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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,767
+71 vs. Q3 2023
Portfolio value
$18.0B
+$2.12B (+13.4%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UNITUniti Group Inc.COM13,242$76.5K<0.1%+13,242NewHistory
MFGMizuho Financial Group IncSPONSORED ADR22,294$76.7K<0.1%+1,788+8.7%AddedHistory
KAMAN Corp483548AF0NOTE 3.250% 5/081,000$78.6K<0.1%00.0%Unchanged–
POWWOutdoor Holding CoCOM37,540$78.8K<0.1%−2,700−6.7%ReducedHistory
Uber Technologies, Inc90353TAJ9NOTE 12/180,000$81.3K<0.1%00.0%Unchanged–
SEISolaris Energy Infrastructure, Inc.COM CL A10,259$81.7K<0.1%−1,735−14.5%ReducedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/195,000$81.9K<0.1%00.0%Unchanged–
Lci Inds501812AB7NOTE 1.125% 5/185,000$83.1K<0.1%+12,000+16.4%Added–
Itron, Inc.465741AN6NOTE 3/191,000$83.8K<0.1%00.0%Unchanged–
UAUnder Armour, Inc.CL C10,368$86.6K<0.1%−130−1.2%ReducedHistory
RUMRUM Group Inc.Stock20,125$90.4K<0.1%+335+1.7%AddedHistory
WWWW International, Inc.COM10,334$90.4K<0.1%+10,334NewHistory
Ford MTR Co Del345370CZ1NOTE 3/191,000$90.5K<0.1%00.0%Unchanged–
BTEBaytex Energy Corp.COM27,578$91.6K<0.1%00.0%UnchangedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/194,000$92.2K<0.1%−7,000−6.9%Reduced–
AUPHAurinia Pharmaceuticals Inc.COM10,279$92.4K<0.1%00.0%UnchangedHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0107,000$92.5K<0.1%00.0%Unchanged–
SELFGlobal Self Storage, Inc.COM20,211$93.7K<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock15,467$95.0K<0.1%+2,702+21.2%AddedHistory
PROFProfound Medical Corp.COM NEW11,669$98.2K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM11,097$98.8K<0.1%−1,156−9.4%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD14,258$99.0K<0.1%−665−4.5%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1015,766$99.3K<0.1%−2,110−11.8%ReducedHistory
LACLithium Americas Corp.Stock15,618$100.0K<0.1%+407+2.7%AddedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/090,000$100.2K<0.1%00.0%Unchanged–
ADAMAdamas Trust, Inc.COM11,758$100.3K<0.1%+11,758NewHistory
VIAVViavi Solutions Inc.COM10,025$101.0K<0.1%+10,025NewHistory
MUABlackRock Muniassets Fund, Inc.COM10,018$106.1K<0.1%+10,018NewHistory
BHCBausch Health Companies Inc.Stock13,500$108.3K<0.1%+13,500NewHistory
CLVTClarivate PLCORD SHS11,694$108.3K<0.1%−718−5.8%ReducedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0110,000$109.7K<0.1%00.0%Unchanged–
ERCAllspring Multi-Sector Income FundCOM11,657$110.0K<0.1%+11,657NewHistory
DSUBlackRock Debt Strategies Fund, Inc.COM NEW10,289$111.0K<0.1%+10,289NewHistory
NANNuveen New York Quality Municipal Income FundCOM10,086$111.3K<0.1%−249−2.4%ReducedHistory
FUBOFuboTV Inc.COM35,378$112.5K<0.1%−14,968−29.7%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,700$112.8K<0.1%−49−0.2%ReducedHistory
EDITEditas Medicine, Inc.COM11,277$114.2K<0.1%+11,277NewHistory
MHHMastech Digital, Inc.COM13,687$115.4K<0.1%+1,617+13.4%AddedHistory
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF11,941$115.5K<0.1%−154−1.3%Reduced–
JBLUJetBlue Airways CorpCOM20,812$115.5K<0.1%+7,850+60.6%AddedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH22,700$116.0K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock25,967$116.9K<0.1%−78−0.3%ReducedHistory
Copel-ADR20441B605ADR13,858$117.5K<0.1%+13,858New–
OIAInvesco Municipal Income Opportunities TrustCOM18,719$118.9K<0.1%−343,312−94.8%ReducedHistory
