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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Crescent PT Energy Corp22576C101COM61,572$439.0K<0.1%+39,572+179.9%Added–
ENTGEntegris IncCOM6,701$439.5K<0.1%+6,701NewHistory
iShares Tr464288836U.S. PHARMA ETF2,365$440.2K<0.1%−62−2.6%Reduced–
CAJPYCanon IncSPONSORED ADR20,305$440.2K<0.1%+20,305NewHistory
WPMWheaton Precious Metals Corp.COM11,279$440.8K<0.1%−3,060−21.3%ReducedHistory
CAKECheesecake Factory IncCOM13,901$440.8K<0.1%+13,901NewHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF13,914$440.9K<0.1%−928−6.3%Reduced–
RIGTransocean Ltd.REGISTERED SHS96,745$441.2K<0.1%+5,029+5.5%AddedHistory
AMAntero Midstream CorpStock40,915$441.5K<0.1%+23,259+131.7%AddedHistory
SBCFSeacoast Banking Corp of FloridaCOM NEW14,172$442.0K<0.1%+3,343+30.9%AddedHistory
FTSFortis Inc.COM11,043$442.1K<0.1%+772+7.5%AddedHistory
Abrdn ETFs003261203BBRG ALL COMMDY12,793$442.5K<0.1%+12,793New–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF17,896$443.5K<0.1%−2,070−10.4%Reduced–
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP21,537$444.1K<0.1%+5,122+31.2%Added–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF19,073$445.7K<0.1%+216+1.1%Added–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF11,567$447.6K<0.1%+11,567New–
BKHBlack Hills CorpCOM6,372$448.2K<0.1%+1,345+26.8%AddedHistory
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN11,571$448.8K<0.1%+11,571New–
Innovator ETFs Trust45782C326US EQTY BUFR MAY15,529$450.5K<0.1%+15,529New–
SPDR Ser Tr78468R655S&P KENSHO CLEAN5,498$450.9K<0.1%+1,728+45.8%Added–
VanEck ETF Trust92189F684RETAIL ETF2,845$450.9K<0.1%+58+2.1%Added–
HPIJohn Hancock Preferred Income FundSH BEN INT28,110$451.2K<0.1%+424+1.5%AddedHistory
TNDMTandem Diabetes Care IncCOM NEW10,050$451.7K<0.1%−2,756−21.5%ReducedHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX9,062$451.9K<0.1%−55,077−85.9%Reduced–
SSNCSS&C Technologies Holdings IncCOM8,686$452.2K<0.1%+2,539+41.3%AddedHistory
SUISun Communities IncCOM3,176$454.2K<0.1%+3,176NewHistory
Global X FDS37954Y376RATE PREFERRED20,195$454.4K<0.1%+20,195New–
Vanguard World FD921910725ESG INTL STK ETF9,256$455.3K<0.1%−2,536−21.5%Reduced–
Advisorshares Tr00768Y453PURE US CANN ETF65,191$455.7K<0.1%+13,276+25.6%Added–
iShares U S ETF Tr46431W606IT RT HDG HGYL5,564$456.3K<0.1%+586+11.8%Added–
CRHCRH Public Ltd CoADR11,470$456.4K<0.1%+4,422+62.7%AddedHistory
WisdomTree Tr97717W570US MIDCAP FUND9,396$456.9K<0.1%+9,396New–
UTHRUnited Therapeutics CorpCOM1,643$456.9K<0.1%+411+33.4%AddedHistory
American Centy ETF Tr025072885US EQT ETF6,726$457.4K<0.1%+6,726New–
NEOGNeogen CorpCOM30,056$457.8K<0.1%+30,056NewHistory
ProShares Tr74347G671NASDAQ100 DORSEY14,536$458.4K<0.1%−57−0.4%Reduced–
COINCoinbase Global, Inc.COM CL A12,977$459.3K<0.1%+3,168+32.3%AddedHistory
DTDynatrace, Inc.Stock12,003$459.7K<0.1%+12,003NewHistory
Schwab Fundamental International Equity ETF808524755ETF15,817$459.8K<0.1%+854+5.7%Added–
Innovator ETFs Trust45782C516EMRGNG MKT JAN16,963$461.6K<0.1%−1,660−8.9%Reduced–
DJPBarclays Bank PLCDJUBS CMDT ETN3613,724$462.6K<0.1%+202+1.5%AddedHistory
FFINFirst Financial Bankshares IncCOM13,491$464.1K<0.1%+13,491NewHistory
FLOFlowers Foods IncCOM16,211$465.9K<0.1%−80.0%ReducedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,986$466.7K<0.1%+9,986New–
RGRSturm Ruger & Co IncStock9,231$467.3K<0.1%+3,115+50.9%AddedHistory
RACEFerrari N.V.COM2,188$467.4K<0.1%+2,188NewHistory
RMDResmed IncCOM2,247$467.7K<0.1%+1,288+134.3%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT44,520$467.9K<0.1%+3,840+9.4%AddedHistory
VNOMViper Energy, Inc.COM UNT RP INT14,766$469.4K<0.1%+14,766NewHistory
