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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LYVLive Nation Entertainment, Inc.COM8,354$582.6K<0.1%+3,443+70.1%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,184$582.9K<0.1%+2,509+68.3%Added–
Innovator U.S. Equity Buffer ETF - October45782C771ETF18,375$583.6K<0.1%+8,509+86.2%Added–
ADCAgree Realty CorpCOM8,244$584.7K<0.1%+1,890+29.7%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT18,944$587.1K<0.1%+2,393+14.5%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF11,480$587.2K<0.1%+5,003+77.2%Added–
LKQLKQ CorpCOM10,994$587.2K<0.1%+10,994NewHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT17,561$587.8K<0.1%+4,482+34.3%Added–
NTAPNetApp, Inc.Stock9,787$587.8K<0.1%+5,223+114.4%AddedHistory
Cambria ETF Tr132061888VALUE MOMENTUM21,611$588.0K<0.1%+21,611New–
AMXAmerica Movil SAB de CVSPON ADR L SHS32,358$588.9K<0.1%+32,358NewHistory
Vanguard Wellington FD921935508US MOMENTUM5,170$589.7K<0.1%+5,170New–
ETF Managers Tr26924G102PRIME JUNIR SLVR56,014$590.9K<0.1%+12,517+28.8%Added–
RBCRBC Bearings INCCOM2,824$591.2K<0.1%+2,824NewHistory
iShares Tr46435U861CORE DIVID ETF15,762$591.2K<0.1%−4,602−22.6%Reduced–
iShares Tr464287390LATN AMER 40 ETF25,841$591.5K<0.1%+3,580+16.1%Added–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM36,849$591.8K<0.1%+2,800+8.2%AddedHistory
SWNSouthwestern Energy CoCOM101,350$592.9K<0.1%+11,257+12.5%AddedHistory
SPDR Index Shs FDS78463X855S&P GBLINF ETF11,328$593.8K<0.1%+11,328New–
FCNCAFirst Citizens Bancshares IncCL A783$593.9K<0.1%−117−13.0%ReducedHistory
TTCToro CoCOM5,249$594.1K<0.1%+1,182+29.1%AddedHistory
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,223$595.1K<0.1%−244−1.1%Reduced–
Aim ETF Products Trust00888H844US LRG CAP BUF2023,616$595.2K<0.1%+23,616New–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT12,103$596.6K<0.1%+7,327+153.4%Added–
TDGTransDigm Group INCCOM950$598.0K<0.1%+950NewHistory
AVYAvery Dennison CorpCOM3,305$598.3K<0.1%+3,305NewHistory
WABWestinghouse Air Brake Technologies CorpStock6,018$600.6K<0.1%+1,756+41.2%AddedHistory
HLNHaleon plcADR75,144$601.2K<0.1%+27,221+56.8%AddedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF9,650$601.5K<0.1%+382+4.1%Added–
HASIHA Sustainable Infrastructure Capital, Inc.COM20,793$602.6K<0.1%+7,694+58.7%AddedHistory
Nushares ETF Tr67092P706NUVEEN SHRT TERM21,268$604.4K<0.1%+983+4.8%Added–
RGENRepligen CorpCOM3,570$604.4K<0.1%+1,516+73.8%AddedHistory
INVHInvitation Homes Inc.COM20,398$604.6K<0.1%+10,854+113.7%AddedHistory
iShares Tr464288604MRGSTR SM CP GR16,786$605.0K<0.1%−52−0.3%Reduced–
TAPMolson Coors Beverage CoCL B11,857$610.9K<0.1%+382+3.3%AddedHistory
TWLOTwilio IncCL A12,482$611.1K<0.1%+1,005+8.8%AddedHistory
TSTenaris SASPONSORED ADS17,401$611.8K<0.1%+17,401NewHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF28,415$613.8K<0.1%−149−0.5%Reduced–
HSBCHSBC Holdings PLCSPON ADR NEW19,714$614.3K<0.1%+2,603+15.2%AddedHistory
WisdomTree Tr97717W380INTRST RATE HDGE14,144$614.6K<0.1%−6,030−29.9%Reduced–
GMSGMS Inc.COM12,344$614.7K<0.1%+54+0.4%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM84,503$615.2K<0.1%+15,594+22.6%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF124,676$615.9K<0.1%+1,915+1.6%AddedHistory
DDOGDatadog, Inc.CL A COM8,394$617.0K<0.1%+5,568+197.0%AddedHistory
INGING Groep NVSPONSORED ADR50,711$617.2K<0.1%+27,355+117.1%AddedHistory
DBXDropbox, Inc.CL A27,578$617.2K<0.1%+700+2.6%AddedHistory
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT4,677$617.3K<0.1%−994−17.5%Reduced–
WSMWilliams Sonoma IncCOM5,382$618.5K<0.1%+2,145+66.3%AddedHistory
iShares Tr46435U135CYBERSECURITY18,739$618.8K<0.1%+18,739New–
PODDInsulet CorpStock2,102$618.8K<0.1%+2,102NewHistory
ARLPAlliance Resource Partners LPStock30,550$620.8K<0.1%+18,883+161.8%AddedHistory
