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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,767
+71 vs. Q3 2023
Portfolio value
$18.0B
+$2.12B (+13.4%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TXRHTexas Roadhouse, Inc.COM1,777$217.2K<0.1%+1,777NewHistory
Fidelity Covington Trust31609A404ENHANCED INTL8,223$217.9K<0.1%+8,223New–
SPDR Index Shs FDS78463X434ST STR MSCI EAFE2,987$218.3K<0.1%−71−2.3%Reduced–
GTNGray Media, IncCOM24,372$218.4K<0.1%+5,355+28.2%AddedHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF5,408$218.4K<0.1%+5,408New–
WIREEncore Wire CorpCOM1,025$218.9K<0.1%+1,025NewHistory
ZYXIZynex IncCOM20,183$219.8K<0.1%00.0%UnchangedHistory
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM12,511$219.9K<0.1%+763+6.5%AddedHistory
iShares Inc46434G889EMNG MKTS EQT5,169$221.5K<0.1%+222+4.5%Added–
Vanguard Wellington FD921935870SHORT TRM TAX EX2,185$221.6K<0.1%+2,185New–
WSCWillScot Holdings CorpCOM CL A4,985$221.8K<0.1%+4,985NewHistory
CLFDClearfield, Inc.COM7,647$222.4K<0.1%+500+7.0%AddedHistory
PFNPIMCO Income Strategy Fund IICOM30,789$222.6K<0.1%+2,500+8.8%AddedHistory
First Tr Exchng Traded FD VI33740F417FT VEST U.S10,523$223.3K<0.1%+10,523New–
iShares Tr464289883CORE 30 70 ETF6,206$224.3K<0.1%−4,360−41.3%Reduced–
VanEck ETF Trust92189F130REAL ASSETS ETF8,800$224.8K<0.1%−1,033−10.5%Reduced–
RNRRenaissancere Holdings LtdCOM1,148$225.1K<0.1%−185−13.9%ReducedHistory
TOSTToast, Inc.Stock12,350$225.5K<0.1%+12,350NewHistory
CRNCCerence Inc.COM11,474$225.6K<0.1%+219+1.9%AddedHistory
UNBUnion Bankshares IncCOM7,367$225.8K<0.1%+7,367NewHistory
Sapiens Intl Corp N VG7T16G103SHS7,688$226.2K<0.1%+7,688New–
Textainer Group Holdings LtdG8766E109SHS4,605$226.6K<0.1%−1,554−25.2%Reduced–
FORMFormfactor IncCOM5,432$226.6K<0.1%−2,148−28.3%ReducedHistory
iShares Tr46429B614MSCI INDIA SM CP3,247$226.6K<0.1%+3,247New–
SMSM Energy CoCOM5,853$226.6K<0.1%+5,853NewHistory
SPDR Index Shs FDS78463X103PORTFLO EURP ETF5,625$226.8K<0.1%00.0%Unchanged–
Global X FDS37950E416SOCIAL MED ETF5,624$227.0K<0.1%00.0%Unchanged–
iShares Tr46436E833IBONDS 28 TRM TS10,223$227.1K<0.1%+10,223New–
SPDR Series Trust78464A540ST STR SP TELCO2,843$227.4K<0.1%+2,843New–
BNSBank of Nova ScotiaCOM4,678$227.8K<0.1%−161−3.3%ReducedHistory
GPIGroup 1 Automotive IncCOM748$227.9K<0.1%−47−5.9%ReducedHistory
GENGen Digital Inc.Stock9,990$228.0K<0.1%−437−4.2%ReducedHistory
iShares Tr46434VBG4IBONDS DEC24 ETF9,154$228.0K<0.1%−940−9.3%Reduced–
ABMAbm Industries IncCOM5,097$228.5K<0.1%+5,097NewHistory
VSHVishay Intertechnology IncCOM9,537$228.6K<0.1%+9,537NewHistory
WisdomTree Tr97717W851JAPN HEDGE EQT2,600$228.7K<0.1%−8,493−76.6%Reduced–
iShares Tr464289529INDIA 50 ETF4,647$228.9K<0.1%+4,647New–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT13,331$229.2K<0.1%+417+3.2%AddedHistory
SPTSprout Social, Inc.COM CL A3,734$229.4K<0.1%−522−12.3%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM59,437$229.4K<0.1%+9,880+19.9%AddedHistory
iShares Tr46436E858IBONDS 26 TRM TS10,045$229.6K<0.1%+10,045New–
SPDR Series Trust78464A383ST STR BACKE ETF10,413$229.8K<0.1%+10,413New–
Pacer FDS Tr69374H634AMERICAN ENERGY7,981$230.2K<0.1%−4,015−33.5%Reduced–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM15,312$230.3K<0.1%+320+2.1%AddedHistory
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG14,005$230.7K<0.1%+230+1.7%Added–
