Skip to main content
Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLDMWorld Gold TrustSPDR GLD MINIS14,884$582.1K<0.1%+1,886+14.5%AddedHistory
AWKAmerican Water Works Company, Inc.Stock3,979$582.9K<0.1%+144+3.8%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE14,761$583.1K<0.1%−536−3.5%Reduced–
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%−928−2.0%ReducedHistory
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%+5,991+135.4%AddedHistory
GWWW.W. Grainger, Inc.Stock854$587.9K<0.1%+38+4.7%AddedHistory
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR9,097$589.6K<0.1%−1,017−10.1%Reduced–
SPDR Series Trust78464A201ST STR SP600GRWO8,031$592.3K<0.1%+796+11.0%Added–
BNYBank of New York Mellon CorpStock13,043$592.7K<0.1%+2,372+22.2%AddedHistory
WDAYWorkday, Inc.CL A2,890$596.9K<0.1%−64−2.2%ReducedHistory
HPEHewlett Packard Enterprise CoCOM37,498$597.3K<0.1%−231−0.6%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM68,564$597.9K<0.1%+15,409+29.0%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF9,775$600.9K<0.1%+7+0.1%Added–
WisdomTree Tr97717Y691CLOUD COMPUTNG20,301$602.9K<0.1%−331−1.6%Reduced–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF11,875$604.9K<0.1%+4,633+64.0%Added–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW11,552$605.3K<0.1%−540−4.5%Reduced–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL9,071$606.0K<0.1%−453−4.8%Reduced–
IQVIQVIA Holdings Inc.Stock3,055$607.6K<0.1%−89−2.8%ReducedHistory
iShares Tr46434VBG4IBONDS DEC24 ETF24,791$609.6K<0.1%+2,158+9.5%Added–
Aim ETF Products Trust00888H505ALLIA US OCT ETF20,976$611.1K<0.1%−3,277−13.5%Reduced–
Columbia ETF Tr I19761L607MULTI SEC MUNI29,676$611.9K<0.1%+32+0.1%Added–
Innovator ETFs Trust45782C318US EQTY PWR BUF21,243$612.2K<0.1%−1,062−4.8%Reduced–
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,404$612.3K<0.1%−310−4.6%Reduced–
Innovator ETFs Trust45782C813US EQTY PWR BUF19,368$612.8K<0.1%−9,663−33.3%Reduced–
CEGConstellation Energy CorpStock7,821$614.0K<0.1%+1,618+26.1%AddedHistory
TTETotalEnergies SESPONSORED ADS10,423$615.5K<0.1%+155+1.5%AddedHistory
DHIHorton D R IncCOM6,304$615.8K<0.1%−2,983−32.1%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF11,347$616.8K<0.1%−6,582−36.7%Reduced–
BTIBritish American Tobacco p.l.c.SPONSORED ADR17,609$618.4K<0.1%−12,186−40.9%ReducedHistory
Timothy Plan887432326HIG DV STK ETF19,842$619.6K<0.1%+4,069+25.8%Added–
FITBFifth Third BancorpCOM23,263$619.7K<0.1%−8,659−27.1%ReducedHistory
USOUnited States Oil Fund, LPUNITS9,368$622.4K<0.1%−3,858−29.2%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM63,260$623.1K<0.1%−67,908−51.8%ReducedHistory
PFGPrincipal Financial Group IncCOM8,388$623.4K<0.1%−941−10.1%ReducedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI13,044$624.5K<0.1%+1,254+10.6%Added–
SPGSimon Property Group Inc.REIT5,582$625.0K<0.1%−95−1.7%ReducedHistory
AEEAmeren CorpCOM7,238$625.3K<0.1%−161−2.2%ReducedHistory
BlackRock ETF Trust09290C509ISHA US AWAR ETF13,823$625.4K<0.1%+1,027+8.0%Added–
OUNZVanEck Merk Gold ETFGOLD SHS32,746$625.4K<0.1%+179+0.5%AddedHistory
iShares Tr46436E619ESG ADVAN ETF14,493$626.5K<0.1%−15,501−51.7%Reduced–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF12,548$626.9K<0.1%+12,548New–
PPGPPG Industries IncStock4,716$630.0K<0.1%+648+15.9%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF9,401$630.5K<0.1%−7,215−43.4%Reduced–
COINCoinbase Global, Inc.COM CL A9,350$631.8K<0.1%−83−0.9%ReducedHistory
SPDR Series Trust78468R606ST PORT HIGH ETF27,517$632.3K<0.1%−243−0.9%Reduced–
iShares Inc464286681MSCI EQUAL WEITE8,374$632.7K<0.1%−3,905−31.8%Reduced–
AVBAvalonbay Communities IncCOM3,765$632.8K<0.1%+483+14.7%AddedHistory
XELXcel Energy IncStock9,408$634.4K<0.1%+65+0.7%AddedHistory
