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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,055
+31 vs. Q4 2021
Portfolio value
$8.24B
+$73.9M (+0.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CUBECubeSmartREIT4,767$248.0K<0.1%−1,004−17.4%ReducedHistory
WTWWillis Towers Watson PLCSHS1,050$248.0K<0.1%+154+17.2%AddedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM8,790$248.0K<0.1%+8,790NewHistory
COOPMaverick Merger Sub 2, LLCCOM5,435$248.0K<0.1%+533+10.9%AddedHistory
First Tr Exchng Traded FD VI33740U836FT VEST NAS12,454$249.0K<0.1%00.0%Unchanged–
INVAInnoviva, Inc.COM12,857$249.0K<0.1%+12,857NewHistory
LEALear CorpCOM NEW1,745$249.0K<0.1%−7−0.4%ReducedHistory
TRGPTarga Resources Corp.COM3,316$250.0K<0.1%+3,316NewHistory
RYNRayonier IncCOM6,088$250.0K<0.1%+6,088NewHistory
EPAMEPAM Systems, Inc.COM842$250.0K<0.1%+223+36.0%AddedHistory
FSLYFastly, Inc.CL A14,363$250.0K<0.1%+14,363NewHistory
Invesco Exch Traded FD Tr II46138G409S&P SMLCP UTIL3,864$250.0K<0.1%+3,864New–
ONLOrion Properties Inc.REIT17,964$251.0K<0.1%−5,046−21.9%ReducedHistory
Carnival Corp Ltd.14365C103ADR13,728$251.0K<0.1%−2,062−13.1%Reduced–
CERNCERNER CorpCOM2,682$251.0K<0.1%+168+6.7%AddedHistory
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,178$251.0K<0.1%00.0%Unchanged–
PHIPLDT Inc.SPONSORED ADR7,161$252.0K<0.1%+7,161NewHistory
Innovator ETFs Tr45782C102IBD 50 ETF6,435$252.0K<0.1%−1,656−20.5%Reduced–
Global X FDS37950E416SOCIAL MED ETF5,973$253.0K<0.1%+90+1.5%Added–
SASRSandy Spring Bancorp IncCOM5,628$253.0K<0.1%00.0%UnchangedHistory
WIREEncore Wire CorpCOM2,229$254.0K<0.1%−768−25.6%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART5,420$254.0K<0.1%−1,300−19.3%Reduced–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI12,997$255.0K<0.1%+12,997New–
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT15,569$255.0K<0.1%−2,000−11.4%ReducedHistory
ProShares Tr74348A145PET CARE ETF3,837$255.0K<0.1%+280+7.9%Added–
East Stone Acquisition CorpG2911D108SHS24,633$255.0K<0.1%+24,633New–
Timothy Plan887432284US LARGE MID CP10,018$256.0K<0.1%00.0%Unchanged–
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,434$257.0K<0.1%−83−1.5%Reduced–
Victory Portfolios II92647N865VCSHS US LRG CAP4,073$257.0K<0.1%+4,073New–
WBDWarner Bros. Discovery, Inc.COM SER A10,322$257.0K<0.1%+1,050+11.3%AddedHistory
BBWIBath & Body Works, Inc.COM5,398$258.0K<0.1%−577−9.7%ReducedHistory
CWTCalifornia Water Service GroupCOM4,358$258.0K<0.1%+1,401+47.4%AddedHistory
OLPOne Liberty Properties IncCOM8,382$258.0K<0.1%+8,382NewHistory
WRKWestRock CoCOM5,510$259.0K<0.1%+182+3.4%AddedHistory
XPOXPO, Inc.COM3,569$260.0K<0.1%+10+0.3%AddedHistory
HTGCHercules Capital, Inc.COM14,459$261.0K<0.1%+1,526+11.8%AddedHistory
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,845$261.0K<0.1%00.0%Unchanged–
CRHCRH Public Ltd CoADR6,525$261.0K<0.1%+202+3.2%AddedHistory
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN10,960$262.0K<0.1%−10,535−49.0%Reduced–
OLLIOllie's Bargain Outlet Holdings, Inc.Stock6,111$263.0K<0.1%+6,111NewHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,696$263.0K<0.1%+500+9.6%Added–
CLFDClearfield, Inc.COM4,028$263.0K<0.1%+4,028NewHistory
JBLUJetBlue Airways CorpCOM17,656$264.0K<0.1%−200−1.1%ReducedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM14,717$264.0K<0.1%−381−2.5%ReducedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM20,967$264.0K<0.1%−1,809−7.9%ReducedHistory
