Financial Advisory Group
- SEC CIK
- 0001539338
- Latest filing
- May 10, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 92
- +1 vs. Q2 2021
- Portfolio value
- $451.6M
- +$33.5M (+8.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 142,039 | $61.0M | 13.5% | −1,306−0.9% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 146,418 | $57.7M | 12.8% | −1,331−0.9% | Reduced | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 1,215,718 | $45.9M | 10.2% | +41,688+3.6% | Added | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 695,967 | $34.6M | 7.7% | +695,967 | New | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 86,354 | $29.2M | 6.5% | −539−0.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 350,086 | $26.5M | 5.9% | −1,447−0.4% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 91,760 | $24.1M | 5.3% | +2,168+2.4% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 50,003 | $24.0M | 5.3% | −899−1.8% | Reduced | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 207,927 | $17.0M | 3.8% | −1,774−0.8% | Reduced | – |
| AAPLApple Inc. | Stock | 83,074 | $11.8M | 2.6% | +567+0.7% | Added | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 49,398 | $9.93M | 2.2% | −240−0.5% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 86,078 | $9.51M | 2.1% | +4,902+6.0% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 174,950 | $8.87M | 2.0% | +14,105+8.8% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 150,470 | $7.68M | 1.7% | +26,950+21.8% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 24,764 | $7.19M | 1.6% | −196−0.8% | Reduced | – |
| Powershares QQQ Trust73935A104 | COM | 15,544 | $5.56M | 1.2% | +334+2.2% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 34,087 | $5.11M | 1.1% | +425+1.3% | Added | – |
| Powershares ETF Tr II73937B779 | CEF | 63,864 | $3.88M | 0.9% | −100−0.2% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 129,808 | $2.79M | 0.6% | −1,373−1.0% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 35,328 | $2.76M | 0.6% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 26,526 | $2.76M | 0.6% | −165−0.6% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 114,530 | $2.48M | 0.5% | +810+0.7% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 106,645 | $2.36M | 0.5% | +2,530+2.4% | Added | – |
| ALXOAlx Oncology Holdings Inc | COM | 31,417 | $2.32M | 0.5% | −22,624−41.9% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 100,750 | $2.24M | 0.5% | +4,540+4.7% | Added | – |
| MSFTMicrosoft Corp | Stock | 7,326 | $2.06M | 0.5% | −57−0.8% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 93,806 | $2.01M | 0.4% | +3,975+4.4% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 7,333 | $2.00M | 0.4% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 85,470 | $1.87M | 0.4% | +4,380+5.4% | Added | – |
| AMZNAmazon Com Inc | Stock | 532 | $1.75M | 0.4% | +11+2.1% | Added | History |
| HDHome Depot, Inc. | Stock | 5,001 | $1.64M | 0.4% | −1,000−16.7% | Reduced | History |
| BWINBaldwin Insurance Group, Inc. | COM CL A | 45,409 | $1.51M | 0.3% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 9,721 | $1.46M | 0.3% | +20.0% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J502 | BULSHS 2028 CB | 59,272 | $1.36M | 0.3% | +2,100+3.7% | Added | – |
| GOOGAlphabet Inc. | Stock | 508 | $1.35M | 0.3% | +12+2.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 502 | $1.34M | 0.3% | −1−0.2% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 22,798 | $1.34M | 0.3% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 1,614 | $1.25M | 0.3% | +60+3.9% | Added | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 16,277 | $1.25M | 0.3% | −40−0.2% | Reduced | – |
| MCDMcDonalds Corp | Stock | 4,894 | $1.18M | 0.3% | +36+0.7% | Added | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 37,333 | $1.14M | 0.3% | +10,075+37.0% | Added | – |
| BRMKBroadmark Realty Capital Inc. | COM | 93,490 | $922.0K | 0.2% | +315+0.3% | Added | History |
| JNJJohnson & Johnson | Stock | 5,422 | $876.0K | 0.2% | +18+0.3% | Added | History |
| Raytheon Technologies Corp755111507 | COM | 9,677 | $832.0K | 0.2% | +40.0% | Added | – |
| BABoeing Co | Stock | 3,721 | $818.0K | 0.2% | +15+0.4% | Added | History |
| WMTWalmart Inc. | Stock | 5,660 | $789.0K | 0.2% | +24+0.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 3,472 | $681.0K | 0.2% | 00.0% | Unchanged | History |
