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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PIMCO Equity Ser72202L389RAFI DYN EMERG14,719$266.8K<0.1%−4,989−25.3%Reduced–
Coherent Corp.19247G2066% CONV PFD A1,525$266.9K<0.1%+110+7.8%Added–
iShares Tr464287341GLOBAL ENERG ETF7,069$266.9K<0.1%+101+1.4%Added–
TKRTimken CoCOM3,275$267.6K<0.1%+5+0.2%AddedHistory
KIMKimco Realty CorpCOM13,724$268.0K<0.1%−7,972−36.7%ReducedHistory
BGBunge Global SACOM2,818$269.2K<0.1%+202+7.7%AddedHistory
PMLPIMCO Municipal Income Fund IICOM28,689$269.4K<0.1%+326+1.1%AddedHistory
Innovator ETFs Trust45783Y855DEFINED WLT SHLD9,912$269.9K<0.1%+9,912New–
SWKStanley Black & Decker, Inc.COM3,358$270.5K<0.1%+122+3.8%AddedHistory
DOVDOVER CorpCOM1,791$272.2K<0.1%−130−6.8%ReducedHistory
ETF Ser Solutions26922B766NATIONWIDE S&P13,557$272.5K<0.1%−4,558−25.2%Reduced–
iShares Tr464289867CORE 60 BALA ETF5,450$272.6K<0.1%−487−8.2%Reduced–
IFFInternational Flavors & Fragrances IncCOM2,972$273.4K<0.1%+178+6.4%AddedHistory
iShares Tr46436E825IBONDS 29 TRM TS12,350$273.8K<0.1%+12,350New–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%+248+19.3%AddedHistory
LADRLadder Capital CorpCL A29,099$275.0K<0.1%−1,302−4.3%ReducedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP3,440$276.8K<0.1%+3,440NewHistory
MROMarathon Oil CorpCOM11,576$277.4K<0.1%−1,112−8.8%ReducedHistory
iShares Tr464287127MORNINGSTR US EQ4,919$277.5K<0.1%−68−1.4%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,355$277.8K<0.1%+1,927+35.5%Added–
AIFApollo Tactical Income Fund Inc.COM23,062$279.5K<0.1%−200−0.9%ReducedHistory
AGNCAGNC Investment Corp.REIT27,742$279.6K<0.1%+1,113+4.2%AddedHistory
DBX ETF Tr233051705XTRACK MUN INFRA11,247$281.4K<0.1%+388+3.6%Added–
IRIngersoll Rand Inc.COM4,843$281.8K<0.1%+429+9.7%AddedHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%+15,231New–
ARCHArch Resources, Inc.CL A2,147$282.2K<0.1%+206+10.6%AddedHistory
CRFCornerstone Total Return Fund IncCOM38,242$282.6K<0.1%00.0%UnchangedHistory
BRSPBrightSpire Capital, Inc.COM CL A47,927$282.8K<0.1%+3,035+6.8%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,663$283.3K<0.1%+548+13.3%AddedHistory
NADNuveen Quality Municipal Income FundCOM24,784$285.8K<0.1%−4,209−14.5%ReducedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock18,504$286.4K<0.1%+4,066+28.2%AddedHistory
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%−156−4.5%Reduced–
WisdomTree Tr97717Y808YIELD ENHANCED6,102$287.8K<0.1%+9+0.1%Added–
NIONIO Inc.ADR27,403$288.0K<0.1%−7,552−21.6%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD6,119$288.5K<0.1%−611−9.1%Reduced–
NUVNuveen Municipal Value Fund IncCOM32,793$288.9K<0.1%+112+0.3%AddedHistory
BAXBaxter International IncStock7,134$289.3K<0.1%−260−3.5%ReducedHistory
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%+9,815New–
OCULOcular Therapeutix, IncCOM54,905$289.3K<0.1%+1,958+3.7%AddedHistory
Innovator ETFs Trust45782C755US EQTY BUFR JUN9,084$290.7K<0.1%−82−0.9%Reduced–
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM12,874$291.1K<0.1%−821−6.0%ReducedHistory
MSTRStrategy IncStock998$291.7K<0.1%+998NewHistory
MASMasco CorpCOM5,876$292.2K<0.1%+217+3.8%AddedHistory
Global X FDS37954Y442CLOUD COMPUTNG15,938$292.5K<0.1%+354+2.3%Added–
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%+2,743+8.9%AddedHistory
MASIMasimo CorpCOM1,591$293.6K<0.1%+1,591NewHistory
FIVEFive Below, IncCOM1,428$294.1K<0.1%+126+9.7%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY5,504$294.3K<0.1%+5,504NewHistory
BNSBank of Nova ScotiaCOM5,847$294.5K<0.1%−3,828−39.6%ReducedHistory
