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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
DECKDeckers Outdoor CorpCOM1,274$508.5K<0.1%+516+68.1%AddedHistory
WisdomTree Tr97717W547US VALUE FD8,928$509.1K<0.1%−5,862−39.6%Reduced–
Alpha Architect ETF Tr02072L102US QUAN VALUE15,829$509.1K<0.1%+470+3.1%Added–
First Tr Exch Traded FD III33739P855INSTL PFD SECS28,702$511.2K<0.1%+17,357+153.0%Added–
SIVBSVB Financial GroupCOM2,227$512.5K<0.1%+2,227NewHistory
TECKTeck Resources LtdCL B13,564$513.0K<0.1%+13,564NewHistory
ALLEAllegion plcORD SHS4,876$513.3K<0.1%+1,895+63.6%AddedHistory
Pacer FDS Tr69374H543SWAN SOS CONS AP24,697$513.5K<0.1%00.0%Unchanged–
State Street SPDR S&P Homebuilders ETF78464A888ETF8,513$513.5K<0.1%−760−8.2%Reduced–
PCGPG&E CorpStock31,610$514.0K<0.1%+15,384+94.8%AddedHistory
QSQuantumScape CorpCOM CL A91,050$516.3K<0.1%+65,960+262.9%AddedHistory
First Tr Exchng Traded FD VI33740U786FT VEST U.S17,383$517.2K<0.1%+17,383New–
Schwab Intermediate-Term US Treasury ETF808524854ETF10,510$517.4K<0.1%+10,510New–
CMCanadian Imperial Bank of CommerceCOM12,799$517.7K<0.1%+12,799NewHistory
CMSCMS Energy CorpCOM8,175$517.7K<0.1%+3,608+79.0%AddedHistory
SPTSprout Social, Inc.COM CL A9,172$517.9K<0.1%+9,172NewHistory
CXTCrane NXT, Co.COM5,161$518.4K<0.1%+5,161NewHistory
PMMFranklin Managed Municipal Income TrustCOM82,580$518.6K<0.1%−2,386−2.8%ReducedHistory
CHEChemed CorpCOM1,017$519.1K<0.1%+1,017NewHistory
CCKCrown Holdings, Inc.COM6,338$521.0K<0.1%+6,338NewHistory
iShares Tr464287192US TRSPRTION2,442$521.4K<0.1%−1,463−37.5%Reduced–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX25,708$521.9K<0.1%−7,074−21.6%Reduced–
Innovator ETFs Trust45782C524INTRNL DEV JAN19,540$521.9K<0.1%+2,325+13.5%Added–
WTWWillis Towers Watson PLCSHS2,134$522.0K<0.1%+1,054+97.6%AddedHistory
VMRKVivmark ResidentialSH BEN INT8,852$522.2K<0.1%+3,016+51.7%AddedHistory
CBRLCracker Barrel Old Country Store, IncCOM5,515$522.5K<0.1%+1,320+31.5%AddedHistory
DDD3D Systems CorpCOM NEW70,640$522.7K<0.1%+21,037+42.4%AddedHistory
TRMBTrimble Inc.COM10,357$523.6K<0.1%+3,175+44.2%AddedHistory
Innovator ETFs Trust45782C698US EQUT BUFR AUG17,531$525.1K<0.1%+6,824+63.7%Added–
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS33,925$526.2K<0.1%+3,078+10.0%AddedHistory
SRDXSurmodics IncCOM15,427$526.4K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W703INTL EQUITY FD11,203$527.0K<0.1%+2,715+32.0%Added–
SPOTSpotify Technology S.A.Stock6,676$527.0K<0.1%+2,226+50.0%AddedHistory
Fidelity Covington Trust316092527SML MID MLTFCT16,836$527.5K<0.1%+16,836New–
SRPTSarepta Therapeutics, Inc.COM4,075$528.0K<0.1%+4,075NewHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG28,307$528.5K<0.1%−1,973−6.5%Reduced–
J P Morgan Exchange Traded F46641Q118SMALL & MID CAP11,508$529.9K<0.1%−212−1.8%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT29,468$530.4K<0.1%+1,260+4.5%AddedHistory
PORPortland General Electric CoCOM NEW10,827$530.5K<0.1%+3,574+49.3%AddedHistory
EXEExpand Energy CorpCOM5,632$531.5K<0.1%+5,632NewHistory
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT16,740$531.7K<0.1%+6,114+57.5%Added–
HHyatt Hotels CorpCOM CL A5,879$531.8K<0.1%+176+3.1%AddedHistory
Columbia ETF Tr I19761L607MULTI SEC MUNI26,452$533.3K<0.1%−9,133−25.7%Reduced–
CPBCAMPBELL'S CoCOM9,420$534.6K<0.1%−240−2.5%ReducedHistory
Starboard Invt Tr85521B783ADAPTIVE HDGD MU69,854$534.7K<0.1%+69,854New–
FIBKFirst Interstate Bancsystem IncCOM13,873$536.2K<0.1%+4,669+50.7%AddedHistory
CWCurtiss Wright CorpStock3,213$536.5K<0.1%+1,032+47.3%AddedHistory
HASHasbro, Inc.COM8,814$537.7K<0.1%+3,807+76.0%AddedHistory
CZRCaesars Entertainment, Inc.COM12,942$538.4K<0.1%+548+4.4%AddedHistory
PPBIPacific Premier Bancorp IncCOM17,071$538.7K<0.1%+5,539+48.0%AddedHistory
