Creative Planning
- SEC CIK
- 0001540235
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 30, 2021. Long positions only.
- Positions
- 2,332
- No 13F data for Q4 2020
- Portfolio value
- $49.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 11,298 | $1.00K | <0.1% | – | – | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 167 | $4.00K | <0.1% | – | – | History |
| East Stone Acquisition CorpG2911D116 | *W EXP 12/31/202 | 15,000 | $4.00K | <0.1% | – | – | – |
| AAUAFAlmaden Minerals Ltd | COM CL B | 13,500 | $7.00K | <0.1% | – | – | History |
| TOVXTheriva Biologics, Inc. | COM NEW | 11,144 | $8.00K | <0.1% | – | – | History |
| AUMNGolden Minerals Co | COM | 14,052 | $9.00K | <0.1% | – | – | History |
| SDPISuperior Drilling Products, Inc. | COM | 10,000 | $9.00K | <0.1% | – | – | History |
| EBONEbang International Holdings Inc. | CL A SHS | 1,080 | $9.00K | <0.1% | – | – | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 15,995 | $10.0K | <0.1% | – | – | History |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $10.0K | <0.1% | – | – | – |
| Ctrip Com Intl Ltd22943FAM2 | CONVERTIBLE BOND | – | $10.0K | <0.1% | – | – | – |
| Teva Pharmaceutical Fin LLC88163VAE9 | DBCV 0.250% 2/0 | – | $10.0K | <0.1% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $11.0K | <0.1% | – | – | – |
| BTBTBit Digital, Inc | SHS | 775 | $12.0K | <0.1% | – | – | History |
| TRXTRX GOLD Corp | COM | 20,000 | $12.0K | <0.1% | – | – | History |
| FURYFury Gold Mines Ltd | COM | 10,652 | $13.0K | <0.1% | – | – | History |
| LGMKLogicMark, Inc. | COM NEW | 10,120 | $14.0K | <0.1% | – | – | History |
| GAUGaliano Gold Inc. | COM | 13,709 | $15.0K | <0.1% | – | – | History |
| LPCNLipocine Inc. | COM | 10,000 | $15.0K | <0.1% | – | – | History |
| INUVInuvo, Inc. | COM NEW | 16,025 | $16.0K | <0.1% | – | – | History |
| Qell Acquisition CorpG7307X113 | *W EXP 10/01/202 | 10,000 | $17.0K | <0.1% | – | – | – |
| ITRMIterum Therapeutics plc | SHS | 13,075 | $18.0K | <0.1% | – | – | History |
| RGLSRegulus Therapeutics Inc. | COM NEW | 12,000 | $19.0K | <0.1% | – | – | History |
| Naked Brand Group LimitedQ6519T117 | SHS NEW | 26,868 | $19.0K | <0.1% | – | – | – |
| DNNDenison Mines Corp. | COM | 18,228 | $20.0K | <0.1% | – | – | History |
| Impax Laboratories Inc45256BAE1 | NOTE 2.000% 6/1 | – | $20.0K | <0.1% | – | – | – |
| AGRXAgile Therapeutics Inc | COM | 10,000 | $21.0K | <0.1% | – | – | History |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 16,692 | $21.0K | <0.1% | – | – | History |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $23.0K | <0.1% | – | – | – |
| LSTALisata Therapeutics, Inc. | COM NEW | 12,164 | $23.0K | <0.1% | – | – | History |
| ADILAdial Pharmaceuticals, Inc. | COM | 10,000 | $24.0K | <0.1% | – | – | History |
| SRGASurgalign Holdings, Inc. | COM | 11,200 | $24.0K | <0.1% | – | – | History |
| New Gold Inc Cda644535106 | COM | 16,095 | $25.0K | <0.1% | – | – | – |
| NGLNGL Energy Partners LP | COM UNIT REPST | 12,763 | $26.0K | <0.1% | – | – | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $26.0K | <0.1% | – | – | – |
| Social Capital Hedosopha HLDG8251L113 | *W EXP 09/26/202 | 10,000 | $26.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $27.0K | <0.1% | – | – | – |
| WTERAlkaline Water Co Inc | COM NEW | 27,743 | $30.0K | <0.1% | – | – | History |
