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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,767
+71 vs. Q3 2023
Portfolio value
$18.0B
+$2.12B (+13.4%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLNEClean Energy Fuels Corp.COM65,558$251.1K<0.1%+5,279+8.8%AddedHistory
FFIVF5, Inc.Stock1,403$251.1K<0.1%−29−2.0%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT31,171$251.2K<0.1%+4,083+15.1%AddedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT15,043$251.4K<0.1%−500−3.2%ReducedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN22,246$251.8K<0.1%+4,619+26.2%AddedHistory
CZRCaesars Entertainment, Inc.COM5,375$252.0K<0.1%+205+4.0%AddedHistory
Global X FDS37960A677MSCI SUPR EM ETF10,173$252.3K<0.1%+467+4.8%Added–
TENTsakos Energy Navigation LtdSHS11,366$252.6K<0.1%−812−6.7%ReducedHistory
BRXBrixmor Property Group Inc.COM10,867$252.9K<0.1%+10,867NewHistory
AXTAAxalta Coating Systems Ltd.COM7,454$253.2K<0.1%+7,454NewHistory
FSMFortuna Mining Corp.COM65,600$253.2K<0.1%−8,700−11.7%ReducedHistory
iShares Inc464286103MSCI AUST ETF10,488$255.3K<0.1%−1,604−13.3%Reduced–
Fidelity Covington Trust316092220ELEC VEHS & FUTR14,921$255.3K<0.1%00.0%Unchanged–
EFOREverforth IncCOM2,656$255.4K<0.1%−292−9.9%ReducedHistory
VanEck ETF Trust92189F304ENVIRONMENTAL SR1,676$255.4K<0.1%−216−11.4%Reduced–
FSSFederal Signal CorpCOM3,333$255.8K<0.1%−203−5.7%ReducedHistory
LLoews CorpCOM3,687$256.6K<0.1%+3,687NewHistory
EADAllspring Income Opportunities FundINC OPPTY FD39,350$256.6K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q753US VALUE FACTR6,696$258.3K<0.1%+574+9.4%Added–
FTDRFrontdoor, Inc.COM7,337$258.4K<0.1%−224−3.0%ReducedHistory
JDJD.com, Inc.SPON ADS CL A8,956$258.7K<0.1%−577−6.1%ReducedHistory
SSentinelOne, Inc.CL A9,430$258.8K<0.1%+9,430NewHistory
DBBInvesco DB Base Metals FundBASE METALS FD14,148$258.9K<0.1%+1,852+15.1%AddedHistory
DISHDISH Network CORPCL A44,949$259.4K<0.1%−7,503−14.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J585BULETSHS 202711,597$259.4K<0.1%+11,597New–
WisdomTree Tr97717X610EURO QTLY DIV GR8,153$259.5K<0.1%+400+5.2%Added–
DASHDoorDash, Inc.Stock2,625$259.6K<0.1%+76+3.0%AddedHistory
HIXWestern Asset High Income Fund II Inc.COM52,345$259.6K<0.1%+7,128+15.8%AddedHistory
PEOAdams Natural Resources Fund, Inc.COM12,619$260.3K<0.1%+2,049+19.4%AddedHistory
iShares Tr464289859CORE 80 20 ETF3,773$260.5K<0.1%+3,773New–
BGHBarings Global Short Duration High Yield FundCOM19,396$260.7K<0.1%+6,584+51.4%AddedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS21,311$260.8K<0.1%+3,835+21.9%AddedHistory
NTLAIntellia Therapeutics, Inc.COM8,565$261.1K<0.1%+701+8.9%AddedHistory
SSDSimpson Manufacturing Co., Inc.COM1,322$261.7K<0.1%+1,322NewHistory
EEFTEuronet Worldwide, Inc.COM2,608$264.7K<0.1%−860−24.8%ReducedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,402$265.1K<0.1%+303+7.4%AddedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,328$266.1K<0.1%−2,024−27.5%ReducedHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI10,263$266.2K<0.1%−1,909−15.7%Reduced–
CPBCAMPBELL'S CoCOM6,184$267.3K<0.1%−2,151−25.8%ReducedHistory
Manager Directed Portfolios56170L695VERT GLB SUST RE26,883$267.8K<0.1%+26,883New–
KLICKulicke & Soffa Industries IncCOM4,896$267.9K<0.1%−686−12.3%ReducedHistory
LBRTLiberty Energy Inc.COM CL A14,775$268.0K<0.1%+14,775NewHistory
GLPGlobal Partners LPCOM UNITS6,337$268.1K<0.1%+6,337NewHistory
