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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS32,412$54.8K<0.1%+32,412NewHistory
NRONeuberger Real Estate Securities Income Fund IncCOM17,690$55.4K<0.1%+257+1.5%AddedHistory
SWIMLatham Group, Inc.COM17,339$55.8K<0.1%+17,339NewHistory
EXKEndeavour Silver CorpCOM17,500$56.7K<0.1%−1,100−5.9%ReducedHistory
TGBTrekor Metals LtdCOM38,606$56.8K<0.1%−11,500−23.0%ReducedHistory
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/151,000$58.6K<0.1%+51,000New–
BLDPBallard Power Systems Inc.COM12,432$59.5K<0.1%−33−0.3%ReducedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER11,916$59.8K<0.1%−6,500−35.3%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM13,720$60.0K<0.1%−2,257−14.1%ReducedHistory
BKCCBlackRock Capital Investment CorpCOM16,660$60.3K<0.1%−1,819−9.8%ReducedHistory
ARRArmour Residential REIT, Inc.COM NEW10,725$60.4K<0.1%+10,725NewHistory
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/069,000$62.1K<0.1%+69,000New–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/158,000$62.3K<0.1%+58,000New–
POWWOutdoor Holding CoCOM36,290$62.8K<0.1%+6,240+20.8%AddedHistory
MARAMARA Holdings, Inc.COM18,411$63.0K<0.1%−30,375−62.3%ReducedHistory
FUBOFuboTV Inc.COM36,580$63.6K<0.1%+13,319+57.3%AddedHistory
Silvercrest Metals Inc828363101COM10,750$64.3K<0.1%00.0%Unchanged–
Exchange Traded Concepts Tru301505624BITWISE CRYPTO19,002$64.4K<0.1%+19,002New–
AGENAgenus IncCOM NEW26,960$64.7K<0.1%00.0%UnchangedHistory
BTBTBit Digital, IncSHS108,692$65.2K<0.1%+108,692NewHistory
UPWheels Up Experience Inc.COMMON STOCK66,236$68.2K<0.1%+66,236NewHistory
GTEGran Tierra Energy Inc.COM69,253$68.6K<0.1%−20,000−22.4%ReducedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/072,000$69.3K<0.1%+72,000New–
FTFranklin Universal TrustSH BEN INT10,367$69.8K<0.1%00.0%UnchangedHistory
ALTOAlto Ingredients, Inc.COM24,510$70.6K<0.1%−7,500−23.4%ReducedHistory
KGCKinross Gold CorpCOM17,829$72.9K<0.1%+1,460+8.9%AddedHistory
NKLANikola CorpCOM33,875$73.2K<0.1%+2,931+9.5%AddedHistory
HBMHudbay Minerals Inc.COM14,450$73.3K<0.1%−3,000−17.2%ReducedHistory
OXSQOxford Square Capital Corp.COM23,526$73.4K<0.1%00.0%UnchangedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT19,151$74.7K<0.1%+19,151NewHistory
BINIBollinger Innovations, Inc.COMMON STOCK266,100$76.1K<0.1%−6,000−2.2%ReducedHistory
RIOTRiot Platforms, Inc.COM22,537$76.4K<0.1%+6,073+36.9%AddedHistory
CXCemex SAB de CVSPON ADR NEW19,020$77.0K<0.1%−12,603−39.9%ReducedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/195,000$77.8K<0.1%+95,000New–
SANBanco Santander, S.A.ADR26,844$79.2K<0.1%+2,781+11.6%AddedHistory
Adamas Trust, Inc.649604501COM PAR $.0231,056$79.5K<0.1%+4,231+15.8%Added–
ESPREsperion Therapeutics, Inc.COM12,925$80.5K<0.1%00.0%UnchangedHistory
Listed FD Tr53656F417ROUNDHILL BALL11,791$84.7K<0.1%+1,630+16.0%Added–
LAZRQLuminar Technologies, Inc.COM CL A17,197$85.1K<0.1%+2,405+16.3%AddedHistory
KAMAN Corp483548AF0NOTE 3.250% 5/093,000$86.4K<0.1%+93,000New–
AMCAMC Entertainment Holdings, Inc.CL A COM21,460$87.3K<0.1%−1,339−5.9%ReducedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT26,869$87.9K<0.1%−4,008−13.0%ReducedHistory
Ford MTR Co Del345370CZ1NOTE 3/194,000$88.7K<0.1%+94,000New–
OPTUOptimum Communications, Inc.CL A19,289$88.7K<0.1%+5,335+38.2%AddedHistory
ONLOrion Properties Inc.REIT10,422$89.0K<0.1%−1,063−9.3%ReducedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/090,000$89.7K<0.1%+15,000+20.0%Added–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR12,666$90.7K<0.1%00.0%UnchangedHistory
Parsons Corp70202LAB8NOTE 0.250% 8/180,000$90.9K<0.1%+80,000New–
Delaware Invts Div & Income245915103COM11,331$92.1K<0.1%00.0%Unchanged–
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1105,000$92.6K<0.1%+105,000New–