| AHTAshford Hospitality Trust Inc | COM SHS | 10,000 | $30.0K | <0.1% | – | – | History |
| MUXMcEwen Inc. | COM | 29,110 | $30.0K | <0.1% | – | – | History |
| XWELXWELL, Inc. | COM | 16,472 | $30.0K | <0.1% | – | – | History |
| GLDGGoldMining Inc. | COM | 20,165 | $33.0K | <0.1% | – | – | History |
| MNDOMind Cti Ltd | ORD | 12,500 | $33.0K | <0.1% | – | – | History |
| MBIOMustang Bio, Inc. | COM | 10,100 | $34.0K | <0.1% | – | – | History |
| STONStonemor Inc. | COM | 17,881 | $34.0K | <0.1% | – | – | History |
| VCNXVaccinex, Inc. | COM | 11,450 | $34.0K | <0.1% | – | – | History |
| ASMAvino Silver & Gold Mines Ltd | COM | 28,951 | $36.0K | <0.1% | – | – | History |
| INMInMed Pharmaceuticals Inc. | COM NEW | 10,990 | $36.0K | <0.1% | – | – | History |
| UECUranium Energy Corp | COM | 13,382 | $38.0K | <0.1% | – | – | History |
| URGUr-Energy Inc | COM | 34,696 | $38.0K | <0.1% | – | – | History |
| Hyperscale Data, Inc.05150X104 | COM | 11,600 | $38.0K | <0.1% | – | – | – |
| AVTXAvalo Therapeutics, Inc. | COM | 12,710 | $38.0K | <0.1% | – | – | History |
| DSSDSS, Inc. | COM NEW | 10,853 | $39.0K | <0.1% | – | – | History |
| IDEXIdeanomics, Inc. | COM | 13,414 | $39.0K | <0.1% | – | – | History |
| CNSYCerenome, Inc. | COM NEW | 16,356 | $39.0K | <0.1% | – | – | History |
| SQFTPresidio Property Trust, Inc. | COM CL A | 10,556 | $39.0K | <0.1% | – | – | History |
| TTOOT2 Biosystems, Inc. | COM | 24,234 | $39.0K | <0.1% | – | – | History |
| CIGEnergy Co of Minas Gerais | SP ADR N-V PFD | 17,638 | $40.0K | <0.1% | – | – | History |
| NYMXFNymox Pharmaceutical Corp | COM | 17,880 | $40.0K | <0.1% | – | – | History |
| BLRXBioLineRx Ltd. | SPONSORED ADS | 14,582 | $41.0K | <0.1% | – | – | History |
| Vy Global GrowthG9444H118 | *W EXP 01/30/203 | 20,000 | $41.0K | <0.1% | – | – | – |
| Alexco Resource Corp01535P106 | COM | 17,247 | $43.0K | <0.1% | – | – | – |
| CRTDCreatd, Inc. | COM | 10,000 | $43.0K | <0.1% | – | – | History |
| Tuscan Hldgs Corp90069K112 | *W EXP 04/01/202 | 13,500 | $43.0K | <0.1% | – | – | – |
| Companhia Paranaense Energ C20441B407 | SPON ADR PFD | 35,920 | $45.0K | <0.1% | – | – | – |
| ADMSAdamas Pharmaceuticals Inc | COM | 10,000 | $48.0K | <0.1% | – | – | History |
| CLRBCellectar Biosciences, Inc. | COM PAR | 30,000 | $48.0K | <0.1% | – | – | History |
| WLMSNOS4-1, Inc. | COM | 13,750 | $48.0K | <0.1% | – | – | History |
| CARMCarisma Therapeutics Inc. | COM | 18,700 | $49.0K | <0.1% | – | – | History |
| Social Capital Hedosopha HLDG82514111 | *W EXP 09/26/202 | 20,000 | $49.0K | <0.1% | – | – | – |
| AKBAAkebia Therapeutics, Inc. | COM | 14,653 | $50.0K | <0.1% | – | – | History |
| SERSerina Therapeutics, Inc. | COM | 30,673 | $50.0K | <0.1% | – | – | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 10,542 | $52.0K | <0.1% | – | – | History |
| ABEVAmbev S.A. | SPONSORED ADR | 19,078 | $52.0K | <0.1% | – | – | History |
| Finserv Acquisition Corp318085115 | *W EXP 12/31/202 | 15,000 | $52.0K | <0.1% | – | – | – |
| ZOMDFZomedica Corp. | COM | 32,675 | $52.0K | <0.1% | – | – | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $53.0K | <0.1% | – | – | – |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 23,662 | $53.0K | <0.1% | – | – | History |
| COMSCOMSovereign Holding Corp. | COM NEW | 20,167 | $54.0K | <0.1% | – | – | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 16,532 | $54.0K | <0.1% | – | – | History |