CMTGClaros Mortgage Trust, Inc.COMMON STOCK19,672$268.1K<0.1%+19,672NewHistory
CBUCommunity Financial System, Inc.COM5,146$268.2K<0.1%+329+6.8%AddedHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC6,032$268.7K<0.1%+6,032New–
NYTNew York Times CoCL A5,490$269.0K<0.1%−525−8.7%ReducedHistory
VNOVornado Realty TrustSH BEN INT9,534$269.3K<0.1%−18,969−66.6%ReducedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR11,800$269.4K<0.1%−2,256−16.1%ReducedHistory
SPDR Series Trust78468R804ST STR R1K LOWV1,858$269.4K<0.1%−666−26.4%Reduced–
iShares Tr464288372GLB INFRASTR ETF5,756$270.8K<0.1%+79+1.4%Added–
MTZMastec IncCOM3,578$270.9K<0.1%−625−14.9%ReducedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT57,779$271.6K<0.1%+3,500+6.4%AddedHistory
FIXComfort Systems USA IncCOM1,322$271.9K<0.1%−34−2.5%ReducedHistory
JBTMJBT Marel CorpCOM2,735$272.0K<0.1%−159−5.5%ReducedHistory
HRBH&R Block IncCOM5,629$272.3K<0.1%+5,629NewHistory
YETIYETI Holdings, Inc.COM5,259$272.3K<0.1%−54−1.0%ReducedHistory
SIGISelective Insurance Group IncCOM2,739$272.5K<0.1%−205−7.0%ReducedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO23,523$272.6K<0.1%+3,798+19.3%Added–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM18,881$272.8K<0.1%−1,807−8.7%ReducedHistory
MUSAMurphy USA Inc.COM765$272.9K<0.1%−7−0.9%ReducedHistory
ACLSAxcelis Technologies IncStock2,109$273.5K<0.1%+2,109NewHistory
INBXInhibrx Biosciences, Inc.COM7,200$273.6K<0.1%+7,200NewHistory
UGAUnited States Gasoline Fund, LPUNITS4,519$274.3K<0.1%+4,519NewHistory
TDCTeradata CorpStock6,310$274.5K<0.1%+34+0.5%AddedHistory
XERSXeris Biopharma Holdings, Inc.COM116,990$274.9K<0.1%+4,704+4.2%AddedHistory
SUMSummit Materials, Inc.CL A7,164$275.5K<0.1%+123+1.7%AddedHistory
Fidelity Covington Trust316092709MSCI INDL INDX4,501$275.6K<0.1%+4,501New–
iShares Tr464288869MICRO-CAP ETF2,377$275.8K<0.1%+2,377New–
LITELumentum Holdings Inc.COM5,270$276.3K<0.1%−648−10.9%ReducedHistory
NBBNuveen Taxable Municipal Income FundCOM17,543$277.0K<0.1%−2,925−14.3%ReducedHistory
EMBJEmbraer S.A.ADR15,107$278.7K<0.1%−822−5.2%ReducedHistory
PGNYProgyny, Inc.COM7,508$279.1K<0.1%−1,794−19.3%ReducedHistory
Pacer FDS Tr69374H691CFRA STVAL EQL7,683$279.4K<0.1%00.0%Unchanged–
SHLSShoals Technologies Group, Inc.CL A17,985$279.5K<0.1%−2,480−12.1%ReducedHistory
GMABGenmab A/SSPONSORED ADS8,798$280.1K<0.1%−1,101−11.1%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202915,141$280.8K<0.1%+15,141New–
iShares Inc464286665MSCI PAC JP ETF6,475$281.1K<0.1%+6,475New–
GOLFAcushnet Holdings Corp.COM4,459$281.6K<0.1%−145−3.1%ReducedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN13,561$282.1K<0.1%−1,107−7.5%ReducedHistory
OLNOLIN CorpStock5,235$282.4K<0.1%−786−13.1%ReducedHistory
Victory Portfolios II92647N865VCSHS US LRG CAP4,854$283.7K<0.1%−315−6.1%Reduced–
SESea LtdSPONSORD ADS7,014$284.1K<0.1%+1,542+28.2%AddedHistory
PSNParsons CorpCOM4,533$284.3K<0.1%+4,533NewHistory
CRSCarpenter Technology CorpCOM4,027$285.1K<0.1%+389+10.7%AddedHistory
CARECarter Bankshares, Inc.COM NEW19,073$285.5K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C623EMERGING MKT PWR12,115$286.6K<0.1%+2,449+25.3%Added–
Schwab Strategic Tr808524649MUN BD ETF5,469$287.7K<0.1%+15+0.3%Added–
BNY Mellon ETF Trust09661T107US LRG CP CORE3,186$288.0K<0.1%+3,186New–
CFRCullen/Frost Bankers, Inc.COM2,656$288.2K<0.1%−26−1.0%ReducedHistory