BRSLBrightstar Lottery PLCSHS USD8,417$230.7K<0.1%+1,256+17.5%AddedHistory
TRNOTerreno Realty CorpCOM3,691$231.3K<0.1%−286−7.2%ReducedHistory
EFSCEnterprise Financial Services CorpCOM5,198$232.1K<0.1%+5,198NewHistory
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT7,066$232.5K<0.1%−443−5.9%Reduced–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF6,670$232.8K<0.1%−299−4.3%Reduced–
ALNYAlnylam Pharmaceuticals, Inc.COM1,220$233.5K<0.1%−185−13.2%ReducedHistory
IHGIntercontinental Hotels Group PLCSPONSORED ADS2,564$233.8K<0.1%+2,564NewHistory
Global X FDS37954Y889S&P 500 CATHOLIC4,048$234.7K<0.1%00.0%Unchanged–
Fidelity MSCI Financials Index ETF316092501ETF4,404$235.9K<0.1%−30−0.7%Reduced–
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM41,332$236.0K<0.1%−2,625−6.0%ReducedHistory
NSNuStar Energy L.P.UNIT COM12,637$236.1K<0.1%+160+1.3%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L196$236.3K<0.1%−19−8.8%Reduced–
TXG10x Genomics, Inc.CL A COM4,235$237.0K<0.1%+4,235NewHistory
WisdomTree Tr97717W430HEDGED HI YLD BD10,975$237.2K<0.1%00.0%Unchanged–
SYMSymbotic Inc.Stock4,625$237.4K<0.1%−2,575−35.8%ReducedHistory
Innovator ETFs Trust45782C359EMRGNG MKT APRIL9,443$237.5K<0.1%−5,268−35.8%Reduced–
Dimensional ETF Trust25434V799INTL CORE EQUITY9,304$237.5K<0.1%+9,304New–
RVTYRevvity, Inc.COM2,174$237.6K<0.1%−125−5.4%ReducedHistory
WHDCactus, Inc.CL A5,235$237.7K<0.1%+237+4.7%AddedHistory
American Centy ETF Tr025072877US SML CP VALU2,650$238.0K<0.1%+2,650New–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO4,933$238.0K<0.1%+4,933New–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,494$238.2K<0.1%−8,629−47.6%Reduced–
ASOAcademy Sports & Outdoors, Inc.COM3,612$238.4K<0.1%+3,612NewHistory
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,725$238.5K<0.1%−4,208−47.1%Reduced–
HWKNHawkins IncCOM3,389$238.7K<0.1%+3,389NewHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,215$239.1K<0.1%+78+1.5%Added–
GBCIGlacier Bancorp, Inc.COM5,793$239.4K<0.1%+5,793NewHistory
CHDNChurchill Downs IncCOM1,776$239.6K<0.1%+1,776NewHistory
WTSWatts Water Technologies IncCL A1,151$239.8K<0.1%+1,151NewHistory
MIDDMIDDLEBY CorpCOM1,638$241.1K<0.1%+51+3.2%AddedHistory
GTLSChart Industries IncCOM1,769$241.2K<0.1%+544+44.4%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ3,175$241.3K<0.1%+3,175New–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND5,608$241.8K<0.1%−10−0.2%Reduced–
PBIPitney Bowes IncCOM55,039$242.2K<0.1%−3,176−5.5%ReducedHistory
WTMWhite Mountains Insurance Group LtdCOM161$242.3K<0.1%−26−13.9%ReducedHistory
WisdomTree Tr97717Y857US MULTIFACTOR5,767$242.5K<0.1%−3,283−36.3%Reduced–
SDGRSchrodinger, Inc.COM6,774$242.5K<0.1%+6,774NewHistory
SBRSabine Royalty TrustUNIT BEN INT3,585$243.2K<0.1%+506+16.4%AddedHistory
BCPCBalchem CorpCOM1,638$243.7K<0.1%+1,638NewHistory
COHRCoherent Corp.COM5,616$244.5K<0.1%+5,616NewHistory
SPDR Series Trust78464A144ST STR CORPO ETF8,319$244.7K<0.1%−134−1.6%Reduced–
FAFFirst American Financial CorpStock3,804$245.1K<0.1%−1,618−29.8%ReducedHistory
LKFNLakeland Financial CorpCOM3,773$245.8K<0.1%+3,773NewHistory
ACMAecomCOM2,663$246.1K<0.1%−1,109−29.4%ReducedHistory
VVRInvesco Senior Income TrustCOM60,145$246.6K<0.1%−1,478−2.4%ReducedHistory
JFRNuveen Floating Rate Income FundCOM30,044$247.0K<0.1%+6,007+25.0%AddedHistory
