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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,767
+71 vs. Q3 2023
Portfolio value
$18.0B
+$2.12B (+13.4%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RYAMRayonier Advanced Materials Inc.COM96,073$389.1K<0.1%00.0%UnchangedHistory
CPTCamden Property TrustREIT3,927$389.9K<0.1%−419−9.6%ReducedHistory
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH3,634$391.0K<0.1%+421+13.1%Added–
UNFUnifirst CorpCOM2,141$391.6K<0.1%−16−0.7%ReducedHistory
WRKWestRock CoCOM9,435$391.8K<0.1%−10,243−52.1%ReducedHistory
PLUSEplus IncCOM4,908$391.9K<0.1%−757−13.4%ReducedHistory
iShares Tr46435U218ESG MSCI LEADR4,644$391.9K<0.1%+8+0.2%Added–
BROSDutch Bros Inc.CL A12,397$392.6K<0.1%−1,913−13.4%ReducedHistory
ONBOld National BancorpStock23,267$393.0K<0.1%+481+2.1%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC4,154$393.7K<0.1%−57−1.4%Reduced–
CVECenovus Energy Inc.COM23,660$393.9K<0.1%−130−0.5%ReducedHistory
VanEck Vectors ETF Tr92189F114VIDEO GAMING6,958$394.7K<0.1%+1,620+30.3%Added–
AWIArmstrong World Industries IncCOM4,023$395.5K<0.1%−58−1.4%ReducedHistory
CWSTCasella Waste Systems IncCL A4,658$398.1K<0.1%−849−15.4%ReducedHistory
First Tr Exchng Traded FD VI33740F656FT VEST INTE17,516$398.5K<0.1%+17,516New–
NEUNewmarket CorpCOM731$399.0K<0.1%+166+29.4%AddedHistory
WisdomTree Tr97717W422INDIA ERNGS FD9,737$399.2K<0.1%+9,737New–
EDUNew Oriental Education & Technology Group Inc.SPON ADR5,455$399.7K<0.1%−119−2.1%ReducedHistory
Vanguard Wellington FD921935607US MULTIFACTOR3,484$400.1K<0.1%+78+2.3%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS7,806$400.1K<0.1%−2,096−21.2%Reduced–
CHYCalamos Convertible & High Income FundCOM SHS34,903$400.3K<0.1%−1,750−4.8%ReducedHistory
Nushares ETF Tr67092P888NUVEEN ESG EMRGN14,894$401.4K<0.1%+4,854+48.3%Added–
Direxion Shares ETF Trust25461A726DIREXION HCM15,073$401.4K<0.1%−5,309−26.0%Reduced–
STEWSRH Total Return Fund, Inc.COM28,952$401.6K<0.1%−762−2.6%ReducedHistory
FOCLEdap TMS SASPONSORED ADR76,162$402.1K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN10,440$403.1K<0.1%+84+0.8%Added–
iShares Tr46435U861CORE DIVID ETF9,834$403.7K<0.1%−412−4.0%Reduced–
CSIQCanadian Solar Inc.COM15,455$405.4K<0.1%+529+3.5%AddedHistory
FMXMexican Economic Development IncSPON ADR UNITS3,115$406.0K<0.1%−173−5.3%ReducedHistory
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF15,934$406.5K<0.1%−12,814−44.6%Reduced–
Aim ETF Products Trust00888H794ALLIANZIM US EQT14,499$411.1K<0.1%+14,499New–
iShares Inc464286400MSCI BRAZIL ETF11,786$412.1K<0.1%+4,044+52.2%Added–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,001$412.1K<0.1%−5,432−52.1%Reduced–
HOMBHome Bancshares IncCOM16,282$412.4K<0.1%−2,307−12.4%ReducedHistory
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC21,898$412.7K<0.1%−1,614−6.9%Reduced–
iShares Tr464288505MRGSTR SM CP ETF7,700$412.8K<0.1%−152−1.9%Reduced–
iShares Tr46435G532MSCI GBL SUS DEV5,101$413.4K<0.1%−5,484−51.8%Reduced–
RRXRegal Rexnord CorpCOM2,812$416.2K<0.1%+65+2.4%AddedHistory
IDAIdacorp IncCOM4,238$416.7K<0.1%−185−4.2%ReducedHistory
MMSMaximus, Inc.COM4,973$417.0K<0.1%−1,213−19.6%ReducedHistory
HIHillenbrand, Inc.COM8,726$417.5K<0.1%−412−4.5%ReducedHistory
ONONOn Holding AGStock15,505$418.2K<0.1%+4,365+39.2%AddedHistory
Pacer FDS Tr69374H543SWAN SOS CONS AP18,066$418.6K<0.1%00.0%Unchanged–