| ATRSAntares Pharma, Inc. | COM | 13,500 | $55.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 16,665 | $56.0K | <0.1% | – | – | – |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 13,961 | $56.0K | <0.1% | – | – | History |
| WTIW&T Offshore Inc | COM | 16,085 | $58.0K | <0.1% | – | – | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 14,281 | $58.0K | <0.1% | – | – | History |
| WTTRSelect Water Solutions, Inc. | CL A COM | 11,800 | $59.0K | <0.1% | – | – | History |
| BIOCBiocept Inc | COM | 11,804 | $60.0K | <0.1% | – | – | History |
| OVIDOvid Therapeutics Inc. | COM | 15,082 | $61.0K | <0.1% | – | – | History |
| BKCCBlackRock Capital Investment Corp | COM | 18,200 | $61.0K | <0.1% | – | – | History |
| Taiwan Liposome Co Ltd874038102 | SPONSORED ADS | 10,000 | $61.0K | <0.1% | – | – | – |
| CRNTCeragon Networks Ltd | Stock | 16,425 | $62.0K | <0.1% | – | – | History |
| Hexo Corp428304307 | COM NEW | 9,689 | $63.0K | <0.1% | – | – | – |
| SIGASiga Technologies Inc | COM | 10,030 | $65.0K | <0.1% | – | – | History |
| WWRWestwater Resources, Inc. | COM NEW | 12,139 | $65.0K | <0.1% | – | – | History |
| VHCVirnetX Holding Corp | COM | 11,626 | $65.0K | <0.1% | – | – | History |
| BTGB2GOLD Corp | COM | 15,286 | $66.0K | <0.1% | – | – | History |
| UUUUEnergy Fuels Inc | COM NEW | 11,764 | $67.0K | <0.1% | – | – | History |
| GNEGenie Energy Ltd. | CL B | 10,502 | $67.0K | <0.1% | – | – | History |
| USDPUSD Partners LP | COM UT REP LTD | 11,548 | $68.0K | <0.1% | – | – | History |
| HBMHudbay Minerals Inc. | COM | 10,000 | $69.0K | <0.1% | – | – | History |
Options (248)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 248 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AAPLApple Inc. | Stock | $380.0K | $22.2M |
| METAMeta Platforms, Inc. | Stock | $0 | $16.5M |
| TSLATesla, Inc. | Stock | $1.90M | $11.2M |
| GOOGLAlphabet Inc. | Stock | $2.00K | $9.26M |
| MSFTMicrosoft Corp | Stock | $58.0K | $7.06M |
| AMDAdvanced Micro Devices Inc | Stock | – | $4.63M |
| AMZNAmazon Com Inc | Stock | $749.0K | $2.92M |
| CCitigroup Inc | Stock | – | $3.65M |
| NVDANVIDIA Corp | Stock | $7.00K | $1.63M |
| XYZBlock, Inc. | CL A | – | $1.19M |
| LRCXLam Research Corp | COM | $1.00K | $1.06M |
| JDJD.com, Inc. | SPON ADS CL A | – | $958.0K |
| CMGChipotle Mexican Grill Inc | COM | – | $906.0K |
| PENNPENN Entertainment, Inc. | COM | – | $879.0K |
| BRK.BBerkshire Hathaway Inc | Stock | $0 | $827.0K |
| ADBEAdobe Inc. | Stock | – | $825.0K |
| DOCUDocuSign, Inc. | Stock | $0 | $811.0K |
| BABAAlibaba Group Holding Ltd | ADR | – | $767.0K |
| PYPLPayPal Holdings, Inc. | Stock | $2.00K | $588.0K |
| MUMicron Technology Inc | Stock | – | $587.0K |
| MSTRStrategy Inc | Stock | – | $579.0K |
| ARK Innovation ETF00214Q104 | ETF | $7.00K | $436.0K |
| PLTRPalantir Technologies Inc. | Stock | – | $420.0K |
| ORCLOracle Corp | Stock | – | $378.0K |
| BACBank of America Corp | Stock | $0 | $341.0K |
| VEEVVeeva Systems Inc | Stock | $21.0K | $316.0K |
| BOXBox Inc | CL A | – | $294.0K |
| ZMZoom Communications, Inc. | Stock | $87.0K | $198.0K |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $259.0K |
| UBERUber Technologies, Inc | Stock | – | $249.0K |
| GDSGDS Holdings Ltd | SPONSORED ADS | – | $245.0K |
| MVISMicrovision, Inc. | COM NEW | – | $243.0K |
