84.0K | <0.1% | – | – | History |
| GUTGabelli Utility Trust | COM | 12,297 | $85.0K | <0.1% | – | – | History |
| KINSKingstone Companies, Inc. | COM | 10,072 | $86.0K | <0.1% | – | – | History |
| SOSSOS Ltd | SPNSORD ADS NEW | 17,250 | $86.0K | <0.1% | – | – | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 18,235 | $87.0K | <0.1% | – | – | History |
| UAVSAgEagle Aerial Systems Inc. | COM | 13,920 | $87.0K | <0.1% | – | – | History |
| Portman Ridge Fin Corp73688F102 | COM | 40,377 | $87.0K | <0.1% | – | – | – |
| VVRInvesco Senior Income Trust | COM | 21,400 | $90.0K | <0.1% | – | – | History |
| PHKPIMCO High Income Fund | COM SHS | 13,379 | $90.0K | <0.1% | – | – | History |
| GNWGenworth Financial Inc | COM SHS | 27,501 | $91.0K | <0.1% | – | – | History |
| BRQSFBorqs Technologies, Inc. | SHS | 61,270 | $91.0K | <0.1% | – | – | History |
| MDWDMediWound Ltd. | ORD SHS | 17,270 | $93.0K | <0.1% | – | – | History |
| EGIOEdgio, Inc. | COM | 26,515 | $95.0K | <0.1% | – | – | History |
| CASICASI Pharmaceuticals, Inc (DE) | COM | 40,009 | $96.0K | <0.1% | – | – | History |
| EXTNExterran Corp | COM | 28,484 | $96.0K | <0.1% | – | – | History |
| Dycom Inds Inc267475AB7 | NOTE 0.750% 9/1 | – | $97.0K | <0.1% | – | – | – |
| HMYHarmony Gold Mining Co Ltd | ADR | 22,404 | $98.0K | <0.1% | – | – | History |
| PCKPIMCO California Municipal Income Fund II | COM | 10,935 | $99.0K | <0.1% | – | – | History |
| PSTXPoseida Therapeutics, Inc. | COM | 10,504 | $100.0K | <0.1% | – | – | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 27,898 | $100.0K | <0.1% | – | – | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 10,726 | $101.0K | <0.1% | – | – | History |
| ATOSAtossa Therapeutics, Inc. | COM | 48,666 | $103.0K | <0.1% | – | – | History |
| Altimar Acquisition Corp IIG03709113 | UNIT 99/99/9999 | 10,100 | $103.0K | <0.1% | – | – | – |
| Prospector Capital CorpG7273A121 | UNIT 01/01/2030 | 10,220 | $103.0K | <0.1% | – | – | – |
| Epiphany Technology Acquisit29429X208 | UNIT 99/99/9999 | 10,320 | $104.0K | <0.1% | – | – | – |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 13,696 | $105.0K | <0.1% | – | – | – |
| Tufin Software TechnologieM8893U102 | SHS | 10,000 | $105.0K | <0.1% | – | – | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 14,728 | $108.0K | <0.1% | – | – | – |
| BBBLACKBERRY Ltd | COM | 13,107 | $110.0K | <0.1% | – | – | History |
| MCRMFS Charter Income Trust | SH BEN INT | 12,920 | $110.0K | <0.1% | – | – | History |
| OSWOnespaworld Holdings Ltd | COM | 10,470 | $112.0K | <0.1% | – | – | History |
| DBOInvesco DB Oil Fund | OIL FD | 10,663 | $112.0K | <0.1% | – | – | History |
| Colicity Inc194170205 | UNIT 02/24/2026 | 11,040 | $112.0K | <0.1% | – | – | – |
| BKTBlackRock Income Trust, Inc. | COM | 18,455 | $113.0K | <0.1% | – | – | History |
| Experience Invt Corp30217C109 | COM CL A | 11,025 | $113.0K | <0.1% | – | – | – |
| GIGCAPITAL2 Inc375036100 | COM | 11,300 | $113.0K | <0.1% | – | – | – |
| Nightdragon Acquisition Corp65413D204 | UNIT 02/26/20266 | 11,100 | $113.0K | <0.1% | – | – | – |
| SNDLSNDL Inc. | COM | 101,658 | $115.0K | <0.1% | – | – | History |
| OGIOrganigram Global Inc. | COM | 33,597 | $117.0K | <0.1% | – | – | History |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | 10,709 | $117.0K | <0.1% | – | – | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 33,787 | $118.0K | <0.1% | – | – | – |
| CHWCalamos Global Dynamic Income Fund | COM | 11,600 | $119.0K | <0.1% | – | – | History |
| CLOVClover Health Investments, Corp. | COM CL A | 15,777 | $119.0K | <0.1% | – | – | History |
| Titan Med Inc88830X819 | COM NEW | 69,914 | $119.0K | <0.1% | – | – | – |
| Alussa Energy Acquisition Corp.G0232J101 | SHS CL A | 12,000 | $120.0K | <0.1% | – | – | – |