REGRegency Centers CorpCOM6,250$418.8K<0.1%+546+9.6%AddedHistory
EHCEncompass Health CorpCOM6,282$419.1K<0.1%−1,718−21.5%ReducedHistory
NDAQNasdaq, Inc.COM7,212$419.3K<0.1%+339+4.9%AddedHistory
LTHMLivent Corp.COM23,334$419.5K<0.1%+3,472+17.5%AddedHistory
BMEBlackRock Health Sciences TrustCOM10,371$419.6K<0.1%+1,596+18.2%AddedHistory
CGCarlyle Group Inc.COM10,314$419.7K<0.1%+546+5.6%AddedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM13,285$419.8K<0.1%+595+4.7%AddedHistory
American Centy ETF Tr025072802INTL SMCP VLU6,720$419.9K<0.1%+938+16.2%Added–
CPECallon Petroleum CoCOM12,964$420.0K<0.1%+1,030+8.6%AddedHistory
YPFYpf Sociedad AnonimaSPON ADR CL D24,522$421.5K<0.1%−2,627−9.7%ReducedHistory
ARGXArgenx SESPONSORED ADR1,110$422.3K<0.1%−153−12.1%ReducedHistory
LPGDorian LPG Ltd.SHS USD9,640$422.9K<0.1%−1,543−13.8%ReducedHistory
EPEmpire Petroleum CorpCOM38,509$423.2K<0.1%+500+1.3%AddedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR78,257$424.9K<0.1%+31,329+66.8%AddedHistory
FROGJFrog LtdStock12,325$426.6K<0.1%−458−3.6%ReducedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF8,929$426.7K<0.1%+1,445+19.3%Added–
Carnival Corp Ltd.14365C103ADR25,345$427.3K<0.1%−2,335−8.4%Reduced–
Ea Series Trust02072L615STRIVE 1000 GRWT12,590$427.6K<0.1%−299−2.3%Reduced–
SPDR Series Trust78468R754ST STR R1K LOWV3,743$428.3K<0.1%−97−2.5%Reduced–
KIMKimco Realty CorpCOM20,100$428.3K<0.1%+117+0.6%AddedHistory
CODICompass Diversified HoldingsSH BEN INT19,132$429.5K<0.1%−156−0.8%ReducedHistory
AITApplied Industrial Technologies IncCOM2,489$429.8K<0.1%−248−9.1%ReducedHistory
WTWWillis Towers Watson PLCSHS1,782$429.9K<0.1%+31+1.8%AddedHistory
Ssga Active Tr78470P507ST STR SECTO ETF16,545$430.4K<0.1%+5,538+50.3%Added–
VKTXViking Therapeutics, Inc.COM23,248$432.6K<0.1%+4,600+24.7%AddedHistory
SPDR Series Trust78468R796ST STR SP500FF11,154$432.9K<0.1%−65−0.6%Reduced–
PNFPPinnacle Financial Partners, Inc.COM4,971$433.5K<0.1%+141+2.9%AddedHistory
PLABPhotronics IncCOM13,837$434.1K<0.1%+3,222+30.4%AddedHistory
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS9,133$434.3K<0.1%−1,939−17.5%Reduced–
UDRUDR, Inc.COM11,344$434.4K<0.1%−2,457−17.8%ReducedHistory
TWTradeweb Markets Inc.Stock4,785$434.9K<0.1%+841+21.3%AddedHistory
ATKRAtkore Inc.COM2,721$435.4K<0.1%+472+21.0%AddedHistory
Advisorshares Tr00768Y206DORSEY WRIGT ADR7,757$436.1K<0.1%−238−3.0%Reduced–
PKXPosco Holdings Inc.SPONSORED ADR4,595$437.0K<0.1%−92−2.0%ReducedHistory
VRSNVerisign IncCOM2,127$438.1K<0.1%−61−2.8%ReducedHistory
VFCV F CorpStock23,304$438.1K<0.1%−6,117−20.8%ReducedHistory
ICFIICF International, Inc.Stock3,273$438.9K<0.1%+533+19.5%AddedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM40,454$439.3K<0.1%+1,155+2.9%AddedHistory
UCBUnited Community Banks IncCOM15,019$439.5K<0.1%+1,147+8.3%AddedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR48,276$439.8K<0.1%+3,782+8.5%AddedHistory
INSTInstructure Holdings, Inc.COM16,320$440.8K<0.1%+305+1.9%AddedHistory
iShares Tr464287580US CONSUM DISCRE5,822$441.1K<0.1%−570−8.9%Reduced–
ETSYEtsy IncCOM5,448$441.6K<0.1%−123−2.2%ReducedHistory
HESMHess Midstream LPCL A SHS13,990$442.5K<0.1%+618+4.6%AddedHistory
LYVLive Nation Entertainment, Inc.COM4,733$443.0K<0.1%+424+9.8%AddedHistory
HSICHenry Schein IncCOM5,853$443.1K<0.1%+240+4.3%AddedHistory
ETF Ser Solutions26922A321DISTILLATE US8,981$443.4K<0.1%+8,981New–