VanEck ETF Trust92189F536LONG MUNI ETF15,830$288.9K<0.1%+5,746+57.0%Added–
First Tr Exchng Traded FD VI33740F516FT VEST US EQT8,395$289.5K<0.1%+621+8.0%Added–
DIODDiodes IncCOM3,602$290.0K<0.1%−629−14.9%ReducedHistory
CUZCousins Properties IncCOM NEW11,915$290.1K<0.1%−254−2.1%ReducedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD14,049$291.4K<0.1%+987+7.6%AddedHistory
VACMarriott Vacations Worldwide CorpCOM3,434$291.5K<0.1%+1,146+50.1%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM46,067$292.1K<0.1%+46,067NewHistory
CXTCrane NXT, Co.COM5,139$292.3K<0.1%−314−5.8%ReducedHistory
AIZAssurant, Inc.Stock1,736$292.5K<0.1%+1,736NewHistory
PLTMGraniteShares Platinum TrustSHS BEN INT30,348$292.9K<0.1%+184+0.6%AddedHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$22.4K
AGFirst Majestic Silver CorpCOM–$14.7K
QCOMQualcomm IncStock–$5.60K
AAPLApple Inc.Stock$3.24K–
SPYSPDR S&P 500 ETF TrustETF$2.60K–
PAASPan American Silver CorpStock–$1.56K
HSBCHSBC Holdings PLCSPON ADR NEW–$950
TSLATesla, Inc.Stock–$90
BALLBALL CorpCOM$60–
NVDANVIDIA CorpStock$2–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Putnam ETF Trust746729409FOCSD LARCP GWT207,590$5.20M<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT111,922$4.49M<0.1%History
Listed FD Tr53656F847CORE ALT FD127,300$3.51M<0.1%–
CRKComstock Resources IncCOM259,913$2.87M<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB130,829$2.78M<0.1%–
Innovator ETFs Tr45783Y772US EQTY ACC PLUS81,607$1.88M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS71,857$1.78M<0.1%–
NOVNOV Inc.COM81,073$1.69M<0.1%History
Innovator ETFs Tr45782C219DOUBLE STACKR 952,012$1.64M<0.1%–
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM120,096$1.48M<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK36,336$1.27M<0.1%–
ATVIActivision Blizzard, Inc.COM12,118$1.13M<0.1%History
VMWVmware LLCCL A COM6,390$1.06M<0.1%History
Nuveen PFD & Incm Securties67072C105COM151,187$932.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY39,105$919.2K<0.1%–
EXTRExtreme Networks IncCOM26,595$643.9K<0.1%History
iShares Tr46435G318IBONDS DEC202324,070$614.4K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,513$587.5K<0.1%–
SGENSeagen Inc.COM2,759$585.2K<0.1%History
Starboard Invt Tr85521B759RH TACTICAL OUTL44,554$578.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,811$556.6K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF21,395$514.3K<0.1%–
State Street SPDR NYSE Technology ETF78464A102ETF3,672$501.7K<0.1%–
Indexiq ETF Tr45409B883IQ GLB RES ETF14,595$477.2K<0.1%–
VICRVicor CorpCOM7,911$465.9K<0.1%History
iShares Inc464286517JP MORGAN EM ETF13,224$460.6K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A15,882$431.0K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM7,991$423.1K<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX19,189$410.0K<0.1%–
PACWPacwest BancorpCOM51,709$409.0K<0.1%History
EXEExpand Energy CorpCOM4,595$396.3K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG7,980$390.9K<0.1%–
PLLPiedmont Lithium Inc.Stock9,785$388.5K<0.1%History
CCSCentury Communities, Inc.COM5,547$370.4K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,876$370.2K<0.1%–
STAAStaar Surgical CoCOM PAR $0.019,159$368.0K<0.1%History
FLOFlowers Foods IncCOM15,894$352.5K<0.1%History
LSCCLattice Semiconductor CorpCOM4,078$350.4K<0.1%History
