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CWM, LLC

SEC CIK
0001535847
Latest filing
May 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 27, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
4,105
+100 vs. Q2 2022
Portfolio value
$12.6B
−$321.6M (−2.5%) vs. Q2 2022
Filed
Oct 27, 2022
SEC
Holdings of CWM, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF2,974,434$1.07B8.5%+58,169+2.0%Added–
iShares Tr46435G425ESG AWR MSCI USA8,847,294$702.6M5.6%−225,953−2.5%Reduced–
iShares Tr46434V613CORE UNIVRSL USD14,760,231$656.8M5.2%+350,610+2.4%Added–
iShares U.S. Treasury Bond ETF46429B267ETF26,890,896$612.0M4.9%+3,961,893+17.3%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,705,481$267.5M2.1%+338,541+14.3%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF2,144,288$222.9M1.8%−137,313−6.0%Reduced–
iShares Tr464288877EAFE VALUE ETF5,771,477$222.4M1.8%−32,070−0.6%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF4,003,483$210.9M1.7%−230,989−5.5%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,995,099$198.0M1.6%+23,435+0.8%Added–
iShares Inc464286533MSCI EMERG MRKT3,727,158$188.9M1.5%+730,953+24.4%Added–
AAPLApple Inc.Stock1,232,320$170.3M1.4%+153,487+14.2%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF1,264,742$165.9M1.3%−14,580−1.1%Reduced–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC1,608,745$152.4M1.2%+367,709+29.6%Added–
MSFTMicrosoft CorpStock574,773$133.9M1.1%+108,502+23.3%AddedHistory
iShares Tips Bond ETF464287176ETF1,267,865$133.0M1.1%−789,299−38.4%Reduced–
Invesco QQQ Trust Series I46090E103ETF422,672$113.0M0.9%−804−0.2%Reduced–
iShares Core High Dividend ETF46429B663ETF1,204,480$110.0M0.9%+4,572+0.4%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,195,592$107.3M0.9%+200,103+20.1%Added–
iShares Tr464288885EAFE GRWTH ETF1,432,268$103.9M0.8%+404,073+39.3%Added–
Schwab US Dividend Equity ETF808524797ETF1,509,527$100.3M0.8%+225,153+17.5%Added–
iShares Tr46435G474FALN ANGLS USD3,754,616$89.7M0.7%−1,667,771−30.8%Reduced–
iShares Tr46432F388MSCI USA VALUE1,080,258$88.4M0.7%−50,675−4.5%Reduced–
AMZNAmazon Com IncStock781,719$88.3M0.7%+59,487+8.2%AddedHistory
iShares Tr46434V290US SML CAP EQT1,971,695$88.3M0.7%+125,145+6.8%Added–
iShares Tr46435G102CONV BD ETF1,272,149$87.7M0.7%+57,071+4.7%Added–
iShares Core S&P Small Cap ETF464287804ETF994,321$86.7M0.7%+893,091+882.2%Added–
SPYSPDR S&P 500 ETF TrustETF227,596$81.3M0.6%+6,794+3.1%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,382,860$77.2M0.6%+20,451+1.5%Added–
iShares S&P 500 Value ETF464287408ETF585,384$75.2M0.6%+4,679+0.8%Added–
iShares S&P 500 Growth ETF464287309ETF1,288,623$74.5M0.6%+14,012+1.1%Added–
iShares Tr46435G219INVT GRAD SY ETF1,740,946$73.6M0.6%+16,862+1.0%Added–
Vanguard Morningstar Growth ETF922908736ETF343,670$73.5M0.6%+2,698+0.8%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND963,380$73.0M0.6%+76,496+8.6%Added–
PIMCO ETF Tr72201R874SHTRM MUN BD ACT1,490,914$72.8M0.6%+264,026+21.5%Added–
iShares Core Dividend Growth ETF46434V621ETF1,626,299$72.3M0.6%+256,144+18.7%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF1,606,748$67.5M0.5%+508,715+46.3%Added–
iShares Tr46428865310-20 YR TRS ETF615,848$67.1M0.5%+145,843+31.0%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF2,672,041$66.7M0.5%+381,693+16.7%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF672,326$64.8M0.5%−42,869−6.0%Reduced–
Vanguard Total Bond Market ETF921937835ETF906,385$64.7M0.5%−3,465−0.4%Reduced–
LLYEli Lilly & CoStock198,597$64.2M0.5%−6,484−3.2%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT1,269,091$63.6M0.5%+168,555+15.3%Added–
