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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MGAMagna International IncCOM6,035$323.3K<0.1%+110+1.9%AddedHistory
WisdomTree Tr97717X784WSDM EMKTBD FD5,191$323.3K<0.1%−517−9.1%Reduced–
First Tr Exchange-Traded FD33733E807NAT GAS ETF14,363$323.5K<0.1%−500−3.4%Reduced–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US6,899$323.9K<0.1%+6,899New–
Innovator ETFs Trust45782C276GRWT100 PWR BUF6,762$324.0K<0.1%−4,561−40.3%Reduced–
FANGDiamondback Energy, Inc.Stock2,403$324.8K<0.1%+10.0%AddedHistory
Litman Gregory FDS Tr53700T793IMGP RBA RESPONS35,579$324.9K<0.1%+657+1.9%Added–
CCLCarnival Corp Ltd.UNIT 99/99/999932,030$325.1K<0.1%−800−2.4%ReducedHistory
BRWSaba Capital Income & Opportunities FundSHS NEW40,006$326.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C599US SML CP PWR B12,598$326.8K<0.1%00.0%Unchanged–
New York Life Invts Active E45409F843MACK MU INSD ETF13,384$326.8K<0.1%−41−0.3%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR13,638$328.1K<0.1%−3,438−20.1%Reduced–
FNFabrinetSHS2,770$329.0K<0.1%−257−8.5%ReducedHistory
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,439$331.9K<0.1%−28,702−73.3%Reduced–
JDJD.com, Inc.SPON ADS CL A7,571$332.3K<0.1%+414+5.8%AddedHistory
APHAmphenol CorpCL A4,068$332.4K<0.1%+4,068NewHistory
INGRIngredion IncCOM3,276$333.3K<0.1%+486+17.4%AddedHistory
SPDR Series Trust78464A516ST INTL BBG ETF14,435$333.7K<0.1%−3,212−18.2%Reduced–
ADCAgree Realty CorpCOM4,868$334.0K<0.1%+106+2.2%AddedHistory
LENLennar CorpCL A3,185$334.8K<0.1%+534+20.1%AddedHistory
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%+17,942NewHistory
WRKWestRock CoCOM11,050$336.7K<0.1%−580−5.0%ReducedHistory
FTVFortive CorpStock4,943$336.9K<0.1%+1,765+55.5%AddedHistory
Innovator ETFs Trust45782C284US SML CP PWR B13,655$338.2K<0.1%−262−1.9%Reduced–
WisdomTree Tr97717Y790US EFFIC CORE FD9,673$339.1K<0.1%−1,013−9.5%Reduced–
Timothy Plan887432334INTL ETF13,571$339.1K<0.1%00.0%Unchanged–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%−30,816−58.5%Reduced–
iShares Tr464288182MSCI AC ASIA ETF5,002$339.5K<0.1%+5,002New–
URGUr-Energy IncCOM320,543$339.8K<0.1%−10,106−3.1%ReducedHistory
CFGCitizens Financial Group IncCOM11,276$342.5K<0.1%+404+3.7%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS25,534$343.4K<0.1%−63,875−71.4%ReducedHistory
Pacer FDS Tr69374H568SWAN SOS FD OF14,973$344.0K<0.1%+670+4.7%Added–
SWNSouthwestern Energy CoCOM68,975$344.9K<0.1%−449−0.6%ReducedHistory
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST4,967$346.1K<0.1%+20.0%Added–
CAHCardinal Health IncStock4,599$347.2K<0.1%+30+0.7%AddedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF8,655$351.1K<0.1%+856+11.0%Added–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR5,165$352.9K<0.1%+1,048+25.5%Added–
AAAlcoa CorpStock8,294$353.0K<0.1%+1,564+23.2%AddedHistory
iShares Tr46435U796SYSTEMATIC BD ET4,154$353.5K<0.1%−227−5.2%Reduced–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.11,936$354.0K<0.1%−3,156−20.9%Reduced–
BENFranklin Templeton IncCOM13,152$354.3K<0.1%+1,432+12.2%AddedHistory
AMEAmetek IncCOM2,444$355.2K<0.1%+289+13.4%AddedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH13,970$355.7K<0.1%+1,050+8.1%Added–
iShares Inc464286509MSCI CDA ETF10,407$355.7K<0.1%+667+6.8%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF4,674$356.1K<0.1%−558−10.7%Reduced–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%+1,195+48.4%Added–
iShares Tr46435U663ESG AWARE MSCI10,503$357.0K<0.1%−2,331−18.2%Reduced–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,994$357.3K<0.1%+13,994New–
KDPKeurig Dr Pepper Inc.COM10,145$357.9K<0.1%+3,661+56.5%AddedHistory
Innovator ETFs Trust45782C698US EQUT BUFR AUG11,358$358.5K<0.1%−1,927−14.5%Reduced–