SLMSLM CorpCOM12,936$247.3K<0.1%−230−1.7%ReducedHistory
NSITInsight Enterprises IncCOM1,396$247.4K<0.1%−523−27.3%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,641$248.1K<0.1%+4,500+16.6%AddedHistory
CRUSCirrus Logic, Inc.Stock2,983$248.2K<0.1%+210+7.6%AddedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR1,863$248.4K<0.1%−598−24.3%ReducedHistory
Fidelity Covington Trust31609A305ENHANCED LARGE9,497$249.1K<0.1%+9,497New–
LFUSLittelfuse IncCOM933$249.6K<0.1%+77+9.0%AddedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS22,874$250.2K<0.1%+22,874NewHistory
Ea Series Trust02072L672STRIVE US SEMICO6,343$250.3K<0.1%+6,343New–

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$22.4K
AGFirst Majestic Silver CorpCOM–$14.7K
QCOMQualcomm IncStock–$5.60K
AAPLApple Inc.Stock$3.24K–
SPYSPDR S&P 500 ETF TrustETF$2.60K–
PAASPan American Silver CorpStock–$1.56K
HSBCHSBC Holdings PLCSPON ADR NEW–$950
TSLATesla, Inc.Stock–$90
BALLBALL CorpCOM$60–
NVDANVIDIA CorpStock$2–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Putnam ETF Trust746729409FOCSD LARCP GWT207,590$5.20M<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT111,922$4.49M<0.1%History
Listed FD Tr53656F847CORE ALT FD127,300$3.51M<0.1%–
CRKComstock Resources IncCOM259,913$2.87M<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB130,829$2.78M<0.1%–
Innovator ETFs Tr45783Y772US EQTY ACC PLUS81,607$1.88M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS71,857$1.78M<0.1%–
NOVNOV Inc.COM81,073$1.69M<0.1%History
Innovator ETFs Tr45782C219DOUBLE STACKR 952,012$1.64M<0.1%–
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM120,096$1.48M<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK36,336$1.27M<0.1%–
ATVIActivision Blizzard, Inc.COM12,118$1.13M<0.1%History
VMWVmware LLCCL A COM6,390$1.06M<0.1%History
Nuveen PFD & Incm Securties67072C105COM151,187$932.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY39,105$919.2K<0.1%–
EXTRExtreme Networks IncCOM26,595$643.9K<0.1%History
iShares Tr46435G318IBONDS DEC202324,070$614.4K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,513$587.5K<0.1%–
SGENSeagen Inc.COM2,759$585.2K<0.1%History
Starboard Invt Tr85521B759RH TACTICAL OUTL44,554$578.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,811$556.6K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF21,395$514.3K<0.1%–
State Street SPDR NYSE Technology ETF78464A102ETF3,672$501.7K<0.1%–
Indexiq ETF Tr45409B883IQ GLB RES ETF14,595$477.2K<0.1%–
VICRVicor CorpCOM7,911$465.9K<0.1%History
iShares Inc464286517JP MORGAN EM ETF13,224$460.6K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A15,882$431.0K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM7,991$423.1K<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX19,189$410.0K<0.1%–
PACWPacwest BancorpCOM51,709$409.0K<0.1%History
EXEExpand Energy CorpCOM4,595$396.3K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG7,980$390.9K<0.1%–
PLLPiedmont Lithium Inc.Stock9,785$388.5K<0.1%History
CCSCentury Communities, Inc.COM5,547$370.4K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,876$370.2K<0.1%–
STAAStaar Surgical CoCOM PAR $0.019,159$368.0K<0.1%History
FLOFlowers Foods IncCOM15,894$352.5K<0.1%History
LSCCLattice Semiconductor CorpCOM4,078$350.4K<0.1%History
iShares Tr46436E502US TECH BRKTHR9,550$349.1K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,926$342.8K<0.1%–