| MMM3M Co | Stock | 3,625 | $636.0K | 0.1% | −814−18.3% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 4,054 | $623.0K | 0.1% | +54+1.4% | Added | – |
| TXNTexas Instruments Inc | Stock | 3,207 | $616.0K | 0.1% | +27+0.8% | Added | History |
| iShares Tr464288588 | MBS ETF | 5,090 | $550.0K | 0.1% | +870+20.6% | Added | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 15,350 | $528.0K | 0.1% | −880−5.4% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 2,215 | $492.0K | 0.1% | +150+7.3% | Added | – |
| CARRCarrier Global Corp | Stock | 8,937 | $463.0K | 0.1% | 00.0% | Unchanged | History |
| BAXBaxter International Inc | Stock | 5,694 | $458.0K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 4,150 | $448.0K | 0.1% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 3,796 | $448.0K | 0.1% | +2+0.1% | Added | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 5,838 | $436.0K | 0.1% | 00.0% | Unchanged | – |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $411.0K | 0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 2,686 | $390.0K | 0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 1,093 | $371.0K | 0.1% | +30+2.8% | Added | History |
| OTISOtis Worldwide Corp | Stock | 4,468 | $368.0K | 0.1% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 6,835 | $359.0K | 0.1% | 00.0% | Unchanged | History |
| ELVElevance Health, Inc. | Stock | 951 | $355.0K | 0.1% | 00.0% | Unchanged | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 7,365 | $347.0K | 0.1% | −100−1.3% | Reduced | History |
| CVXChevron Corp | Stock | 3,405 | $345.0K | 0.1% | +37+1.1% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 2,102 | $344.0K | 0.1% | +5+0.2% | Added | History |
| SBUXStarbucks Corp | Stock | 3,007 | $332.0K | 0.1% | +2+0.1% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 2,786 | $327.0K | 0.1% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 1,390 | $321.0K | 0.1% | +1+0.1% | Added | History |
| DISWalt Disney Co | Stock | 1,840 | $311.0K | 0.1% | +250+15.7% | Added | History |
| Vanguard World FD921910733 | ESG US STK ETF | 3,690 | $295.0K | 0.1% | +285+8.4% | Added | – |
| PGProcter & Gamble Co | Stock | 2,050 | $287.0K | 0.1% | +51+2.6% | Added | History |
| GLDSPDR Gold Trust | ETF | 1,707 | $280.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464287622 | RUS 1000 ETF | 1,069 | $258.0K | 0.1% | 00.0% | Unchanged | – |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 8,450 | $252.0K | 0.1% | 00.0% | Unchanged | – |
| CRMSalesforce, Inc. | Stock | 918 | $249.0K | 0.1% | 00.0% | Unchanged | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,057 | $249.0K | 0.1% | 00.0% | Unchanged | – |
| NVDANVIDIA Corp | Stock | 1,128 | $234.0K | 0.1% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| Townebank Portsmouth Va89214P109 | COM | 7,397 | $230.0K | 0.1% | 00.0% | Unchanged | – |
| WFCWells Fargo & Company | Stock | 4,742 | $220.0K | <0.1% | 00.0% | Unchanged | History |
| ADPAutomatic Data Processing Inc | Stock | 1,097 | $219.0K | <0.1% | +47+4.5% | Added | History |
| NSCNorfolk Southern Corp | Stock | 912 | $218.0K | <0.1% | +1+0.1% | Added | History |
| AMGNAmgen Inc | Stock | 1,027 | $218.0K | <0.1% | −193−15.8% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 10,325 | $218.0K | <0.1% | +500+5.1% | Added | – |
| CLRContinental Resources, Inc | COM | 4,722 | $218.0K | <0.1% | +4,722 | New | History |
| NVONovo Nordisk A S | ADR | 2,245 | $216.0K | <0.1% | +2,245 | New | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,226 | $215.0K | <0.1% | 00.0% | Unchanged | – |
| MOAltria Group, Inc. | Stock | 4,400 | $200.0K | <0.1% | +4,400 | New | History |
| RMG Acquisition Corp IIIG76088106 | CL A SHS | 15,000 | $146.0K | <0.1% | 00.0% | Unchanged | – |
| SACHSachem Capital Corp. | COM | 12,540 | $68.0K | <0.1% | +12,540 | New | History |
| BKTBlackRock Income Trust, Inc. | COM | 305 | – | – | 00.0% | Unchanged | History |
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 25,126 | $530.0K | 0.1% | History |
| ITWIllinois Tool Works Inc | Stock | 1,010 | $226.0K | 0.1% | History |
| RMG Acquisition Corp IIG76083107 | CL A SHS | 15,000 | $149.0K | <0.1% | – |
| Ecp Environmental GW Opt Cor26829T100 | COM CL A | 15,000 | $146.0K | <0.1% | – |