CCJCameco CorpStock23,778$539.0K<0.1%+5,430+29.6%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A86,833$541.0K<0.1%−5,391−5.8%ReducedHistory
THQabrdn Healthcare Opportunities FundSHS27,332$541.5K<0.1%−199−0.7%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM48,060$542.1K<0.1%+4,703+10.8%AddedHistory
FBINFortune Brands Innovations, Inc.COM9,509$543.0K<0.1%+930+10.8%AddedHistory
BNBROOKFIELD CorpCL A LTD VT SH17,273$543.4K<0.1%+17,273NewHistory
LVSLas Vegas Sands CorpCOM11,322$544.2K<0.1%−556−4.7%ReducedHistory
iShares Tr464287341GLOBAL ENERG ETF13,968$544.6K<0.1%+1,424+11.4%Added–
ROKURoku, IncCOM CL A13,444$547.2K<0.1%−2,719−16.8%ReducedHistory
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF28,371$548.4K<0.1%+28,371New–
GLPIGaming & Leisure Properties, Inc.COM10,539$549.0K<0.1%+10,539NewHistory
Ea Series Trust02072L722STRI US ENER ETF18,642$549.0K<0.1%+7,133+62.0%Added–
RBLXRoblox CorpStock19,296$549.2K<0.1%−1,272−6.2%ReducedHistory
MAINMain Street Capital CORPCEF14,899$550.5K<0.1%+3,323+28.7%AddedHistory
NOKNokia CorpSPONSORED ADR118,674$550.6K<0.1%+22,573+23.5%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM51,245$551.4K<0.1%+24,524+91.8%AddedHistory
QRVOQorvo, Inc.Stock6,088$551.8K<0.1%+123+2.1%AddedHistory
HWMHowmet Aerospace Inc.Stock14,018$552.4K<0.1%+5,570+65.9%AddedHistory
AINAlbany International CorpCL A5,614$553.4K<0.1%+5,614NewHistory
DKNGDraftKings Inc.Stock48,696$554.6K<0.1%+5,366+12.4%AddedHistory
TERTeradyne, IncStock6,358$555.4K<0.1%+3,495+122.1%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF12,176$555.8K<0.1%+821+7.2%Added–
DARDarling Ingredients Inc.COM8,888$556.3K<0.1%+8,888NewHistory
JPINuveen Preferred Securities & Income Opportunities FundCOM29,964$556.7K<0.1%+1,027+3.5%AddedHistory
J P Morgan Exchange Traded F46641Q373BETABUILDERS I11,277$559.7K<0.1%+11,277New–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT33,580$561.8K<0.1%+10,316+44.3%Added–
WisdomTree Tr97717X511YIELD ENHANCD US13,195$562.8K<0.1%+13,195New–
iShares Tr464288521CRE U S REIT ETF11,382$562.8K<0.1%+2,525+28.5%Added–
THOThor Industries IncCOM7,474$564.2K<0.1%+7,474NewHistory
HOLXHologic IncCOM7,547$564.6K<0.1%+346+4.8%AddedHistory
iShares Tr464288851US OIL GS EX ETF6,092$565.7K<0.1%+594+10.8%Added–
BEPCBrookfield Renewable CorpCL A SUB VTG20,596$566.6K<0.1%+6,050+41.6%AddedHistory
LECOLincoln Electric Holdings IncCOM3,922$566.7K<0.1%+1,071+37.6%AddedHistory
UNMUnum GroupStock13,862$568.8K<0.1%+191+1.4%AddedHistory
CFRCullen/Frost Bankers, Inc.COM4,255$568.9K<0.1%+1,324+45.2%AddedHistory
VanEck ETF Trust92189F130REAL ASSETS ETF22,976$569.8K<0.1%+4,179+22.2%Added–
OGNOrganon & Co.Stock20,420$570.3K<0.1%+1,793+9.6%AddedHistory
AITApplied Industrial Technologies IncCOM4,527$570.6K<0.1%+392+9.5%AddedHistory
HRHealthcare Realty Trust IncCL A COM29,737$573.0K<0.1%+7,655+34.7%AddedHistory
SIRISirius XM Holdings Inc.COM98,179$573.4K<0.1%+12,912+15.1%AddedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME55,731$574.0K<0.1%+3,513+6.7%AddedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT127,574$575.4K<0.1%−11,764−8.4%ReducedHistory
ZMZoom Communications, Inc.Stock8,497$575.6K<0.1%+2,639+45.0%AddedHistory
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ11,694$576.3K<0.1%+1,041+9.8%Added–
DBOInvesco DB Oil FundOIL FD38,060$578.9K<0.1%00.0%UnchangedHistory
iShares Tr46436E551ESG SELECT SCRE17,662$579.4K<0.1%+17,662New–
HDBHDFC Bank LtdSPONSORED ADS8,472$579.6K<0.1%+8,472NewHistory
Innovator ETFs Trust45782C433US EQTY BUFR FEB19,385$580.3K<0.1%−1,650−7.8%Reduced–
iShares Inc464286426MSCI EM ASIA ETF9,175$581.0K<0.1%+9,175New–
Fidelity Covington Trust316092204MSCI CONSM DIS10,263$581.7K<0.1%+10+0.1%Added–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–