| AMAntero Midstream Corp | Stock | 13,349 | $121.0K | <0.1% | – | – | History |
| SVMSilvercorp Metals Inc | COM | 24,631 | $121.0K | <0.1% | – | – | History |
| INFIInfinity Pharmaceuticals, Inc. | COM | 37,310 | $121.0K | <0.1% | – | – | History |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 60,000 | $121.0K | <0.1% | – | – | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 10,646 | $122.0K | <0.1% | – | – | History |
| ETRNMidstream Co LLC | COM | 15,174 | $124.0K | <0.1% | – | – | History |
| NVVENuvve Holding Corp. | COM | 12,306 | $124.0K | <0.1% | – | – | History |
| NCVVirtus Convertible & Income Fund | COM | 21,861 | $124.0K | <0.1% | – | – | History |
| APRNBlue Apron Holdings, Inc. | CL A NEW | 19,748 | $125.0K | <0.1% | – | – | History |
| DMDesktop Metal, Inc. | COM CL A | 8,402 | $125.0K | <0.1% | – | – | History |
| CATXPerspective Therapeutics, Inc. | COM | 114,600 | $125.0K | <0.1% | – | – | History |
| MFAMfa Financial, Inc. | COM | 30,660 | $125.0K | <0.1% | – | – | History |
| Yamana Gold Inc98462Y100 | COM | 28,775 | $125.0K | <0.1% | – | – | – |
| XXII22nd Century Group, Inc. | COM | 38,177 | $126.0K | <0.1% | – | – | History |
| NMRKNewmark Group, Inc. | CL A | 12,820 | $128.0K | <0.1% | – | – | History |
| ROOTRoot, Inc. | COM CL A | 10,087 | $128.0K | <0.1% | – | – | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 10,966 | $129.0K | <0.1% | – | – | History |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 10,000 | $130.0K | <0.1% | – | – | History |
| CURICuriosityStream Inc. | COM CL A | 9,565 | $130.0K | <0.1% | – | – | History |
| KALAKALA BIO, Inc. | COM | 19,230 | $130.0K | <0.1% | – | – | History |
| SOLOElectrameccanica Vehicles Corp. | COM NEW | 28,137 | $132.0K | <0.1% | – | – | History |
| KGCKinross Gold Corp | COM | 19,931 | $133.0K | <0.1% | – | – | History |
| EXKEndeavour Silver Corp | COM | 27,033 | $134.0K | <0.1% | – | – | History |
| Holicity Inc435063102 | COM CL A | 11,361 | $134.0K | <0.1% | – | – | – |
| NUVBNuvation Bio Inc. | COM CL A | 12,900 | $135.0K | <0.1% | – | – | History |
| CFMSConformis Inc | COM | 136,581 | $135.0K | <0.1% | – | – | History |
| Silvercrest Metals Inc828363101 | COM | 16,851 | $136.0K | <0.1% | – | – | – |
| ESBAEmpire State Realty OP, L.P. | UNIT LTD PRTNSP | 12,356 | $137.0K | <0.1% | – | – | History |
| Sandbridge Acquisition Corp799793104 | COM CL A | 14,000 | $139.0K | <0.1% | – | – | – |
| GSLGlobal Ship Lease, Inc. | COM CL A | 10,000 | $141.0K | <0.1% | – | – | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 15,700 | $142.0K | <0.1% | – | – | History |
Options (248)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 248 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AAPLApple Inc. | Stock | $380.0K | $22.2M |
| METAMeta Platforms, Inc. | Stock | $0 | $16.5M |
| TSLATesla, Inc. | Stock | $1.90M | $11.2M |
| GOOGLAlphabet Inc. | Stock | $2.00K | $9.26M |
| MSFTMicrosoft Corp | Stock | $58.0K | $7.06M |
| AMDAdvanced Micro Devices Inc | Stock | – | $4.63M |
| AMZNAmazon Com Inc | Stock | $749.0K | $2.92M |
| CCitigroup Inc | Stock | – | $3.65M |
| NVDANVIDIA Corp | Stock | $7.00K | $1.63M |
| XYZBlock, Inc. | CL A | – | $1.19M |
| LRCXLam Research Corp | COM | $1.00K | $1.06M |
| JDJD.com, Inc. | SPON ADS CL A | – | $958.0K |
| CMGChipotle Mexican Grill Inc | COM | – | $906.0K |
| PENNPENN Entertainment, Inc. | COM | – | $879.0K |
| BRK.BBerkshire Hathaway Inc | Stock | $0 | $827.0K |
| ADBEAdobe Inc. | Stock | – | $825.0K |
| DOCUDocuSign, Inc. | Stock | $0 | $811.0K |
| BABAAlibaba Group Holding Ltd | ADR | – | $767.0K |
| PYPLPayPal Holdings, Inc. | Stock | $2.00K | $588.0K |
| MUMicron Technology Inc | Stock | – | $587.0K |
| MSTRStrategy Inc | Stock | – | $579.0K |
| ARK Innovation ETF00214Q104 | ETF | $7.00K | $436.0K |
| PLTRPalantir Technologies Inc. | Stock | – | $420.0K |