UNFIUnited Natural Foods IncCOM6,418$265.0K<0.1%+66+1.0%AddedHistory
iShares Tr464288869MICRO-CAP ETF2,053$265.0K<0.1%−178−8.0%Reduced–
ZZillow Group, Inc.CL C CAP STK5,385$265.0K<0.1%−54−1.0%ReducedHistory
CLNEClean Energy Fuels Corp.COM33,376$265.0K<0.1%+4,764+16.7%AddedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM13,551$265.0K<0.1%+13,551NewHistory
CMCanadian Imperial Bank of CommerceCOM2,183$266.0K<0.1%−267−10.9%ReducedHistory
PAYCPaycom Software, Inc.Stock771$267.0K<0.1%+103+15.4%AddedHistory
CQPCheniere Energy Partners, L.P.COM UNIT4,738$267.0K<0.1%−27−0.6%ReducedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH1,935$267.0K<0.1%−1,376−41.6%Reduced–
MANManpowerGroup Inc.COM2,847$267.0K<0.1%+2,847NewHistory
New Age Alpha Tr64157X104AVDR US LRGCP LE9,115$267.0K<0.1%+9,115New–
INSMINSMED IncCOM PAR $.0111,405$268.0K<0.1%+1,500+15.1%AddedHistory
CZRCaesars Entertainment, Inc.COM3,470$268.0K<0.1%+3,470NewHistory
SPDR Ser Tr78464A110FACTST INV ETF1,747$268.0K<0.1%+86+5.2%Added–
TTCToro CoCOM3,145$269.0K<0.1%+102+3.4%AddedHistory
CACICACI International IncCL A892$269.0K<0.1%00.0%UnchangedHistory
EPRTEssential Properties Realty Trust, Inc.COM10,705$271.0K<0.1%+3,525+49.1%AddedHistory
Sprott ETF Trust85210B201JR GOLD MINERS E6,252$271.0K<0.1%00.0%Unchanged–
ERHAllspring Utilities & High Income FundWF UTILITIES INC19,366$271.0K<0.1%−1,020−5.0%ReducedHistory
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,642$273.0K<0.1%−50−0.5%Reduced–
OLNOLIN CorpStock5,220$273.0K<0.1%−609−10.4%ReducedHistory
PCTPureCycle Technologies, Inc.COM34,163$273.0K<0.1%+1,890+5.9%AddedHistory
OTTROtter Tail CorpCOM4,369$273.0K<0.1%−435−9.1%ReducedHistory
Invesco Actively Managed ETF46090A200BLNCD MLTI AST16,710$273.0K<0.1%+16,710New–
Invesco Actively Managed ETF46090A507MDRTLY CNSRTIV18,260$273.0K<0.1%+18,260New–
State Street SPDR S&P Bank ETF78464A797ETF5,226$274.0K<0.1%+104+2.0%Added–
BYDBoyd Gaming CorpCOM4,160$274.0K<0.1%−105−2.5%ReducedHistory
iShares Inc464286475EM MKT SM-CP ETF4,805$274.0K<0.1%+1,089+29.3%Added–
Nisource Inc.65473P121UNIT 12/01/20232,300$274.0K<0.1%00.0%Unchanged–
Vanguard Emerging Markets Government Bond ETF921946885ETF3,937$275.0K<0.1%−2,664−40.4%Reduced–
TOLToll Brothers, Inc.COM5,853$275.0K<0.1%−275−4.5%ReducedHistory
ETSYEtsy IncCOM2,212$275.0K<0.1%−2,590−53.9%ReducedHistory
CNXCNX Resources CorpCOM13,338$276.0K<0.1%−7,527−36.1%ReducedHistory
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF9,044$277.0K<0.1%−503−5.3%Reduced–
MGEEMge Energy IncCOM3,476$277.0K<0.1%+41+1.2%AddedHistory
CDNACareDx, Inc.COM7,510$278.0K<0.1%+2,850+61.2%AddedHistory
LECOLincoln Electric Holdings IncCOM2,027$279.0K<0.1%+111+5.8%AddedHistory
NLSNNielsen Holdings plcSHS EUR10,236$279.0K<0.1%−1,083−9.6%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM20,281$280.0K<0.1%+5,142+34.0%AddedHistory
iShares Inc464286681MSCI EQUAL WEITE3,317$281.0K<0.1%−172−4.9%Reduced–
WFC.PLWells Fargo & CompanyPERP PFD CNV A212$281.0K<0.1%−107−33.5%ReducedHistory
CCSCentury Communities, Inc.COM5,271$282.0K<0.1%−200−3.7%ReducedHistory
WisdomTree Tr97717X867EM LCL DEBT FD10,080$282.0K<0.1%−2,602−20.5%Reduced–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF10,755$283.0K<0.1%00.0%Unchanged–
Silvercrest Metals Inc828363101COM31,675$283.0K<0.1%+709+2.3%Added–
PINSPinterest, Inc.CL A11,517$283.0K<0.1%−7,201−38.5%ReducedHistory
SPLKSplunk IncCOM1,902$283.0K<0.1%−64−3.3%ReducedHistory
KEYKeycorpCOM12,740$285.0K<0.1%+3,504+37.9%AddedHistory