MGYMagnolia Oil & Gas CorpCL A14,287$327.3K<0.1%History
BYDBoyd Gaming CorpCOM5,339$324.8K<0.1%History
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF12,899$315.8K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,240$310.4K<0.1%–
CPACopa Holdings, S.A.CL A3,438$306.4K<0.1%History
iShares Tr46429B333GNMA BOND ETF7,215$301.4K<0.1%–
Pacer FDS Tr69374H865EMRG MKT CASH15,572$298.4K<0.1%–
Timothy Plan887432276HIGH DIVIDEND13,002$286.2K<0.1%–
XPELXPEL, Inc.COM3,551$273.8K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX5,453$273.1K<0.1%–
ESTEEarthstone Energy IncCL A13,179$266.7K<0.1%History
GGenpact LTDSHS7,173$259.7K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY2,456$257.3K<0.1%–
Global X FDS37954Y681FOUNDER RUN CO9,775$256.3K<0.1%–
ABGAsbury Automotive Group IncCOM1,110$255.4K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF8,388$255.3K<0.1%–
AGRAvangrid, Inc.COM8,449$254.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF10,010$253.8K<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT6,095$246.4K<0.1%History
FROFrontline plcCOM12,963$243.4K<0.1%History
GKOSGLAUKOS CorpCOM3,234$243.4K<0.1%History
PRFTPerficient IncCOM4,135$239.3K<0.1%History
TALOTalos Energy Inc.COM14,404$236.8K<0.1%History
NEWRNew Relic, Inc.COM2,765$236.7K<0.1%History
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF9,650$235.6K<0.1%–
CRICarters IncCOM3,374$233.3K<0.1%History
Timothy Plan887432284US LARGE MID CP10,593$233.0K<0.1%–
FLYWFlywire CorpCOM VTG7,300$232.8K<0.1%History
VSTOVista Outdoor Inc.COM7,024$232.6K<0.1%History
CMCCommercial Metals CoStock4,705$232.5K<0.1%History
KRGKite Realty Group TrustCOM NEW10,690$229.0K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A6,037$225.9K<0.1%History
NSPInsperity, Inc.COM2,311$225.6K<0.1%History
Vanguard World FD921910691ESG US CORP BD3,791$225.1K<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,452$223.9K<0.1%History
ONCBeOne Medicines Ltd.ADR1,234$222.0K<0.1%History
ALKSAlkermes plc.SHS7,886$220.9K<0.1%History
Advisorshares Tr00768Y768STAR GLOB BUYW6,041$218.7K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF8,196$216.8K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,743$216.7K<0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF5,995$211.6K<0.1%–
STEPStepStone Group Inc.COM CL A6,700$211.6K<0.1%History
iShares Inc464286178US INTL HGH YLD4,989$207.1K<0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$206.0K<0.1%–
DBEInvesco DB Energy FundENERGY FD8,780$205.5K<0.1%History
XPROExpro LtdCOM8,842$205.4K<0.1%History
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$205.1K<0.1%–
AIRAar CorpStock3,422$203.7K<0.1%History
CSTMConstellium SECL A SHS10,569$192.4K<0.1%History
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$184.9K<0.1%–
ASBAssociated Banc-CorpCOM10,253$175.4K<0.1%History
GBDCGolub Capital BDC, Inc.COM11,459$168.1K<0.1%History
DODiamond Offshore Drilling, Inc.COM11,222$164.7K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A18,428$158.7K<0.1%History
SABRSabre CorpCOM33,794$151.7K<0.1%History
SONOSonos IncCOM11,543$149.0K<0.1%History
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$142.5K<0.1%History
AUDCAudiocodes LtdORD13,925$140.8K<0.1%History
AIFApollo Tactical Income Fund Inc.COM10,341$138.3K<0.1%History
First Tr Energy Income & Gro33738G104COM10,327$135.8K<0.1%–