VLYValley National BancorpCOM10,999$119.4K<0.1%+10,999NewHistory
PPTFranklin Premier Income TrustSH BEN INT33,872$120.9K<0.1%−3,583−9.6%ReducedHistory
BHKBlackRock Core Bond TrustSHS BEN INT11,275$123.0K<0.1%+11,275NewHistory
SWIMLatham Group, Inc.COM47,451$124.8K<0.1%−5,167−9.8%ReducedHistory
SXCSunCoke Energy, Inc.COM11,630$124.9K<0.1%−438−3.6%ReducedHistory
RCMR1 RCM Inc.COM11,908$125.9K<0.1%−44−0.4%ReducedHistory
UUUUEnergy Fuels IncCOM NEW17,662$127.3K<0.1%+7,500+73.8%AddedHistory
AVKAdvent Convertible & Income FundCOM11,273$128.3K<0.1%+1,143+11.3%AddedHistory
MHDBlackRock Muniholdings Fund, Inc.COM10,935$130.2K<0.1%−3,491−24.2%ReducedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM10,862$131.3K<0.1%+10,862NewHistory
GUTGabelli Utility TrustCOM24,532$133.0K<0.1%+9,095+58.9%AddedHistory
MOMOHello Group Inc.ADS19,472$135.3K<0.1%−1,024−5.0%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF15,698$136.1K<0.1%−224−1.4%ReducedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM13,490$136.1K<0.1%+13,490NewHistory
NUVNuveen Municipal Value Fund IncCOM15,918$136.9K<0.1%+2,125+15.4%AddedHistory
COTYCoty Inc.COM CL A11,127$138.2K<0.1%−6,439−36.7%ReducedHistory
KTFDWS Municipal Income TrustCOM15,728$139.8K<0.1%−1,357−7.9%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM18,402$141.7K<0.1%+4,990+37.2%AddedHistory
BCSBarclays PLCADR18,186$143.3K<0.1%+1,032+6.0%AddedHistory
BDSXBiodesix IncCOM78,000$143.5K<0.1%00.0%UnchangedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM13,900$144.3K<0.1%+2,962+27.1%AddedHistory
HBMHudbay Minerals Inc.COM26,201$144.6K<0.1%−6,000−18.6%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM13,745$144.7K<0.1%−227−1.6%ReducedHistory
LFMDLifeMD, Inc.COM18,000$149.2K<0.1%+2,000+12.5%AddedHistory
LCIDLucid Group, Inc.COM35,652$150.1K<0.1%−4,831−11.9%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A64,330$150.5K<0.1%+1,557+2.5%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A21,210$150.8K<0.1%−545−2.5%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM12,428$151.5K<0.1%00.0%UnchangedHistory
DXDynex Capital IncCOM12,279$153.7K<0.1%+581+5.0%AddedHistory
GTGoodyear Tire & Rubber CoCOM10,792$154.5K<0.1%−1,091−9.2%ReducedHistory
FPIFarmland Partners Inc.COM12,477$155.7K<0.1%+619+5.2%AddedHistory
KIOKKR Income Opportunities FundCOM12,416$156.1K<0.1%+12,416NewHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT10,569$156.2K<0.1%−1,100−9.4%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS17,849$158.5K<0.1%−1,650−8.5%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST49,174$158.8K<0.1%+3,432+7.5%Added–
SBGISinclair, Inc.CL A12,190$158.8K<0.1%+1,576+14.8%AddedHistory
SFLSFL Corp Ltd.SHS14,132$159.4K<0.1%+1,538+12.2%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM16,083$159.5K<0.1%−488−2.9%ReducedHistory
NATNordic American Tankers LtdCOM38,246$160.6K<0.1%+13,975+57.6%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME13,861$161.1K<0.1%+581+4.4%Added–
QSQuantumScape CorpCOM CL A23,211$161.3K<0.1%+1,828+8.5%AddedHistory
First Tr MLP & Energy Incom33739B104COM18,931$162.2K<0.1%−385−2.0%Reduced–
EMFTempleton Emerging Markets FundCOM14,105$164.7K<0.1%−2,167−13.3%ReducedHistory
Exchange Traded Concepts Tr301505558INDIA INTERNET &12,072$166.0K<0.1%+12,072New–
Listed FD Tr53656F417ROUNDHILL BALL14,481$166.7K<0.1%+1,241+9.4%Added–
NCANuveen California Municipal Value FundCOM STK18,800$168.4K<0.1%+1,500+8.7%AddedHistory