| ORCLOracle Corp | Stock | – | $378.0K |
| BACBank of America Corp | Stock | $0 | $341.0K |
| VEEVVeeva Systems Inc | Stock | $21.0K | $316.0K |
| BOXBox Inc | CL A | – | $294.0K |
| ZMZoom Communications, Inc. | Stock | $87.0K | $198.0K |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $259.0K |
| UBERUber Technologies, Inc | Stock | – | $249.0K |
| GDSGDS Holdings Ltd | SPONSORED ADS | – | $245.0K |
| MVISMicrovision, Inc. | COM NEW | – | $243.0K |
| LULUlululemon athletica inc. | Stock | – | $242.0K |
| NOWServiceNow, Inc. | Stock | – | $233.0K |
| CHWYChewy, Inc. | CL A | – | $226.0K |
| PLUGPlug Power Inc | Stock | – | $214.0K |
| SNAPSnap Inc | Stock | – | $209.0K |
| FDXFedEx Corp | Stock | $1.00K | $191.0K |
| SHOPShopify Inc. | Stock | – | $187.0K |
| DISWalt Disney Co | Stock | – | $175.0K |
| NKENIKE, Inc. | Stock | – | $169.0K |
| TWLOTwilio Inc | CL A | – | $167.0K |
| ROKURoku, Inc | COM CL A | – | $158.0K |
| TLRYTilray Brands, Inc. | COM CL 2 | – | $155.0K |
| NIONIO Inc. | ADR | $0 | $142.0K |
| SPYSPDR S&P 500 ETF Trust | ETF | $121.0K | $17.0K |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $137.0K |
| SUNWSunworks, Inc. | COM NEW | $126.0K | – |
| BABoeing Co | Stock | – | $125.0K |
| SPCEVirgin Galactic Holdings, Inc | COM | – | $125.0K |
| SESea Ltd | SPONSORD ADS | – | $116.0K |
| ZZillow Group, Inc. | CL C CAP STK | $1.00K | $113.0K |
| NFLXNetflix Inc | Stock | $0 | $111.0K |
| ZENZendesk, Inc. | COM | – | $111.0K |
| DKNGDraftKings Inc. | COM CL A | – | $103.0K |
| LMNDLemonade, Inc. | Stock | – | $100.0K |
| ABNBAirbnb, Inc. | Stock | – | $98.0K |
| ALBAlbemarle Corp | Stock | – | $98.0K |
| GMEGameStop Corp. | Stock | $94.0K | $0 |
| iShares Tr464287234 | MSCI EMG MKT ETF | $94.0K | – |
| DECKDeckers Outdoor Corp | COM | – | $94.0K |
| MASIMasimo Corp | COM | $90.0K | – |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | – | $89.0K |
| ZSZscaler, Inc. | Stock | – | $88.0K |
| BEBloom Energy Corp | COM CL A | – | $85.0K |
| BLNKBlink Charging Co. | COM | – | $84.0K |
| SWKSSkyworks Solutions, Inc. | Stock | – | $81.0K |
| AGFirst Majestic Silver Corp | COM | – | $79.0K |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $1.00K | $77.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $75.0K |
| SNOWSnowflake Inc. | Stock | – | $74.0K |
| iShares MSCI Eafe ETF464287465 | ETF | $74.0K | – |
| MARMarriott International Inc | Stock | – | $73.0K |
| OKTAOkta, Inc. | CL A | – | $71.0K |
| ESTCElastic N.V. | ORD SHS | – | $70.0K |
| Vanguard S&P 500 ETF922908363 | ETF | – | $69.0K |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $67.0K |
| QCOMQualcomm Inc | Stock | – | $66.0K |
| iShares Russell 2000 ETF464287655 | ETF | $61.0K | – |
| ATVIActivision Blizzard, Inc. | COM | – | $61.0K |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | – | $60.0K |
| BTBTBit Digital, Inc | SHS | – | $60.0K |
| TTDTrade Desk, Inc. | Stock | $0 | $58.0K |
| PTONPeloton Interactive, Inc. | CL A COM | – | $55.0K |
| XPEVXpeng Inc. | ADS | – | $52.0K |
| ABTCAmerican Bitcoin Corp. | COM | – | $51.0K |
| MSMorgan Stanley | Stock | – | $49.0K |
| RIOTRiot Platforms, Inc. | COM | – | $47.0K |
| ARK Next Generation Technology ETF00214Q401 | ETF | – | $46.0K |
| EBONEbang International Holdings Inc. | CL A SHS | – | $45.0K |
| CRMSalesforce, Inc. | Stock | $2.00K | $42.0K |
| GIGCAPITAL2 Inc375036100 | COM | – | $44.0K |
| TWTRTwitter, Inc. | COM | – | $44.0K |
| Invesco QQQ Trust Series I46090E103 | ETF | $7.00K | $36.0K |
| VZVerizon Communications Inc | Stock | – | $43.0K |
| WORKSlack Technologies, Inc. | COM CL A | – | $43.0K |
| PINSPinterest, Inc. | CL A | – | $41.0K |
| WMTWalmart Inc. | Stock | – | $40.0K |
| CGCCanopy Growth Corp | COM | – | $40.0K |
| AMATApplied Materials Inc | Stock | – | $39.0K |