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Livermore
Livermore
ZHEN

Spectrum Management Group, LLC

SEC CIK
0001534843
Latest filing
Nov 3, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
394
+133 vs. Q2 2021
Portfolio value
$634.8M
+$65.9M (+11.6%) vs. Q2 2021
Filed
Nov 3, 2021
SEC
Holdings of Spectrum Management Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF178,582$76.6M12.1%+10,672+6.4%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF236,294$35.3M5.6%+16,368+7.4%Added–
iShares Core S&P 500 ETF464287200ETF65,521$28.2M4.4%+5,697+9.5%Added–
iShares Tr46435G425ESG AWR MSCI USA285,663$28.1M4.4%+71,947+33.7%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF99,238$17.8M2.8%+25,375+34.4%Added–
AAPLApple Inc.Stock122,064$17.3M2.7%+16,202+15.3%AddedHistory
MSFTMicrosoft CorpStock60,776$17.1M2.7%+9,251+18.0%AddedHistory
iShares Tr464288877EAFE VALUE ETF276,850$14.1M2.2%+48,891+21.4%Added–
TGTTarget CorpStock60,488$13.8M2.2%+10,985+22.2%AddedHistory
iShares Tr464288885EAFE GRWTH ETF124,765$13.3M2.1%+44,590+55.6%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF131,031$12.8M2.0%+21,454+19.6%Added–
HDHome Depot, Inc.Stock37,133$12.2M1.9%+4,934+15.3%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD200,551$10.7M1.7%+950+0.5%Added–
BLKBlackRock, Inc.COM12,695$10.6M1.7%+1,583+14.2%AddedHistory
JPMJPMorgan Chase & CoStock57,744$9.45M1.5%+17,551+43.7%AddedHistory
DFSDiscover Financial ServicesCOM75,334$9.26M1.5%+29,319+63.7%AddedHistory
GOOGLAlphabet Inc.Stock3,205$8.57M1.3%+562+21.3%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF322,822$8.56M1.3%−105,737−24.7%Reduced–
ACNAccenture plcStock26,711$8.54M1.3%+2,682+11.2%AddedHistory
MSMorgan StanleyStock85,909$8.36M1.3%+29,640+52.7%AddedHistory
AMZNAmazon Com IncStock2,493$8.19M1.3%+354+16.5%AddedHistory
HONHoneywell International IncCOM37,013$7.86M1.2%+15,300+70.5%AddedHistory
CGCarlyle Group Inc.COM160,883$7.61M1.2%+77,210+92.3%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY315,851$7.48M1.2%+103,605+48.8%Added–
TROWPrice T Rowe Group IncStock37,388$7.35M1.2%+2,706+7.8%AddedHistory
NEENextera Energy IncStock91,613$7.19M1.1%+11,813+14.8%AddedHistory
BXBlackstone Inc.COM61,148$7.11M1.1%−12,521−17.0%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF65,119$7.11M1.1%−5,792−8.2%Reduced–
iShares Tr46432F388MSCI USA VALUE67,690$6.82M1.1%+10,685+18.7%Added–
NVDANVIDIA CorpStock29,428$6.10M1.0%+4,596+18.5%AddedConverted for a 4-for-1 splitHistory
iShares Inc46434G863ESG AWR MSCI EM144,885$6.00M0.9%−37,266−20.5%Reduced–
iShares Russell 2000 ETF464287655ETF27,263$5.96M0.9%−3,470−11.3%Reduced–
iShares Tr464287291GLOBAL TECH ETF102,215$5.79M0.9%+64,307+169.6%AddedConverted for a 6-for-1 split–
WHRWhirlpool CorpStock27,417$5.59M0.9%+2,758+11.2%AddedHistory
PAYXPaychex IncStock49,546$5.57M0.9%+6,624+15.4%AddedHistory
PEPPepsiCo IncStock36,348$5.47M0.9%+2,938+8.8%AddedHistory