AESAES CorpStock23,034$443.4K<0.1%−1,527−6.2%ReducedHistory
NIONIO Inc.ADR48,894$443.5K<0.1%−11,650−19.2%ReducedHistory
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN18,301$444.0K<0.1%−1,257−6.4%Reduced–
iShares Tr464287754US INDUSTRIALS3,898$445.8K<0.1%−1,289−24.9%Reduced–
CHXChampionX CorpCOM15,291$446.6K<0.1%+920+6.4%AddedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF7,011$447.0K<0.1%+413+6.3%Added–
TFIITFI International Inc.COM3,271$447.2K<0.1%+18+0.6%AddedHistory
PENNPENN Entertainment, Inc.COM17,223$448.1K<0.1%−1,318−7.1%ReducedHistory
RITMRithm Capital Corp.REIT42,037$449.0K<0.1%+9,347+28.6%AddedHistory
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF4,444$449.1K<0.1%−372−7.7%Reduced–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$22.4K
AGFirst Majestic Silver CorpCOM–$14.7K
QCOMQualcomm IncStock–$5.60K
AAPLApple Inc.Stock$3.24K–
SPYSPDR S&P 500 ETF TrustETF$2.60K–
PAASPan American Silver CorpStock–$1.56K
HSBCHSBC Holdings PLCSPON ADR NEW–$950
TSLATesla, Inc.Stock–$90
BALLBALL CorpCOM$60–
NVDANVIDIA CorpStock$2–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Putnam ETF Trust746729409FOCSD LARCP GWT207,590$5.20M<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT111,922$4.49M<0.1%History
Listed FD Tr53656F847CORE ALT FD127,300$3.51M<0.1%–
CRKComstock Resources IncCOM259,913$2.87M<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB130,829$2.78M<0.1%–
Innovator ETFs Tr45783Y772US EQTY ACC PLUS81,607$1.88M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS71,857$1.78M<0.1%–
NOVNOV Inc.COM81,073$1.69M<0.1%History
Innovator ETFs Tr45782C219DOUBLE STACKR 952,012$1.64M<0.1%–
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM120,096$1.48M<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK36,336$1.27M<0.1%–
ATVIActivision Blizzard, Inc.COM12,118$1.13M<0.1%History
VMWVmware LLCCL A COM6,390$1.06M<0.1%History
Nuveen PFD & Incm Securties67072C105COM151,187$932.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY39,105$919.2K<0.1%–
EXTRExtreme Networks IncCOM26,595$643.9K<0.1%History
iShares Tr46435G318IBONDS DEC202324,070$614.4K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,513$587.5K<0.1%–
SGENSeagen Inc.COM2,759$585.2K<0.1%History
Starboard Invt Tr85521B759RH TACTICAL OUTL44,554$578.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,811$556.6K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF21,395$514.3K<0.1%–
State Street SPDR NYSE Technology ETF78464A102ETF3,672$501.7K<0.1%–
Indexiq ETF Tr45409B883IQ GLB RES ETF14,595$477.2K<0.1%–
VICRVicor CorpCOM7,911$465.9K<0.1%History
iShares Inc464286517JP MORGAN EM ETF13,224$460.6K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A15,882$431.0K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM7,991$423.1K<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX19,189$410.0K<0.1%–
PACWPacwest BancorpCOM51,709$409.0K<0.1%History
EXEExpand Energy CorpCOM4,595$396.3K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG7,980$390.9K<0.1%–
PLLPiedmont Lithium Inc.Stock9,785$388.5K<0.1%History
CCSCentury Communities, Inc.COM5,547$370.4K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,876$370.2K<0.1%–
STAAStaar Surgical CoCOM PAR $0.019,159$368.0K<0.1%History
FLOFlowers Foods IncCOM15,894$352.5K<0.1%History
LSCCLattice Semiconductor CorpCOM4,078$350.4K<0.1%History
iShares Tr46436E502US TECH BRKTHR9,550$349.1K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,926$342.8K<0.1%–