NINisource Inc.COM17,134$469.8K<0.1%+4,543+36.1%AddedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM31,132$470.1K<0.1%+5,795+22.9%AddedHistory
IIPRInnovative Industrial Properties IncCOM4,644$470.7K<0.1%+822+21.5%AddedHistory
INCYIncyte CorpCOM5,871$471.6K<0.1%−5,382−47.8%ReducedHistory
Invesco India Exchange-Trade46137R109INDIA ETF22,181$472.2K<0.1%+574+2.7%Added–
SKTTanger Inc.COM26,374$473.2K<0.1%+14,199+116.6%AddedHistory
VNOVornado Realty TrustSH BEN INT22,840$475.3K<0.1%+22,840NewHistory
MANHManhattan Associates IncStock3,920$475.9K<0.1%+3,920NewHistory
TMETencent Music Entertainment GroupSPON ADS57,538$476.4K<0.1%+57,538NewHistory
GDVGabelli Dividend & Income TrustCOM23,124$476.6K<0.1%−1,805−7.2%ReducedHistory
PNRPENTAIR plcSHS10,644$478.8K<0.1%+3,863+57.0%AddedHistory
SPDR Index Shs FDS78463X541ST STR NAT ETF8,410$479.5K<0.1%+8,410New–
Pacer Trendpilot Fund of Funds ETF69374H675ETF18,398$480.2K<0.1%−2,485−11.9%Reduced–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR6,612$480.6K<0.1%+6,612New–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF10,036$481.4K<0.1%+10,036New–
BXMTBlackstone Mortgage Trust, Inc.COM CL A22,742$481.4K<0.1%−6,066−21.1%ReducedHistory
NVTnVent Electric plcSHS12,566$483.4K<0.1%+12,566NewHistory
NOGNorthern Oil & Gas, Inc.COM15,733$484.9K<0.1%+2,652+20.3%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM3,329$484.9K<0.1%+3,329NewHistory
EMEEMCOR Group, Inc.Stock3,275$485.1K<0.1%+3,275NewHistory
WTFCWintrust Financial CorpCOM5,749$485.9K<0.1%+999+21.0%AddedHistory
iShares Tr464287127MORNINGSTR US EQ9,232$486.0K<0.1%−840−8.3%Reduced–
LEGLeggett & Platt IncStock15,089$486.3K<0.1%+959+6.8%AddedHistory
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF19,442$487.5K<0.1%+19,442New–
LITELumentum Holdings Inc.COM9,350$487.8K<0.1%+9,350NewHistory
TSLXSixth Street Specialty Lending, Inc.COM27,460$488.8K<0.1%+27,460NewHistory
Legg Mason ETF Invt Tr524682101CLRBRG GWT ETF14,773$489.0K<0.1%+5,516+59.6%Added–
BKRBaker Hughes CoCL A16,590$489.9K<0.1%+16,590NewHistory
GNTXGentex CorpCOM18,089$493.3K<0.1%+6,263+53.0%AddedHistory
iShares Inc464286681MSCI EQUAL WEITE6,765$493.4K<0.1%+361+5.6%Added–
WCNWaste Connections, Inc.COM3,725$493.5K<0.1%+3,725NewHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS26,971$493.6K<0.1%+9,742+56.5%Added–
GMABGenmab A/SSPONSORED ADS11,671$494.6K<0.1%+11,671NewHistory
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM17,321$495.5K<0.1%+1,580+10.0%Added–
iShares Tr46435G532MSCI GBL SUS DEV6,282$495.7K<0.1%+797+14.5%Added–
WisdomTree Tr97717W760INTL SMCAP DIV8,558$496.0K<0.1%+2,189+34.4%Added–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT4,456$500.1K<0.1%−46−1.0%Reduced–
COTYCoty Inc.COM CL A58,434$500.2K<0.1%+3,964+7.3%AddedHistory
TPRTapestry, Inc.COM13,142$500.4K<0.1%+13,142NewHistory
ANAutonation, Inc.COM4,666$500.7K<0.1%+2,642+130.5%AddedHistory
VanEck Vectors ETF Tr92189F205STEEL ETF8,674$501.7K<0.1%+3,277+60.7%Added–
WDSWoodside Energy Group LtdADR20,728$501.8K<0.1%+20,728NewHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF19,121$501.9K<0.1%−17,348−47.6%Reduced–
AZTAAzenta, Inc.COM8,627$502.3K<0.1%+8,627NewHistory
TRTNTriton International LtdCL A7,305$502.4K<0.1%+639+9.6%AddedHistory
TKRTimken CoCOM7,116$502.9K<0.1%+3,084+76.5%AddedHistory
JRSNuveen Real Estate Income FundCOM66,634$503.8K<0.1%+17,508+35.6%AddedHistory
iShares Tr46429B333GNMA BOND ETF11,627$505.8K<0.1%−1,968−14.5%Reduced–
WYNNWynn Resorts LtdCOM6,134$505.9K<0.1%−2,417−28.3%ReducedHistory
WBXWallbox N.V.SHS141,360$506.1K<0.1%−328−0.2%ReducedHistory
Starboard Invt Tr85521B791AI QUALITY GROWT41,731$507.4K<0.1%+41,731New–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–