iShares Tr46436E502US TECH BRKTHR9,550$349.1K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,926$342.8K<0.1%–
MGYMagnolia Oil & Gas CorpCL A14,287$327.3K<0.1%History
BYDBoyd Gaming CorpCOM5,339$324.8K<0.1%History
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF12,899$315.8K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,240$310.4K<0.1%–
CPACopa Holdings, S.A.CL A3,438$306.4K<0.1%History
iShares Tr46429B333GNMA BOND ETF7,215$301.4K<0.1%–
Pacer FDS Tr69374H865EMRG MKT CASH15,572$298.4K<0.1%–
Timothy Plan887432276HIGH DIVIDEND13,002$286.2K<0.1%–
XPELXPEL, Inc.COM3,551$273.8K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX5,453$273.1K<0.1%–
ESTEEarthstone Energy IncCL A13,179$266.7K<0.1%History
GGenpact LTDSHS7,173$259.7K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY2,456$257.3K<0.1%–
Global X FDS37954Y681FOUNDER RUN CO9,775$256.3K<0.1%–
ABGAsbury Automotive Group IncCOM1,110$255.4K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF8,388$255.3K<0.1%–
AGRAvangrid, Inc.COM8,449$254.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF10,010$253.8K<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT6,095$246.4K<0.1%History
FROFrontline plcCOM12,963$243.4K<0.1%History
GKOSGLAUKOS CorpCOM3,234$243.4K<0.1%History
PRFTPerficient IncCOM4,135$239.3K<0.1%History
TALOTalos Energy Inc.COM14,404$236.8K<0.1%History
NEWRNew Relic, Inc.COM2,765$236.7K<0.1%History
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF9,650$235.6K<0.1%–
CRICarters IncCOM3,374$233.3K<0.1%History
Timothy Plan887432284US LARGE MID CP10,593$233.0K<0.1%–
FLYWFlywire CorpCOM VTG7,300$232.8K<0.1%History
VSTOVista Outdoor Inc.COM7,024$232.6K<0.1%History
CMCCommercial Metals CoStock4,705$232.5K<0.1%History
KRGKite Realty Group TrustCOM NEW10,690$229.0K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A6,037$225.9K<0.1%History
NSPInsperity, Inc.COM2,311$225.6K<0.1%History
Vanguard World FD921910691ESG US CORP BD3,791$225.1K<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,452$223.9K<0.1%History
ONCBeOne Medicines Ltd.ADR1,234$222.0K<0.1%History
ALKSAlkermes plc.SHS7,886$220.9K<0.1%History
Advisorshares Tr00768Y768STAR GLOB BUYW6,041$218.7K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF8,196$216.8K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,743$216.7K<0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF5,995$211.6K<0.1%–
STEPStepStone Group Inc.COM CL A6,700$211.6K<0.1%History
iShares Inc464286178US INTL HGH YLD4,989$207.1K<0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$206.0K<0.1%–
DBEInvesco DB Energy FundENERGY FD8,780$205.5K<0.1%History
XPROExpro LtdCOM8,842$205.4K<0.1%History
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$205.1K<0.1%–
AIRAar CorpStock3,422$203.7K<0.1%History
CSTMConstellium SECL A SHS10,569$192.4K<0.1%History
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$184.9K<0.1%–
ASBAssociated Banc-CorpCOM10,253$175.4K<0.1%History
GBDCGolub Capital BDC, Inc.COM11,459$168.1K<0.1%History
DODiamond Offshore Drilling, Inc.COM11,222$164.7K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A18,428$158.7K<0.1%History
SABRSabre CorpCOM33,794$151.7K<0.1%History
SONOSonos IncCOM11,543$149.0K<0.1%History
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$142.5K<0.1%History
AUDCAudiocodes LtdORD13,925$140.8K<0.1%History
AIFApollo Tactical Income Fund Inc.COM10,341$138.3K<0.1%History
First Tr Energy Income & Gro33738G104COM10,327$135.8K<0.1%–