Innovator ETFs Trust45782C334GRWT100 PWR BF7,266$285.0K<0.1%+7,266New–
HSTHost Hotels & Resorts, Inc.COM14,652$285.0K<0.1%+1,034+7.6%AddedHistory
HPSJohn Hancock Preferred Income Fund IIICOM15,880$285.0K<0.1%+15,880NewHistory
SRCLStericycle IncCOM4,834$285.0K<0.1%+490+11.3%AddedHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG12,256$286.0K<0.1%+1,546+14.4%Added–
ALCAlcon IncStock3,585$287.0K<0.1%+237+7.1%AddedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B9,608$287.0K<0.1%00.0%Unchanged–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q1 2022
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$23.0K
Yamana Gold Inc98462Y100COM–$16.0K
CLXClorox CoStock–$6.00K
SPYSPDR S&P 500 ETF TrustETF$6.00K–
AGFirst Majestic Silver CorpCOM–$3.00K
LUVSouthwest Airlines CoCOM–$3.00K
Invesco QQQ Trust Series I46090E103ETF$1.00K–
VanEck Semiconductor ETF92189F676ETF$1.00K–
XYZBlock, Inc.CL A$1.00K–
iShares Tr46428743220 YR TR BD ETF–$1.00K
CHPTChargePoint Holdings, Inc.COM CL A–$1.00K

Sold out since Q4 2021 (154)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 154 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Esg Aware US Aggregate Bond ETF46435U549ETF39,887$2.20M<0.1%–
iShares Tr46429B366CMBS ETF38,957$2.07M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A29,849$1.29M<0.1%–
QDELQuidelOrtho CorpCOM6,517$880.0K<0.1%History
Goldman Sachs ETF Tr381430362ACCESS INFLATI14,437$844.0K<0.1%–
CSPRCasper Sleep Inc.COM115,676$773.0K<0.1%History
J P Morgan Exchange Traded F46641Q449BETA US GRAD ETF13,312$726.0K<0.1%–
DKSDick's Sporting Goods, Inc.Stock6,267$721.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B16,637$721.0K<0.1%–
EFXEquifax IncCOM2,261$662.0K<0.1%History
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM10,229$660.0K<0.1%–
ICHRIchor Holdings, Ltd.SHS13,550$624.0K<0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF19,509$616.0K<0.1%–
TYTRI-CONTINENTAL CorpCOM18,437$612.0K<0.1%History
iShares Tr464289529INDIA 50 ETF12,204$577.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY9,041$562.0K<0.1%–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN25,863$538.0K<0.1%–
SGRYSurgery Partners, Inc.Stock10,045$537.0K<0.1%History
iShares Tr464288489INTL DEV RE ETF18,732$534.0K<0.1%–
FIVNFive9, Inc.COM3,717$510.0K<0.1%History
JEFJefferies Financial Group Inc.COM12,967$503.0K<0.1%History
APTVAptiv PLCSHS3,035$501.0K<0.1%History
FTVFortive CorpStock6,173$471.0K<0.1%History
WSCWillScot Holdings CorpCOM CL A11,494$469.0K<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD9,798$462.0K<0.1%–
GAPGap IncCOM25,934$458.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS17,199$450.0K<0.1%History
XLNXXilinx IncCOM2,113$448.0K<0.1%History
GDDYGoDaddy Inc.CL A5,177$439.0K<0.1%History
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW15,827$430.0K<0.1%–
DOCNDigitalOcean Holdings, Inc.COM5,257$422.0K<0.1%History
BTLNBrightline Interactive, Inc.COM42,800$422.0K<0.1%History
COUPCoupa Software IncCOM2,591$410.0K<0.1%History
BNY Mellon ETF Trust09661T701SHRT8,045$407.0K<0.1%–
TTWOTake Two Interactive Software IncCOM2,273$404.0K<0.1%History
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM28,379$400.0K<0.1%History
SWCHSwitch, Inc.CL A13,940$399.0K<0.1%History
MXLMaxlinear, IncCOM5,179$390.0K<0.1%History
CRUSCirrus Logic, Inc.Stock4,114$379.0K<0.1%History
iShares Inc46434G889EMNG MKTS EQT7,399$378.0K<0.1%–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ3,852$378.0K<0.1%–