FNBFNB CorpCOM25,418$294.9K<0.1%−599−2.3%ReducedHistory
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%+149+1.7%Added–
SPDR Index Shs FDS78463X772ST S&P INTL ETF8,686$297.7K<0.1%+8,686New–
GDDYGoDaddy Inc.CL A3,848$299.1K<0.1%+299+8.4%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM25,652$299.4K<0.1%−2,820−9.9%ReducedHistory
ROSTRoss Stores, Inc.COM2,830$300.3K<0.1%−843−23.0%ReducedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10011,802$301.0K<0.1%+462+4.1%Added–
DBX ETF Tr233051267XTRACKERS LOW6,550$301.3K<0.1%+1,886+40.4%Added–
CPRTCopart IncCOM4,031$303.1K<0.1%−384−8.7%ReducedHistory
COFCapital One Financial CorpStock3,156$303.5K<0.1%+74+2.4%AddedHistory
XUnited States Steel CorpCOM11,629$303.5K<0.1%−182−1.5%ReducedHistory
First Tr Exchng Traded FD VI33740F615FT VEST US EQT9,850$304.2K<0.1%+1,143+13.1%Added–
BBYBest Buy Co IncStock3,890$304.4K<0.1%−124−3.1%ReducedHistory
Franklin Templeton ETF Tr35473P504LIBERTY US ETF6,460$304.5K<0.1%+105+1.7%Added–
SEBSeaboard CorpCOM81$305.4K<0.1%00.0%UnchangedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT140,919$305.8K<0.1%−597−0.4%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART9,620$305.9K<0.1%00.0%Unchanged–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS13,240$306.0K<0.1%+1,522+13.0%AddedHistory
WSBCWesbanco IncCOM9,973$306.2K<0.1%+25+0.3%AddedHistory
ANDEAndersons, Inc.COM7,439$307.4K<0.1%+15+0.2%AddedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH14,524$307.9K<0.1%+187+1.3%Added–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,869$308.5K<0.1%00.0%Unchanged–
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%+28,591NewHistory
iShares Tr46436E502US TECH BRKTHR9,333$310.1K<0.1%+88+1.0%Added–
Dimensional ETF Trust25434V724US MKTWIDE VALUE9,271$310.4K<0.1%−2,058−18.2%Reduced–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%−425−2.1%ReducedHistory
GPNGlobal Payments IncStock2,965$312.0K<0.1%−274−8.5%ReducedHistory
GGGGraco IncCOM4,279$312.4K<0.1%−312−6.8%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM918$312.7K<0.1%−205−18.3%ReducedHistory
OGEOGE Energy Corp.COM8,313$313.1K<0.1%−961−10.4%ReducedHistory
TREXTrex Co IncCOM6,465$314.7K<0.1%+187+3.0%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A268$315.2K<0.1%+39+17.0%AddedHistory
Atlantica Sustainable Infr PG0751N103SHS10,674$315.5K<0.1%−17,636−62.3%Reduced–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%−2,492−17.1%Reduced–
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%+100+1.8%Added–
First Tr Exchange-Traded FD33738D705EIP CARBON IMP12,500$316.5K<0.1%+12,500New–
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%+16,457+76.1%AddedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR45,677$317.0K<0.1%+24,475+115.4%AddedHistory
CBSHCommerce Bancshares IncStock5,440$317.4K<0.1%+341+6.7%AddedHistory
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734G108COM13,153$320.3K<0.1%+195+1.5%Added–
CASYCaseys General Stores IncCOM1,480$320.4K<0.1%−65−4.2%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF12,853$320.6K<0.1%00.0%Unchanged–
Northern LTS FD Tr IV66538H179MAIN BUYWRITE24,213$320.6K<0.1%+1,329+5.8%Added–
Absolute Shs Tr00400R858WBI PWR FACTOR12,052$321.0K<0.1%+1,472+13.9%Added–
RHRHCOM1,319$321.2K<0.1%−31−2.3%ReducedHistory
Schwab Strategic Tr808524649MUN BD ETF6,135$321.3K<0.1%+429+7.5%Added–
WYWeyerhaeuser CoCOM NEW10,678$321.7K<0.1%−794−6.9%ReducedHistory
ASOAcademy Sports & Outdoors, Inc.COM4,931$321.8K<0.1%−46−0.9%ReducedHistory
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL4,870$322.5K<0.1%00.0%UnchangedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History