TXNMTXNM Energy IncCOM12,739$621.5K<0.1%+89+0.7%AddedHistory
ALLYAlly Financial Inc.Stock25,424$621.6K<0.1%−2,380−8.6%ReducedHistory
AGFirst Majestic Silver CorpCOM74,753$623.4K<0.1%+831+1.1%AddedHistory
FRFirst Industrial Realty Trust IncCOM12,941$624.5K<0.1%+3,602+38.6%AddedHistory
VanEck ETF Trust92189H102DURABLE HGH DIV19,605$625.1K<0.1%+2,185+12.5%Added–
FNFFidelity National Financial, Inc.COM SHS16,617$625.1K<0.1%+682+4.3%AddedHistory
TNLTravel & Leisure Co.COM17,178$625.3K<0.1%+2,531+17.3%AddedHistory
SPDR Series Trust78464A607ST STR DOW REIT7,200$627.5K<0.1%+298+4.3%Added–
VLYValley National BancorpCOM55,567$628.5K<0.1%+13,682+32.7%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY17,711$630.0K<0.1%+3,837+27.7%AddedHistory
SGENSeagen Inc.COM4,903$630.1K<0.1%+4,903NewHistory
HXLHexcel CorpCOM10,709$630.2K<0.1%+10,709NewHistory
SNVSynovus Financial CorpCOM NEW16,784$630.3K<0.1%+4,119+32.5%AddedHistory
NFGNational Fuel Gas CoStock9,996$632.7K<0.1%+1,453+17.0%AddedHistory
AESAES CorpStock22,045$634.0K<0.1%+12,305+126.3%AddedHistory
PAASPan American Silver CorpStock38,806$634.1K<0.1%+5,504+16.5%AddedHistory
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM11,192$635.5K<0.1%+11,192New–
PPLIPeople IncCOM NEW14,343$636.8K<0.1%+14,343NewHistory
Alps ETF Tr00162Q858SECTR DIV DOGS12,423$639.0K<0.1%−4,836−28.0%Reduced–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP13,128$641.8K<0.1%+5,208+65.8%Added–
AVXLAnavex Life Sciences Corp.COM NEW69,558$644.1K<0.1%+6,622+10.5%AddedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH5,687$644.9K<0.1%−2,010−26.1%Reduced–
iShares Tr46435G433MSCI USA SMCP MN18,757$649.0K<0.1%+4,213+29.0%Added–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH11,515$649.3K<0.1%+18+0.2%Added–
iShares Tr464288406MRGSTR MD CP VAL10,508$652.0K<0.1%+570+5.7%Added–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE5,319$654.3K<0.1%−5,158−49.2%Reduced–
Innovator ETFs Trust45782C664US EQTY BUF SEP21,596$655.0K<0.1%+945+4.6%Added–
PLTRPalantir Technologies Inc.Stock102,304$656.8K<0.1%+426+0.4%AddedHistory
IGRCbre Global Real Estate Income FundCOM114,699$657.2K<0.1%+57,864+101.8%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT84,381$658.2K<0.1%−6,998−7.7%ReducedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT65,400$658.6K<0.1%+5,683+9.5%Added–
CASYCaseys General Stores IncCOM2,938$659.2K<0.1%+849+40.6%AddedHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY16,100$660.3K<0.1%−3,682−18.6%Reduced–
NMAINuveen Multi-Asset Income FundCOM57,472$660.3K<0.1%+347+0.6%AddedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF11,141$660.8K<0.1%+3,161+39.6%Added–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,290$661.9K<0.1%+4,070+96.4%AddedHistory
First Tr Exchng Traded FD VI33740F599FT VEST US EQT21,146$663.1K<0.1%+207+1.0%Added–
BBBLACKBERRY LtdCOM203,877$664.6K<0.1%+15,510+8.2%AddedHistory
iShares Tr46436E858IBONDS 26 TRM TS29,287$665.2K<0.1%+29,287New–
DBX ETF Tr233051267XTRACKERS LOW15,052$669.6K<0.1%+15,052New–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF18,410$670.3K<0.1%−3,883−17.4%Reduced–
EVNEaton Vance Municipal Income TrustSH BEN INT67,966$670.8K<0.1%+34,087+100.6%AddedHistory
Innovator ETFs Trust45782C284US SML CP PWR B27,740$672.1K<0.1%00.0%Unchanged–
RTLNecessity Retail REIT, Inc.COM CLASS A113,374$672.3K<0.1%+3,693+3.4%AddedHistory
MDUMdu Resources Group IncStock22,169$672.6K<0.1%+3,040+15.9%AddedHistory
BF.ABrown Forman CorpCL A10,230$672.7K<0.1%+78+0.8%AddedHistory
SPDR Series Trust78464A821ST STR SP400GRW10,306$673.4K<0.1%+5,281+105.1%Added–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF9,496$674.7K<0.1%+525+5.9%Added–
FTVFortive CorpStock10,506$675.0K<0.1%+6,867+188.7%AddedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–