SABRSabre CorpCOM43,516$374.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,674$370.0K<0.1%History
WGSGeneDx Holdings Corp.COMMON STOCK82,700$369.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF11,371$367.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM2,691$366.0K<0.1%History
Nuveen PFD & Income 2022 Ter67075T105COM14,730$362.0K<0.1%–
CDNSCadence Design Systems IncStock1,930$360.0K<0.1%History
TYLTyler Technologies IncCOM620$334.0K<0.1%History
CRFCornerstone Total Return Fund IncCOM23,506$323.0K<0.1%History
CAMTCamtek LtdORD6,920$319.0K<0.1%History
GMEDGlobus Medical IncStock4,405$318.0K<0.1%History
KIMKimco Realty CorpCOM12,722$314.0K<0.1%History
LMBLimbach Holdings, Inc.COM34,628$312.0K<0.1%History
TXG10x Genomics, Inc.CL A COM2,088$311.0K<0.1%History
AEHRAehr Test SystemsCOM12,761$309.0K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A9,426$308.0K<0.1%History
PATHUiPath, Inc.Stock7,013$302.0K<0.1%History
SHAKShake Shack Inc.CL A4,181$302.0K<0.1%History
RHRHCOM561$301.0K<0.1%History
EWBCEast West Bancorp IncCOM3,796$299.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B3,070$294.0K<0.1%–
CARECarter Bankshares, Inc.COM NEW19,073$294.0K<0.1%History
Goldman Sachs ETF Tr381430545HEDGE IND ETF2,870$293.0K<0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,253$292.0K<0.1%History
JBHTHunt J B Transport Services IncCOM1,405$287.0K<0.1%History
Fidelity MSCI Materials Index ETF316092881ETF5,656$285.0K<0.1%–
iShares Tr46435G334MSCI UK ETF NEW8,346$277.0K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE4,600$275.0K<0.1%–
MDUMdu Resources Group IncStock8,852$273.0K<0.1%History
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,450$273.0K<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW2,873$267.0K<0.1%History
Natixis ETF Tr63873X208LOOMIS SAYLES10,639$265.0K<0.1%–
TESSTessco Technologies IncCOM41,944$265.0K<0.1%History
ZUOZuora IncCOM CL A13,927$260.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT13,467$259.0K<0.1%History
PCHPotlatchdeltic CorpCOM4,289$258.0K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF11,131$256.0K<0.1%–
APTSPreferred Apartment Communities IncCOM14,135$255.0K<0.1%History
FFAFirst Trust Enhanced Equity Income FundCOM11,828$252.0K<0.1%History
Innovator ETFs Tr II S&P High45783Y822ETF10,432$250.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF6,801$249.0K<0.1%–
AIMCAltra Industrial Motion Corp.COM4,822$249.0K<0.1%History
SEESealed Air CorpCOM3,668$248.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM26,528$245.0K<0.1%History
QGENQiagen N.V.SHS NEW4,411$245.0K<0.1%History
SUMSummit Materials, Inc.CL A6,070$244.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS2,659$243.0K<0.1%–
INFOIHS Markit Ltd.SHS1,815$241.0K<0.1%History
ProShares Tr74347B607INVT INT RT HG3,231$240.0K<0.1%–
SPDR Ser Tr78468R697S&P KENSHO INTLG5,284$240.0K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF2,316$239.0K<0.1%–
Invesco Exch Traded FD Tr II46138E636INTL CORP BD8,592$239.0K<0.1%–
Sports Entertainment Gaming Global Corp54570M108COM37,500$239.0K<0.1%–
AITApplied Industrial Technologies IncCOM2,304$237.0K<0.1%History
Indexiq ETF Tr45409B453IQ CNDRM ESG INT7,919$237.0K<0.1%–
NDAQNasdaq, Inc.COM1,121$236.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C1,463$236.0K<0.1%History
BNTXBioNTech SESPONSORED ADS908$234.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM491$230.0K<0.1%History