Strategy Shs86280R803DAY HAGAN SMART2,150,627$62.2M0.5%+81,677+3.9%Added–
BRK.BBerkshire Hathaway IncStock232,750$62.1M0.5%+8,211+3.7%AddedHistory
iShares Tr46434V274INTL EQTY FACTOR2,960,142$62.0M0.5%−57,211−1.9%Reduced–
SPDR Series Trust78468R101ST SHO TREAS ETF1,834,858$53.0M0.4%−341,598−15.7%Reduced–
SPDR Series Trust78464A805ST STR PR SP15001,197,579$52.8M0.4%+137,403+13.0%Added–
iShares Tr46435U853BROAD USD HIGH1,564,648$52.6M0.4%+140,522+9.9%Added–
WisdomTree Tr97717X172US HGH YLD CORP1,228,449$52.4M0.4%+110,010+9.8%Added–
iShares Core S&P US Value ETF464287663ETF826,137$51.7M0.4%+116,902+16.5%Added–
Global X FDS37954Y483NASDAQ 100 COVER3,045,705$47.7M0.4%−75,188−2.4%Reduced–
NOCNorthrop Grumman CorpStock100,753$47.4M0.4%−414−0.4%ReducedHistory
iShares Tr46435G193ESG AWRE USD ETF2,104,687$45.8M0.4%+66,761+3.3%Added–
iShares Tr464288588MBS ETF496,854$45.5M0.4%−170,845−25.6%Reduced–
Vanguard Morningstar Value ETF922908744ETF367,220$45.3M0.4%+57,119+18.4%Added–
MRKMerck & Co., Inc.Stock497,052$42.8M0.3%+14,514+3.0%AddedHistory
JNJJohnson & JohnsonStock252,464$41.2M0.3%+8,260+3.4%AddedHistory
PGProcter & Gamble CoStock321,167$40.5M0.3%+10,732+3.5%AddedHistory
PFEPfizer IncStock886,485$38.8M0.3%+36,890+4.3%AddedHistory
ALLAllstate CorpStock302,998$37.7M0.3%−18,188−5.7%ReducedHistory
WMTWalmart Inc.Stock287,454$37.3M0.3%+16,171+6.0%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD771,627$37.1M0.3%+322,579+71.8%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF708,876$36.9M0.3%+94,923+15.5%Added–
iShares Tr46435G532MSCI GBL SUS DEV513,467$36.4M0.3%−18,616−3.5%Reduced–
RSGRepublic Services, Inc.COM266,188$36.2M0.3%−7,506−2.7%ReducedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD1,391,886$35.3M0.3%+6,501+0.5%Added–
DGDollar General CorpCOM146,492$35.1M0.3%+2,436+1.7%AddedHistory
WisdomTree Tr97717X511YIELD ENHANCD US813,280$34.3M0.3%+143,867+21.5%Added–
GOOGLAlphabet Inc.Stock351,223$33.6M0.3%+9,603+2.8%AddedConverted for a 20-for-1 splitHistory
LMTLockheed Martin CorpStock84,873$32.8M0.3%+1,684+2.0%AddedHistory
BMYBristol Myers Squibb CoStock461,110$32.8M0.3%+11,071+2.5%AddedHistory
UNHUnitedHealth Group IncStock64,514$32.6M0.3%+211+0.3%AddedHistory
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF648,220$32.2M0.3%+75,940+13.3%Added–
VZVerizon Communications IncStock840,759$31.9M0.3%+56,505+7.2%AddedHistory
iShares Tr464288414NATIONAL MUN ETF310,960$31.9M0.3%+136,210+77.9%Added–
SJMJ M SMUCKER CoStock230,613$31.7M0.3%+5,926+2.6%AddedHistory
VVisa Inc.Stock178,203$31.7M0.3%+6,566+3.8%AddedHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX639,076$31.6M0.3%+620,924+3,420.7%Added–
CICigna GroupStock113,712$31.6M0.3%−10,690−8.6%ReducedHistory
TRVTravelers Companies, Inc.Stock205,627$31.5M0.3%+7,776+3.9%AddedHistory
GILDGilead Sciences, Inc.Stock506,354$31.2M0.2%+15,603+3.2%AddedHistory
DECKDeckers Outdoor CorpCOM99,478$31.1M0.2%+2,018+2.1%AddedHistory
CBOECboe Global Markets, Inc.COM263,738$31.0M0.2%+5,601+2.2%AddedHistory
ORCLOracle CorpStock503,402$30.7M0.2%+13,767+2.8%AddedHistory
WECWec Energy Group, Inc.Stock341,321$30.5M0.2%+9,188+2.8%AddedHistory
SCIService Corp InternationalCOM526,303$30.4M0.2%+4,049+0.8%AddedHistory
ACNAccenture plcStock116,930$30.1M0.2%+4,867+4.3%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW312,070$30.1M0.2%+3,102+1.0%AddedHistory
CSCOCisco Systems, Inc.Stock747,724$29.9M0.2%+49,183+7.0%AddedHistory
PSAPublic StorageCOM99,678$29.2M0.2%+3,330+3.5%AddedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF606,512$29.1M0.2%+600,282+9,635.3%Added–
iShares Tr464287796U.S. ENERGY ETF739,473$29.1M0.2%−996,850−57.4%Reduced–