FCFFirst Commonwealth Financial CorpCOM10,967$169.3K<0.1%+46+0.4%AddedHistory
LAWCS Disco, Inc.COM22,314$169.4K<0.1%00.0%UnchangedHistory
EHEHang Holdings LtdADS10,118$170.0K<0.1%−471−4.4%ReducedHistory
HUTHut 8 Corp.COM12,790$170.6K<0.1%+547+4.5%AddedConverted for a 1-for-5 splitHistory
JLSNuveen Mortgage & Income FundCOM10,156$171.4K<0.1%+10,156NewHistory
ACCOAcco Brands CorpCOM28,391$172.6K<0.1%+28,391NewHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR12,243$172.9K<0.1%+451+3.8%AddedHistory
PCTPureCycle Technologies, Inc.COM42,935$173.9K<0.1%+7,186+20.1%AddedHistory
GNWGenworth Financial IncCOM SHS26,058$174.1K<0.1%−20−0.1%ReducedHistory
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM19,150$175.6K<0.1%+19,150NewHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$22.4K
AGFirst Majestic Silver CorpCOM–$14.7K
QCOMQualcomm IncStock–$5.60K
AAPLApple Inc.Stock$3.24K–
SPYSPDR S&P 500 ETF TrustETF$2.60K–
PAASPan American Silver CorpStock–$1.56K
HSBCHSBC Holdings PLCSPON ADR NEW–$950
TSLATesla, Inc.Stock–$90
BALLBALL CorpCOM$60–
NVDANVIDIA CorpStock$2–

Sold out since Q3 2023 (137)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Putnam ETF Trust746729409FOCSD LARCP GWT207,590$5.20M<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT111,922$4.49M<0.1%History
Listed FD Tr53656F847CORE ALT FD127,300$3.51M<0.1%–
CRKComstock Resources IncCOM259,913$2.87M<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB130,829$2.78M<0.1%–
Innovator ETFs Tr45783Y772US EQTY ACC PLUS81,607$1.88M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS71,857$1.78M<0.1%–
NOVNOV Inc.COM81,073$1.69M<0.1%History
Innovator ETFs Tr45782C219DOUBLE STACKR 952,012$1.64M<0.1%–
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM120,096$1.48M<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK36,336$1.27M<0.1%–
ATVIActivision Blizzard, Inc.COM12,118$1.13M<0.1%History
VMWVmware LLCCL A COM6,390$1.06M<0.1%History
Nuveen PFD & Incm Securties67072C105COM151,187$932.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY39,105$919.2K<0.1%–
EXTRExtreme Networks IncCOM26,595$643.9K<0.1%History
iShares Tr46435G318IBONDS DEC202324,070$614.4K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,513$587.5K<0.1%–
SGENSeagen Inc.COM2,759$585.2K<0.1%History
Starboard Invt Tr85521B759RH TACTICAL OUTL44,554$578.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,811$556.6K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF21,395$514.3K<0.1%–
State Street SPDR NYSE Technology ETF78464A102ETF3,672$501.7K<0.1%–
Indexiq ETF Tr45409B883IQ GLB RES ETF14,595$477.2K<0.1%–
VICRVicor CorpCOM7,911$465.9K<0.1%History
iShares Inc464286517JP MORGAN EM ETF13,224$460.6K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A15,882$431.0K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM7,991$423.1K<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX19,189$410.0K<0.1%–
PACWPacwest BancorpCOM51,709$409.0K<0.1%History
EXEExpand Energy CorpCOM4,595$396.3K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG7,980$390.9K<0.1%–
PLLPiedmont Lithium Inc.Stock9,785$388.5K<0.1%History
CCSCentury Communities, Inc.COM5,547$370.4K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,876$370.2K<0.1%–
STAAStaar Surgical CoCOM PAR $0.019,159$368.0K<0.1%History
FLOFlowers Foods IncCOM15,894$352.5K<0.1%History
LSCCLattice Semiconductor CorpCOM4,078$350.4K<0.1%History