| LULUlululemon athletica inc. | Stock | – | $242.0K |
| NOWServiceNow, Inc. | Stock | – | $233.0K |
| CHWYChewy, Inc. | CL A | – | $226.0K |
| PLUGPlug Power Inc | Stock | – | $214.0K |
| SNAPSnap Inc | Stock | – | $209.0K |
| FDXFedEx Corp | Stock | $1.00K | $191.0K |
| SHOPShopify Inc. | Stock | – | $187.0K |
| DISWalt Disney Co | Stock | – | $175.0K |
| NKENIKE, Inc. | Stock | – | $169.0K |
| TWLOTwilio Inc | CL A | – | $167.0K |
| ROKURoku, Inc | COM CL A | – | $158.0K |
| TLRYTilray Brands, Inc. | COM CL 2 | – | $155.0K |
| NIONIO Inc. | ADR | $0 | $142.0K |
| SPYSPDR S&P 500 ETF Trust | ETF | $121.0K | $17.0K |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $137.0K |
| SUNWSunworks, Inc. | COM NEW | $126.0K | – |
| BABoeing Co | Stock | – | $125.0K |
| SPCEVirgin Galactic Holdings, Inc | COM | – | $125.0K |
| SESea Ltd | SPONSORD ADS | – | $116.0K |
| ZZillow Group, Inc. | CL C CAP STK | $1.00K | $113.0K |
| NFLXNetflix Inc | Stock | $0 | $111.0K |
| ZENZendesk, Inc. | COM | – | $111.0K |
| DKNGDraftKings Inc. | COM CL A | – | $103.0K |
| LMNDLemonade, Inc. | Stock | – | $100.0K |
| ABNBAirbnb, Inc. | Stock | – | $98.0K |
| ALBAlbemarle Corp | Stock | – | $98.0K |
| GMEGameStop Corp. | Stock | $94.0K | $0 |
| iShares Tr464287234 | MSCI EMG MKT ETF | $94.0K | – |
| DECKDeckers Outdoor Corp | COM | – | $94.0K |
| MASIMasimo Corp | COM | $90.0K | – |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | – | $89.0K |
| ZSZscaler, Inc. | Stock | – | $88.0K |
| BEBloom Energy Corp | COM CL A | – | $85.0K |
| BLNKBlink Charging Co. | COM | – | $84.0K |
| SWKSSkyworks Solutions, Inc. | Stock | – | $81.0K |
| AGFirst Majestic Silver Corp | COM | – | $79.0K |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $1.00K | $77.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $75.0K |
| SNOWSnowflake Inc. | Stock | – | $74.0K |
| iShares MSCI Eafe ETF464287465 | ETF | $74.0K | – |
| MARMarriott International Inc | Stock | – | $73.0K |
| OKTAOkta, Inc. | CL A | – | $71.0K |
| ESTCElastic N.V. | ORD SHS | – | $70.0K |
| Vanguard S&P 500 ETF922908363 | ETF | – | $69.0K |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $67.0K |
| QCOMQualcomm Inc | Stock | – | $66.0K |
| iShares Russell 2000 ETF464287655 | ETF | $61.0K | – |
| ATVIActivision Blizzard, Inc. | COM | – | $61.0K |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | – | $60.0K |
| BTBTBit Digital, Inc | SHS | – | $60.0K |
| TTDTrade Desk, Inc. | Stock | $0 | $58.0K |
| PTONPeloton Interactive, Inc. | CL A COM | – | $55.0K |
| XPEVXpeng Inc. | ADS | – | $52.0K |
| ABTCAmerican Bitcoin Corp. | COM | – | $51.0K |
| MSMorgan Stanley | Stock | – | $49.0K |
| RIOTRiot Platforms, Inc. | COM | – | $47.0K |
| ARK Next Generation Technology ETF00214Q401 | ETF | – | $46.0K |
| EBONEbang International Holdings Inc. | CL A SHS | – | $45.0K |
| CRMSalesforce, Inc. | Stock | $2.00K | $42.0K |
| GIGCAPITAL2 Inc375036100 | COM | – | $44.0K |
| TWTRTwitter, Inc. | COM | – | $44.0K |
| Invesco QQQ Trust Series I46090E103 | ETF | $7.00K | $36.0K |
| VZVerizon Communications Inc | Stock | – | $43.0K |
| WORKSlack Technologies, Inc. | COM CL A | – | $43.0K |
| PINSPinterest, Inc. | CL A | – | $41.0K |
| WMTWalmart Inc. | Stock | – | $40.0K |
| CGCCanopy Growth Corp | COM | – | $40.0K |
| AMATApplied Materials Inc | Stock | – | $39.0K |