BIDUBaidu, Inc.ADR4,207$634.9K<0.1%+1,604+61.6%AddedHistory
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%−1,769−3.6%ReducedHistory
WisdomTree Tr97717X511YIELD ENHANCD US14,552$635.8K<0.1%−558−3.7%Reduced–
IVTInvenTrust Properties Corp.COM NEW27,251$637.7K<0.1%−5,602−17.1%ReducedHistory
MSIMotorola Solutions, Inc.Stock2,234$639.2K<0.1%−568−20.3%ReducedHistory
iShares Tr464287754US INDUSTRIALS6,406$641.6K<0.1%−1,686−20.8%Reduced–
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%+8,479NewHistory
RBLXRoblox CorpStock14,314$643.8K<0.1%−141−1.0%ReducedHistory
Bitfarms Ltd Com09173B107Stock678,143$646.4K<0.1%−23,000−3.3%Reduced–
WECWec Energy Group, Inc.Stock6,860$650.2K<0.1%+146+2.2%AddedHistory
LKFNLakeland Financial CorpCOM10,418$652.6K<0.1%+62+0.6%AddedHistory
iShares Tr464287192US TRSPRTION2,866$653.0K<0.1%+172+6.4%Added–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH4,234$656.4K<0.1%−325−7.1%Reduced–
EQIXEquinix IncCOM913$658.2K<0.1%−89−8.9%ReducedHistory
iShares Tr464288109MORNINGSTAR VALU10,308$658.7K<0.1%−12,437−54.7%Reduced–
ELEstee Lauder Companies IncCL A2,674$659.1K<0.1%+292+12.3%AddedHistory
ARK ETF Tr00214Q5003D PRINTING ETF28,791$659.3K<0.1%+947+3.4%Added–
PENNPENN Entertainment, Inc.COM22,245$659.8K<0.1%+22,245NewHistory
MAINMain Street Capital CORPCEF16,737$660.4K<0.1%+2,504+17.6%AddedHistory
iShares Tr464288562RESIDENTIAL MULT9,370$661.7K<0.1%−1,161−11.0%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE9,280$666.7K<0.1%+348+3.9%Added–
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%+21,284NewHistory
DFSDiscover Financial ServicesCOM6,764$668.6K<0.1%+642+10.5%AddedHistory
CPBCAMPBELL'S CoCOM12,210$671.3K<0.1%+8,558+234.3%AddedHistory
MRVLMarvell Technology, Inc.COM15,545$673.1K<0.1%−179−1.1%ReducedHistory
HIGHartford Insurance Group, Inc.Stock9,664$673.4K<0.1%−304−3.0%ReducedHistory
Innovator ETFs Trust45782C474US SML CP PWR B21,982$675.5K<0.1%+1,674+8.2%Added–
HRLHormel Foods CorpCOM16,957$676.2K<0.1%−2,622−13.4%ReducedHistory
CPECallon Petroleum CoCOM20,235$676.7K<0.1%+982+5.1%AddedHistory
Cyberark Software LtdM2682V108SHS4,584$678.3K<0.1%−13−0.3%Reduced–
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%+2,086+4.9%AddedHistory
First Tr Exchng Traded FD VI33740F557FT VEST NAS33,564$684.9K<0.1%−8,731−20.6%Reduced–
DXCMDexcom IncCOM5,895$684.9K<0.1%−314−5.1%ReducedHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF21,216$684.9K<0.1%+160+0.8%Added–
iShares Tr46429B671MSCI CHINA ETF13,742$685.6K<0.1%+2,986+27.8%Added–
TAPMolson Coors Beverage CoCL B13,280$686.3K<0.1%+609+4.8%AddedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF12,571$687.9K<0.1%−371−2.9%Reduced–
Vanguard Communication Services ETF92204A884ETF7,147$690.9K<0.1%+7,147New–
KLACKLA CorpCOM NEW1,733$691.6K<0.1%+344+24.8%AddedHistory
HEIHeico CorpCOM4,050$692.7K<0.1%−110−2.6%ReducedHistory
AONAon plcCL A2,198$693.1K<0.1%+10.0%AddedHistory
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT21,125$693.5K<0.1%−1,705−7.5%Reduced–
iShares Tr464288521CRE U S REIT ETF13,768$693.9K<0.1%−1,466−9.6%Reduced–
VTLEVital Energy, Inc.COM15,318$697.6K<0.1%+1,751+12.9%AddedHistory
HPQHP IncStock23,776$697.8K<0.1%−3,069−11.4%ReducedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD7,255$697.9K<0.1%+709+10.8%Added–
Schwab Emerging Markets Equity ETF808524706ETF28,466$698.0K<0.1%+1,308+4.8%Added–
Innovator ETFs Trust45782C789US EQTY BUFR JUL21,413$699.6K<0.1%−1,070−4.8%Reduced–
ADSKAutodesk, Inc.COM3,362$699.7K<0.1%−118−3.4%ReducedHistory
SNASnap-on IncCOM2,834$699.8K<0.1%+27+1.0%AddedHistory
VODVodafone Group Public Ltd CoADR63,504$701.1K<0.1%−6,990−9.9%ReducedHistory
iShares Tr46436E767ESG MSCI USA ETF21,244$702.5K<0.1%−20.0%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History