SPDR Series Trust78464A789ST STR SP INS9,142$359.8K<0.1%−874−8.7%Reduced–
SMLPSummit Midstream Partners, LPCOM UNIT LTD23,446$359.9K<0.1%+2,277+10.8%AddedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A6,363$360.0K<0.1%−916−12.6%ReducedHistory
WisdomTree Tr97717W844GLOB EX US QU FD10,179$361.0K<0.1%+780+8.3%Added–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%+16,304New–
iShares Tr464288372GLB INFRASTR ETF7,588$361.9K<0.1%+2,001+35.8%Added–
IBNIcici Bank LtdADR16,775$362.0K<0.1%+5,191+44.8%AddedHistory
HUMHumana IncStock749$363.8K<0.1%+50+7.2%AddedHistory
iShares Inc464286517JP MORGAN EM ETF10,110$364.5K<0.1%+10,110New–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN9,973$364.6K<0.1%−3,824−27.7%ReducedHistory
ACGLArch Capital Group Ltd.Stock5,376$364.9K<0.1%+5,376NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW10,698$365.1K<0.1%+3,982+59.3%AddedHistory
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%+27,450+111.9%Added–
EVRGEvergy, Inc.Stock6,004$367.0K<0.1%−59−1.0%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF15,214$368.3K<0.1%+4,286+39.2%Added–
MSCIMSCI Inc.Stock659$368.9K<0.1%−8−1.2%ReducedHistory
EXASExact Sciences CorpCOM5,449$369.5K<0.1%−1,042−16.1%ReducedHistory
CNCCentene CorpStock5,854$370.0K<0.1%−10,032−63.1%ReducedHistory
EMEEMCOR Group, Inc.Stock2,280$370.7K<0.1%−58−2.5%ReducedHistory
CCKCrown Holdings, Inc.COM4,484$370.9K<0.1%−504−10.1%ReducedHistory
PLNTPlanet Fitness, Inc.CL A4,779$371.2K<0.1%−109−2.2%ReducedHistory
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE18,688$371.4K<0.1%+18,688New–
ONOn Semiconductor CorpStock4,522$372.3K<0.1%−971−17.7%ReducedHistory
AGFirst Majestic Silver CorpCOM51,657$372.4K<0.1%+11,082+27.3%AddedHistory
GLADGladstone Capital CorpCOM39,806$374.2K<0.1%+222+0.6%AddedHistory
Ea Series Trust02072L714BRIDGEWAY BLUE42,203$374.3K<0.1%−62,913−59.9%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR7,551$374.5K<0.1%−638−7.8%Reduced–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF5,673$374.9K<0.1%−11,719−67.4%Reduced–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG12,685$376.8K<0.1%−2,252−15.1%Reduced–
Pacer FDS Tr69374H766INDUSTRIAL RELET9,315$377.3K<0.1%−19,838−68.0%Reduced–
MPWRMonolithic Power Systems, Inc.COM754$377.5K<0.1%+60+8.6%AddedHistory
UUUUEnergy Fuels IncCOM NEW67,842$378.0K<0.1%−2,507−3.6%ReducedHistory
ZSZscaler, Inc.Stock3,242$378.8K<0.1%+271+9.1%AddedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME12,748$379.5K<0.1%+4,363+52.0%Added–
Global X FDS37954Y376RATE PREFERRED16,703$381.8K<0.1%+1,364+8.9%Added–
LWLamb Weston Holdings, Inc.Stock3,666$383.2K<0.1%+1,409+62.4%AddedHistory
WisdomTree Tr97717X131INTL QULTY DIV11,319$383.4K<0.1%+1,612+16.6%Added–
iShares Tr46436E866IBONDS 25 TRM TS16,304$383.6K<0.1%−1,199−6.9%Reduced–
ARLPAlliance Resource Partners LPStock19,042$384.1K<0.1%+19,042NewHistory
HESHess CorpStock2,906$384.5K<0.1%−41−1.4%ReducedHistory
EBAYeBay IncCOM8,674$384.9K<0.1%+482+5.9%AddedHistory
MGMMGM Resorts InternationalStock8,673$385.2K<0.1%+456+5.5%AddedHistory
iShares Inc46434G889EMNG MKTS EQT9,285$385.5K<0.1%−671−6.7%Reduced–
DGXQuest Diagnostics IncCOM2,730$386.2K<0.1%−198−6.8%ReducedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC15,297$386.2K<0.1%+6,848+81.1%Added–
State Street SPDR S&P Homebuilders ETF78464A888ETF5,710$386.9K<0.1%−2,317−28.9%Reduced–
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%00.0%UnchangedHistory
JFRNuveen Floating Rate Income FundCOM47,523$389.7K<0.1%−1,132−2.3%ReducedHistory
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW6,553$390.1K<0.1%−538−7.6%Reduced–
MNSTMonster Beverage CorpCOM7,243$391.2K<0.1%+131+1.8%AddedConverted for a 2-for-1 splitHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History