TXNTexas Instruments IncStock27,052$5.20M0.8%+3,970+17.2%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM17,860$5.11M0.8%+4,575+34.4%AddedHistory
iShares Tr464287333GLOBAL FINLS ETF59,997$4.71M0.7%+695+1.2%Added–
STORStore Capital LLCCOM144,544$4.63M0.7%+143,544+14,354.4%AddedHistory
Schwab US Dividend Equity ETF808524797ETF60,713$4.51M0.7%+369+0.6%Added–
CCICrown Castle Inc.REIT25,682$4.45M0.7%+2,539+11.0%AddedHistory
UPSUnited Parcel Service IncStock23,848$4.34M0.7%+2,254+10.4%AddedHistory
ITWIllinois Tool Works IncStock20,266$4.19M0.7%+2,289+12.7%AddedHistory
BRK.BBerkshire Hathaway IncStock15,171$4.14M0.7%+1,399+10.2%AddedHistory
METAMeta Platforms, Inc.Stock11,881$4.03M0.6%+2,097+21.4%AddedHistory
DKSDick's Sporting Goods, Inc.Stock33,262$3.98M0.6%+3,449+11.6%AddedHistory
HLIHoulihan Lokey, Inc.CL A42,798$3.94M0.6%+42,798NewHistory
SPDR Series Trust78464A714ST STR SP RETAIL43,320$3.91M0.6%+42,621+6,097.4%Added–
WMWaste Management IncStock26,159$3.91M0.6%+16,984+185.1%AddedHistory
iShares Tips Bond ETF464287176ETF30,459$3.89M0.6%+30,459New–
SPDR Series Trust78464A771ST STR SP CAPMKT40,380$3.85M0.6%+40,380New–
INTUIntuit Inc.Stock6,642$3.58M0.6%+1,516+29.6%AddedHistory
HSYHershey CoCOM21,168$3.58M0.6%+3,975+23.1%AddedHistory
BBYBest Buy Co IncStock32,820$3.47M0.5%+1,744+5.6%AddedHistory
iShares U.S. Regional Banks ETF464288778ETF56,013$3.39M0.5%+4,613+9.0%Added–
iShares Tr464287796U.S. ENERGY ETF116,777$3.30M0.5%−15,397−11.6%Reduced–
INMDInMode Ltd.SHS19,980$3.19M0.5%+3,394+20.5%AddedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF87,732$3.14M0.5%+3,459+4.1%Added–
MSCIMSCI Inc.Stock5,139$3.13M0.5%+419+8.9%AddedHistory
ASMLASML Holding NVADR4,173$3.11M0.5%+1,847+79.4%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS56,092$3.06M0.5%−54,165−49.1%Reduced–
DECKDeckers Outdoor CorpCOM8,146$2.93M0.5%+1,400+20.8%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF18,921$2.91M0.5%+5,656+42.6%Added–
ADBEAdobe Inc.Stock4,990$2.87M0.5%+2,814+129.3%AddedHistory
Invesco QQQ Trust Series I46090E103ETF7,897$2.83M0.4%+1,088+16.0%Added–
iShares S&P 500 Growth ETF464287309ETF32,211$2.38M0.4%−6,951−17.7%Reduced–
CROXCrocs, Inc.COM16,232$2.33M0.4%+2,728+20.2%AddedHistory
SIVBSVB Financial GroupCOM3,472$2.25M0.4%+3,472NewHistory
VVisa Inc.Stock9,517$2.12M0.3%+1,483+18.5%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF28,363$2.11M0.3%+10,783+61.3%Added–
KKRKKR & Co. Inc.COM34,406$2.10M0.3%+34,406NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF4,343$2.09M0.3%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF12,697$2.01M0.3%00.0%Unchanged–
iShares Tr46435G474FALN ANGLS USD65,063$1.96M0.3%+6,371+10.9%Added–
KLACKLA CorpCOM NEW4,326$1.45M0.2%+4,326NewHistory
iShares S&P 500 Value ETF464287408ETF9,375$1.36M0.2%−1,620−14.7%Reduced–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL24,372$1.25M0.2%+24,372New–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU61,679$1.24M0.2%+61,679New–