MGYMagnolia Oil & Gas CorpCL A14,287$327.3K<0.1%History
BYDBoyd Gaming CorpCOM5,339$324.8K<0.1%History
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF12,899$315.8K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,240$310.4K<0.1%–
CPACopa Holdings, S.A.CL A3,438$306.4K<0.1%History
iShares Tr46429B333GNMA BOND ETF7,215$301.4K<0.1%–
Pacer FDS Tr69374H865EMRG MKT CASH15,572$298.4K<0.1%–
Timothy Plan887432276HIGH DIVIDEND13,002$286.2K<0.1%–
XPELXPEL, Inc.COM3,551$273.8K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX5,453$273.1K<0.1%–
ESTEEarthstone Energy IncCL A13,179$266.7K<0.1%History
GGenpact LTDSHS7,173$259.7K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY2,456$257.3K<0.1%–
Global X FDS37954Y681FOUNDER RUN CO9,775$256.3K<0.1%–
ABGAsbury Automotive Group IncCOM1,110$255.4K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF8,388$255.3K<0.1%–
AGRAvangrid, Inc.COM8,449$254.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF10,010$253.8K<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT6,095$246.4K<0.1%History
FROFrontline plcCOM12,963$243.4K<0.1%History
GKOSGLAUKOS CorpCOM3,234$243.4K<0.1%History
PRFTPerficient IncCOM4,135$239.3K<0.1%History
TALOTalos Energy Inc.COM14,404$236.8K<0.1%History
NEWRNew Relic, Inc.COM2,765$236.7K<0.1%History
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF9,650$235.6K<0.1%–
CRICarters IncCOM3,374$233.3K<0.1%History
Timothy Plan887432284US LARGE MID CP10,593$233.0K<0.1%–
FLYWFlywire CorpCOM VTG7,300$232.8K<0.1%History
VSTOVista Outdoor Inc.COM7,024$232.6K<0.1%History
CMCCommercial Metals CoStock4,705$232.5K<0.1%History
KRGKite Realty Group TrustCOM NEW10,690$229.0K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A6,037$225.9K<0.1%History
NSPInsperity, Inc.COM2,311$225.6K<0.1%History
Vanguard World FD921910691ESG US CORP BD3,791$225.1K<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,452$223.9K<0.1%History
ONCBeOne Medicines Ltd.ADR1,234$222.0K<0.1%History
ALKSAlkermes plc.SHS7,886$220.9K<0.1%History
Advisorshares Tr00768Y768STAR GLOB BUYW6,041$218.7K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF8,196$216.8K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,743$216.7K<0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF5,995$211.6K<0.1%–
STEPStepStone Group Inc.COM CL A6,700$211.6K<0.1%History
iShares Inc464286178US INTL HGH YLD4,989$207.1K<0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$206.0K<0.1%–
DBEInvesco DB Energy FundENERGY FD8,780$205.5K<0.1%History
XPROExpro LtdCOM8,842$205.4K<0.1%History
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$205.1K<0.1%–
AIRAar CorpStock3,422$203.7K<0.1%History
CSTMConstellium SECL A SHS10,569$192.4K<0.1%History
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$184.9K<0.1%–
ASBAssociated Banc-CorpCOM10,253$175.4K<0.1%History
GBDCGolub Capital BDC, Inc.COM11,459$168.1K<0.1%History
DODiamond Offshore Drilling, Inc.COM11,222$164.7K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A18,428$158.7K<0.1%History
SABRSabre CorpCOM33,794$151.7K<0.1%History
SONOSonos IncCOM11,543$149.0K<0.1%History
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$142.5K<0.1%History
AUDCAudiocodes LtdORD13,925$140.8K<0.1%History
AIFApollo Tactical Income Fund Inc.COM10,341$138.3K<0.1%History
First Tr Energy Income & Gro33738G104COM10,327$135.8K<0.1%–