DDominion Energy, IncStock410,207$28.3M0.2%+11,338+2.8%AddedHistory
TGTTarget CorpStock188,166$27.9M0.2%+12,599+7.2%AddedHistory
iShares Inc46434G889EMNG MKTS EQT719,963$27.7M0.2%−454,843−38.7%Reduced–
NEENextera Energy IncStock349,806$27.4M0.2%+11,153+3.3%AddedHistory
WMWaste Management IncStock169,013$27.1M0.2%−445−0.3%ReducedHistory
KMBKimberly Clark CorpStock238,814$26.9M0.2%+6,453+2.8%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF432,889$26.0M0.2%−15,000−3.3%Reduced–
iShares Tr46435U713US INFRASTRUC805,021$26.0M0.2%+37,786+4.9%Added–

Options (15)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CWM, LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.15M$2.83M
KRKroger CoStock$24.0K–
GOOGAlphabet Inc.Stock–$4.00K
AAPLApple Inc.Stock–$3.00K
GLBEGlobal-E Online Ltd.SHS–$3.00K
NTNXNutanix, Inc.Stock–$2.00K
CMRCCommerce.com, Inc.COM SER 1–$2.00K
SNAPSnap IncStock–$1.00K
WBDWarner Bros. Discovery, Inc.Stock–$1.00K
Global X Lithium & Battery Tech ETF37954Y855ETF–$1.00K
RIVNRivian Automotive, Inc.Stock–$1.00K
BABAAlibaba Group Holding LtdADR–$1.00K
DOCNDigitalOcean Holdings, Inc.COM–$1.00K
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$1.00K
AVYAAvaya Holdings Corp.COM–$1.00K

Sold out since Q2 2022 (239)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 239 by value last quarter.

Positions of CWM, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR213,953$9.31M0.1%History
PSBPS Business Parks, Inc.COM8,420$1.58M<0.1%History
MANTMantech International CorpCL A16,043$1.53M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW12,385$346.0K<0.1%–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL2,690$224.0K<0.1%–
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,223$177.0K<0.1%–
Vonage Holdings Corp92886T201COM6,557$124.0K<0.1%–
Vanguard World FD921910725ESG INTL STK ETF2,423$119.0K<0.1%–
WLLWhiting Holdings LLCCOM NEW1,523$104.0K<0.1%History
Yamana Gold Inc98462Y100COM16,073$75.0K<0.1%–
CETCentral Securities CorpCOM1,870$66.0K<0.1%History
SPDR Series Trust78464A144ST STR CORPO ETF2,185$65.0K<0.1%–
LGILazard Global Total Return & Income Fund IncCOM3,892$60.0K<0.1%History
MFMAberdeen Municipal Income FundSH BEN INT10,048$55.0K<0.1%History
iShares Tr464288182MSCI AC ASIA ETF745$52.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR997$50.0K<0.1%–
FTFranklin Universal TrustSH BEN INT6,676$50.0K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF1,652$47.0K<0.1%–
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT4,569$45.0K<0.1%History
VanEck ETF Trust92189F411BDC INCOME ETF2,600$39.0K<0.1%–
MTORMeritor, Inc.COM1,003$36.0K<0.1%History
CDKCDK Global, Inc.COM622$34.0K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF562$31.0K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK1,250$30.0K<0.1%History
WBTWelbilt, Inc.COM1,232$29.0K<0.1%History
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-30857$27.0K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF496$25.0K<0.1%–
HLMNHillman Solutions Corp.COM2,590$22.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR482$22.0K<0.1%–
DBLDoubleLine Opportunistic Credit FundCOM1,300$20.0K<0.1%History
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD919$20.0K<0.1%–
NKSHNational Bankshares IncCOM640$20.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE400$19.0K<0.1%–
SAFMSanderson Farms IncCOM86$19.0K<0.1%History
RVTRoyce Small-Cap Trust, Inc.COM1,296$18.0K<0.1%History
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO159$18.0K<0.1%–
RPCRidgepost Capital, Inc.CL A COM1,600$18.0K<0.1%History
J P Morgan Exchange-Traded F46641Q787US MINMUM VOLT500$18.0K<0.1%–
