Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 1,474
- No 13F data for Q4 2020
- Portfolio value
- $4.71B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – | – | – |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – | – | – |
| CNVSCineverse Corp. | COM NEW | 10,000 | $17.0K | <0.1% | – | – | History |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 13,500 | $17.0K | <0.1% | – | – | History |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | 14,000 | $25.0K | <0.1% | – | – | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | – | – | History |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | – | – | History |
| SANBanco Santander, S.A. | ADR | 11,588 | $40.0K | <0.1% | – | – | History |
| SVRASavara Inc | COM | 19,000 | $40.0K | <0.1% | – | – | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – | – | – |
| VRAYViewRay, Inc. | COM | 10,000 | $44.0K | <0.1% | – | – | History |
| RENORenovare Environmental, Inc. | COM | 32,300 | $51.0K | <0.1% | – | – | History |
| VBIVVBI Vaccines Inc/BC | COM NEW | 17,815 | $55.0K | <0.1% | – | – | History |
| HLHecla Mining Co | COM | 10,713 | $61.0K | <0.1% | – | – | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | – | – | History |
| GUTGabelli Utility Trust | COM | 10,050 | $70.0K | <0.1% | – | – | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | – | – | History |
| AAICArlington Asset Investment Corp. | CL A NEW | 17,300 | $70.0K | <0.1% | – | – | History |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | 68,750 | $70.0K | <0.1% | – | – | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 13,601 | $72.0K | <0.1% | – | – | History |
| PAVMPAVmed Inc. | COM | 18,694 | $83.0K | <0.1% | – | – | History |
| IVRInvesco Mortgage Capital Inc. | COM | 20,923 | $84.0K | <0.1% | – | – | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 16,085 | $85.0K | <0.1% | – | – | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | – | – | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 17,395 | $88.0K | <0.1% | – | – | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 10,123 | $92.0K | <0.1% | – | – | History |
| VXRTVaxart, Inc. | COM NEW | 15,600 | $94.0K | <0.1% | – | – | History |
| CGENCompugen Ltd | ORD | 11,200 | $96.0K | <0.1% | – | – | History |
| ACBAurora Cannabis Inc | COM | 10,299 | $96.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 15,163 | $96.0K | <0.1% | – | – | – |
| OXSQOxford Square Capital Corp. | COM | 20,718 | $96.0K | <0.1% | – | – | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 10,511 | $98.0K | <0.1% | – | – | History |
| BKDBrookdale Senior Living Inc. | COM | 16,350 | $99.0K | <0.1% | – | – | History |
| CNSLConsolidated Communications Holdings, Inc. | COM | 13,939 | $100.0K | <0.1% | – | – | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 10,500 | $100.0K | <0.1% | – | – | History |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | – | – | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 15,077 | $103.0K | <0.1% | – | – | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – | – | – |
| ZNGAZynga Inc | CL A | 10,370 | $106.0K | <0.1% | – | – | History |
| PCKPIMCO California Municipal Income Fund II | COM | 11,850 | $107.0K | <0.1% | – | – | History |
| SELFGlobal Self Storage, Inc. | COM | 22,709 | $108.0K | <0.1% | – | – | History |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | – | – | History |
| MVFBlackRock Munivest Fund, Inc. | COM | 11,800 | $110.0K | <0.1% | – | – | History |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – | – | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – | – | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – | – | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 12,900 | $119.0K | <0.1% | – | – | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 12,714 | $121.0K | <0.1% | – | – | – |
| PBIPitney Bowes Inc | COM | 14,750 | $122.0K | <0.1% | – | – | History |
| PFNPIMCO Income Strategy Fund II | COM | 11,955 | $123.0K | <0.1% | – | – | History |
| HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 19,250 | $124.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 12,500 | $127.0K | <0.1% | – | – | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 17,637 | $129.0K | <0.1% | – | – | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 11,354 | $131.0K | <0.1% | – | – | History |
| IGRCbre Global Real Estate Income Fund | COM | 16,765 | $131.0K | <0.1% | – | – | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – | – | – |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | – | – | History |
| AQMSAqua Metals, Inc. | COM | 33,000 | $134.0K | <0.1% | – | – | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,299 | $136.0K | <0.1% | – | – | History |
| SDCSmileDirectClub, Inc. | CL A COM | 13,340 | $138.0K | <0.1% | – | – | History |
| INGING Groep NV | SPONSORED ADR | 11,330 | $139.0K | <0.1% | – | – | History |
| Global X FDS37950E549 | GLB X SUPERDIV | 10,267 | $143.0K | <0.1% | – | – | – |
| NANNuveen New York Quality Municipal Income Fund | COM | 10,086 | $144.0K | <0.1% | – | – | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | – | – | History |
| BKTBlackRock Income Trust, Inc. | COM | 24,158 | $148.0K | <0.1% | – | – | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 11,119 | $148.0K | <0.1% | – | – | History |
| FMYFirst Trust Mortgage Income Fund | COM SHS | 11,348 | $152.0K | <0.1% | – | – | History |
| Tuscan Hldgs Corp90069K104 | COM | 12,600 | $155.0K | <0.1% | – | – | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 15,884 | $156.0K | <0.1% | – | – | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 22,816 | $157.0K | <0.1% | – | – | History |
| JMPJMP Group LLC | COM | 26,203 | $157.0K | <0.1% | – | – | History |
| SIRISirius XM Holdings Inc. | COM | 25,762 | $157.0K | <0.1% | – | – | History |
| First Tr High Income L/S FD33738E109 | COM | 10,601 | $160.0K | <0.1% | – | – | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 11,250 | $161.0K | <0.1% | – | – | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 36,182 | $162.0K | <0.1% | – | – | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 12,070 | $166.0K | <0.1% | – | – | History |
| PETZTDH Holdings, Inc. | SHS | 64,290 | $166.0K | <0.1% | – | – | History |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 11,621 | $167.0K | <0.1% | – | – | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | – | – | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 12,584 | $177.0K | <0.1% | – | – | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 11,116 | $180.0K | <0.1% | – | – | History |
| MMacy's, Inc. | COM | 11,118 | $180.0K | <0.1% | – | – | History |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | – | – | History |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 11,360 | $181.0K | <0.1% | – | – | History |
| FULTFulton Financial Corp | COM | 10,632 | $181.0K | <0.1% | – | – | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 17,933 | $181.0K | <0.1% | – | – | History |
| PCQPIMCO California Municipal Income Fund | COM | 10,526 | $187.0K | <0.1% | – | – | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 13,745 | $188.0K | <0.1% | – | – | History |
| PSECProspect Capital Corp | COM | 24,450 | $188.0K | <0.1% | – | – | History |
| RMORomeo Power, Inc. | COM | 23,240 | $194.0K | <0.1% | – | – | History |
| TMPOTempo Automation Holdings, Inc. | CL A | 19,500 | $194.0K | <0.1% | – | – | History |
| COTYCoty Inc. | COM CL A | 21,869 | $197.0K | <0.1% | – | – | History |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – | – | – |
| RMBSRambus Inc | COM | 10,200 | $198.0K | <0.1% | – | – | History |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – | – | – |
| RGRSturm Ruger & Co Inc | Stock | 3,029 | $200.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 5,000 | $200.0K | <0.1% | – | – | – |
| iShares Inc464286509 | MSCI CDA ETF | 5,864 | $200.0K | <0.1% | – | – | – |
| CMBTCmb.tech NV | SHS | 21,858 | $200.0K | <0.1% | – | – | History |
| CDNSCadence Design Systems Inc | Stock | 1,465 | $201.0K | <0.1% | – | – | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SDCSmileDirectClub, Inc. | CL A COM | – | $2.00K |