MGFAberdeen Government Markets Income FundSH BEN INT27,964$92.6K<0.1%−1,636−5.5%ReducedHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/0105,000$93.5K<0.1%+105,000New–
First Tr MLP & Energy Incom33739B104COM12,719$99.3K<0.1%+233+1.9%Added–
ALDXAldeyra Therapeutics, Inc.COM14,408$100.3K<0.1%−7,018−32.8%ReducedHistory
MHIPioneer Municipal High Income Fund, Inc.COM SHS11,843$101.6K<0.1%+441+3.9%AddedHistory
RKTRocket Companies, Inc.Stock14,573$102.0K<0.1%−2,138−12.8%ReducedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1106,000$102.3K<0.1%+106,000New–
BCSBarclays PLCADR13,209$103.0K<0.1%+13,209NewHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0107,000$103.6K<0.1%+107,000New–
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$104.5K<0.1%00.0%UnchangedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM10,581$106.3K<0.1%+33+0.3%AddedHistory
EHTHeHealth, Inc.COM22,025$106.6K<0.1%+3,481+18.8%AddedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM10,512$107.1K<0.1%+10,512NewHistory
SFLSFL Corp Ltd.SHS11,672$107.6K<0.1%+48+0.4%AddedHistory
RUMRUM Group Inc.Stock18,395$109.5K<0.1%+1,850+11.2%AddedHistory
NUVNuveen Municipal Value Fund IncCOM12,792$110.0K<0.1%−4,916−27.8%ReducedHistory
SELFGlobal Self Storage, Inc.COM22,709$110.8K<0.1%00.0%UnchangedHistory
MFMAberdeen Municipal Income FundSH BEN INT21,486$111.3K<0.1%+771+3.7%AddedHistory
NANNuveen New York Quality Municipal Income FundCOM10,485$112.2K<0.1%−623−5.6%ReducedHistory
XERSXeris Biopharma Holdings, Inc.COM84,376$112.2K<0.1%−67−0.1%ReducedHistory
TVRDTvardi Therapeutics, Inc.COM10,470$112.4K<0.1%−233−2.2%ReducedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH22,850$113.3K<0.1%+1,400+6.5%AddedHistory
DXLGDestination XL Group, Inc.COM16,929$114.3K<0.1%+16,929NewHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS18,361$115.1K<0.1%+18,361NewHistory
OCSLOaktree Specialty Lending CorpCOM16,812$115.5K<0.1%+2,613+18.4%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM10,053$116.6K<0.1%+10,053NewHistory
BBDCBarings BDC, Inc.COM14,365$117.1K<0.1%+718+5.3%AddedHistory
JBLUJetBlue Airways CorpCOM18,799$121.8K<0.1%+923+5.2%AddedHistory
PCFHigh Income Securities FundSHS BEN INT18,745$121.8K<0.1%00.0%UnchangedHistory
JFRNuveen Floating Rate Income FundCOM15,403$122.0K<0.1%+15,403NewHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM11,021$122.0K<0.1%00.0%UnchangedHistory
PROFProfound Medical Corp.COM NEW11,419$122.0K<0.1%+1,000+9.6%AddedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY12,000$122.2K<0.1%−11,000−47.8%Reduced–
AIFApollo Tactical Income Fund Inc.COM10,302$124.9K<0.1%+10,302NewHistory
ProShares Bitcoin ETF74347G440ETF12,213$127.4K<0.1%−192−1.5%Reduced–
VPVInvesco Pennsylvania Value Municipal Income TrustCOM13,102$128.4K<0.1%+1,848+16.4%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,863$128.6K<0.1%+11,863NewHistory
WTWisdomTree, Inc.COM23,786$129.6K<0.1%+23,786NewHistory
FTFFranklin Ltd Duration Income TrustCOM21,080$130.9K<0.1%+1,362+6.9%AddedHistory
PMTPennyMac Mortgage Investment TrustCOM10,594$131.3K<0.1%+10,594NewHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM52,251$131.7K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock14,843$132.8K<0.1%−5,153−25.8%ReducedHistory
PATHUiPath, Inc.Stock10,509$133.6K<0.1%+10,509NewHistory
SABRSabre CorpCOM21,709$134.2K<0.1%−194−0.9%ReducedHistory
SVCService Properties TrustCOM SH BEN INT19,145$139.6K<0.1%+19,145NewHistory
VVRInvesco Senior Income TrustCOM36,548$140.0K<0.1%+5,333+17.1%AddedHistory
BGHBarings Global Short Duration High Yield FundCOM11,054$140.2K<0.1%+11,054NewHistory
IRWDIronwood Pharmaceuticals IncCOM CL A11,358$140.7K<0.1%−1,048−8.4%ReducedHistory
RCMR1 RCM Inc.COM12,852$140.7K<0.1%+2,477+23.9%AddedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6021,474$141.7K<0.1%+21,474NewHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–