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH88$16.0K<0.1%–
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL300$16.0K<0.1%–
J P Morgan Exchange-Traded F46641Q795US DIVIDEND500$16.0K<0.1%–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR386$14.0K<0.1%–
CCMPCMC Materials, Inc.COM81$14.0K<0.1%History
Sandstorm Gold Ltd Com New80013R206Stock2,002$12.0K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD267$12.0K<0.1%–
WisdomTree Tr97717Y808YIELD ENHANCED258$12.0K<0.1%–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST200$11.0K<0.1%–
Capital Group Dividend Value14020W106SHS CREAT UNIT475$11.0K<0.1%–
DRIODarioHealth Corp.COM NEW1,800$11.0K<0.1%History
DCTDuck Creek Technologies, Inc.SHS723$11.0K<0.1%History
Pacer Trendpilot US Mid Cap ETF69374H204ETF287$10.0K<0.1%–
GFLGFL Environmental Inc.SUB VTG SHS400$10.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF189$9.00K<0.1%–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US186$9.00K<0.1%–
TBCHTurtle Beach CorpCOM NEW747$9.00K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT440$9.00K<0.1%History
China Petroleum & Chemical C16941R108SPON ADR H SHS192$9.00K<0.1%–
Coherent Inc192479103COM35$9.00K<0.1%–
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM503$8.00K<0.1%History
LBCLuther Burbank CorpCOM619$8.00K<0.1%History
MNDTMandiant, Inc.Stock375$8.00K<0.1%History
Silvercrest Metals Inc828363101COM1,200$7.00K<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM404$7.00K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF242$7.00K<0.1%–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR125$7.00K<0.1%–
Invesco Exchange Traded FD T46137V159S&P SPIN OFF135$7.00K<0.1%–
BXMXNuveen S&P 500 BuyWrite Income FundCOM526$7.00K<0.1%History
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/2028250$7.00K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF124$6.00K<0.1%–
GOFGuggenheim Strategic Opportunities FundCOM SBI386$6.00K<0.1%History
iShares Tr46429B366CMBS ETF133$6.00K<0.1%–
Capital Group Growth ETF14020G101SHS CREAT UNIT300$6.00K<0.1%–
BMEZBlackRock Health Sciences Term TrustCOM SHS384$6.00K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM700$6.00K<0.1%History
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF243$5.00K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST202$5.00K<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD98$5.00K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD104$5.00K<0.1%–
MCBMetropolitan Bank Holding Corp.COM66$5.00K<0.1%History
GLQClough Global Equity FundCOM566$5.00K<0.1%History
HFFGHF Foods Group Inc.COM875$5.00K<0.1%History
China Life Ins Co Ltd16939P106SPON ADR REP H594$5.00K<0.1%–
GCPGCP Applied Technologies Inc.COM149$5.00K<0.1%History
THQabrdn Healthcare Opportunities FundSHS235$5.00K<0.1%History
HEQJohn Hancock Diversified Income FundCOM365$4.00K<0.1%History
iShares Inc464286327MSCI GLB SLV&MTL400$4.00K<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.0155$4.00K<0.1%History
VKQInvesco Municipal TrustCOM397$4.00K<0.1%History
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM468$4.00K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC102$4.00K<0.1%–
WisdomTree Tr97717Y725MORTGAGE PLUS BD98$4.00K<0.1%–
EHTHeHealth, Inc.COM434$4.00K<0.1%History
EEXEmerald Holding, Inc.COM969$4.00K<0.1%History
KCKingsoft Cloud Holdings LtdADS994$4.00K<0.1%History
NVECNve CorpCOM NEW77$4.00K<0.1%History
RBCAARepublic Bancorp IncCL A88$4.00K<0.1%History
VRAVera Bradley, Inc.COM817$4.00K<0.1%History
Abcam PLC000380204ADS263$4.00K<0.1%–
Aluminum Corp China Limited022276109SPON ADR H SHS404$4.00K<0.1%–
ACCAmerican Campus Communities IncCOM69$4.00K<0.1%History