iShares Tr46436E502US TECH BRKTHR9,550$349.1K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,926$342.8K<0.1%–
MGYMagnolia Oil & Gas CorpCL A14,287$327.3K<0.1%History
BYDBoyd Gaming CorpCOM5,339$324.8K<0.1%History
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF12,899$315.8K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,240$310.4K<0.1%–
CPACopa Holdings, S.A.CL A3,438$306.4K<0.1%History
iShares Tr46429B333GNMA BOND ETF7,215$301.4K<0.1%–
Pacer FDS Tr69374H865EMRG MKT CASH15,572$298.4K<0.1%–
Timothy Plan887432276HIGH DIVIDEND13,002$286.2K<0.1%–
XPELXPEL, Inc.COM3,551$273.8K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX5,453$273.1K<0.1%–
ESTEEarthstone Energy IncCL A13,179$266.7K<0.1%History
GGenpact LTDSHS7,173$259.7K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY2,456$257.3K<0.1%–
Global X FDS37954Y681FOUNDER RUN CO9,775$256.3K<0.1%–
ABGAsbury Automotive Group IncCOM1,110$255.4K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF8,388$255.3K<0.1%–
AGRAvangrid, Inc.COM8,449$254.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF10,010$253.8K<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT6,095$246.4K<0.1%History
FROFrontline plcCOM12,963$243.4K<0.1%History
GKOSGLAUKOS CorpCOM3,234$243.4K<0.1%History
PRFTPerficient IncCOM4,135$239.3K<0.1%History
TALOTalos Energy Inc.COM14,404$236.8K<0.1%History
NEWRNew Relic, Inc.COM2,765$236.7K<0.1%History
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF9,650$235.6K<0.1%–
CRICarters IncCOM3,374$233.3K<0.1%History
Timothy Plan887432284US LARGE MID CP10,593$233.0K<0.1%–
FLYWFlywire CorpCOM VTG7,300$232.8K<0.1%History
VSTOVista Outdoor Inc.COM7,024$232.6K<0.1%History
CMCCommercial Metals CoStock4,705$232.5K<0.1%History
KRGKite Realty Group TrustCOM NEW10,690$229.0K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A6,037$225.9K<0.1%History
NSPInsperity, Inc.COM2,311$225.6K<0.1%History
Vanguard World FD921910691ESG US CORP BD3,791$225.1K<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,452$223.9K<0.1%History
ONCBeOne Medicines Ltd.ADR1,234$222.0K<0.1%History
ALKSAlkermes plc.SHS7,886$220.9K<0.1%History
Advisorshares Tr00768Y768STAR GLOB BUYW6,041$218.7K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF8,196$216.8K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,743$216.7K<0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF5,995$211.6K<0.1%–
STEPStepStone Group Inc.COM CL A6,700$211.6K<0.1%History
iShares Inc464286178US INTL HGH YLD4,989$207.1K<0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$206.0K<0.1%–
DBEInvesco DB Energy FundENERGY FD8,780$205.5K<0.1%History
XPROExpro LtdCOM8,842$205.4K<0.1%History
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$205.1K<0.1%–
AIRAar CorpStock3,422$203.7K<0.1%History
CSTMConstellium SECL A SHS10,569$192.4K<0.1%History
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$184.9K<0.1%–
ASBAssociated Banc-CorpCOM10,253$175.4K<0.1%History
GBDCGolub Capital BDC, Inc.COM11,459$168.1K<0.1%History
DODiamond Offshore Drilling, Inc.COM11,222$164.7K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A18,428$158.7K<0.1%History
SABRSabre CorpCOM33,794$151.7K<0.1%History
SONOSonos IncCOM11,543$149.0K<0.1%History
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$142.5K<0.1%History
AUDCAudiocodes LtdORD13,925$140.8K<0.1%History
AIFApollo Tactical Income Fund Inc.COM10,341$138.3K<0.1%History
First Tr Energy Income & Gro33738G104COM10,327$135.8K<0.1%–