GLDSPDR Gold TrustETF7,415$1.22M0.2%00.0%UnchangedHistory
SGISomnigroup International Inc.COM22,110$1.03M0.2%+22,110NewHistory
Vanguard Morningstar Growth ETF922908736ETF3,429$995.0K0.2%00.0%Unchanged–
iShares Tr464288638ISHS 5-10YR INVT15,877$954.0K0.2%−724−4.4%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF18,261$926.0K0.1%00.0%Unchanged–
iShares Tr464288588MBS ETF7,895$854.0K0.1%−138−1.7%Reduced–
ABBVAbbVie Inc.Stock7,275$785.0K0.1%+303+4.3%AddedHistory
PGProcter & Gamble CoStock5,180$724.0K0.1%+66+1.3%AddedHistory
iShares Tr464288794US BR DEL SE ETF5,718$597.0K0.1%+5,074+787.9%Added–
iShares Tr464287770U.S. FIN SVC ETF3,089$581.0K0.1%+2,741+787.6%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF7,012$562.0K0.1%+6,422+1,088.5%Added–
State Street SPDR S&P Homebuilders ETF78464A888ETF7,758$557.0K0.1%+6,899+803.1%Added–
iShares Tr464288414NATIONAL MUN ETF4,642$539.0K0.1%−534−10.3%Reduced–
SPDR Series Trust78464A755ST STR SP METAL12,516$522.0K0.1%+11,127+801.1%Added–
iShares Tr464287721U.S. TECH ETF5,130$519.0K0.1%+5,130New–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF4,661$515.0K0.1%+3,869+488.5%Added–
TMOThermo Fisher Scientific Inc.Stock893$510.0K0.1%+54+6.4%AddedHistory
ABTAbbott LaboratoriesStock4,002$473.0K0.1%+75+1.9%AddedHistory
iShares Tr46428865310-20 YR TRS ETF3,193$470.0K0.1%+3,193New–
Schwab U.S. Small-Cap ETF808524607ETF4,478$448.0K0.1%−20.0%Reduced–
WFCWells Fargo & CompanyStock8,885$412.0K0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (26)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Spectrum Management Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
State Street SPDR S&P Regional Banking ETF78464A698ETF68,989$4.52M0.8%–
EXPEExpedia Group, Inc.Stock11,302$1.85M0.3%History
MTZMastec IncCOM15,885$1.69M0.3%History
ATKRAtkore Inc.COM7,127$506.0K0.1%History
iShares Tr464288851US OIL GS EX ETF1,216$70.0K<0.1%–
iShares Tr464288752US HOME CONS ETF898$62.0K<0.1%–
MASMasco CorpCOM410$24.0K<0.1%History
VODVodafone Group Public Ltd CoADR500$9.00K<0.1%History
LINLinde PLCSHS9$3.00K<0.1%History
NSCNorfolk Southern CorpStock7$2.00K<0.1%History
RTXRTX CorpStock20$2.00K<0.1%History
ADIAnalog Devices IncStock11$2.00K<0.1%History
LOWLowes Companies IncStock9$2.00K<0.1%History
PINSPinterest, Inc.CL A20$2.00K<0.1%History
LRCXLam Research CorpCOM3$2.00K<0.1%History
YUMYum Brands IncStock11$1.00K<0.1%History
DXCDXC Technology CoStock24$1.00K<0.1%History
Schwab Emerging Markets Equity ETF808524706ETF23$1.00K<0.1%–
ETNEaton Corp plcStock8$1.00K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM1$1.00K<0.1%History
CHTRCharter Communications, Inc.CL A2$1.00K<0.1%History
HPEHewlett Packard Enterprise CoCOM88$1.00K<0.1%History
SWKStanley Black & Decker, Inc.COM6$1.00K<0.1%History
AMEAmetek IncCOM7$1.00K<0.1%History
TTTrane Technologies plcSHS7$1.00K<0.1%History
Washington Prime Group Inc.93964W405COM5$00.0%–