Skip to main content
Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
INGING Groep NVSPONSORED ADR10,504$124.7K<0.1%+10,504NewHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0148,000$125.4K<0.1%00.0%Unchanged–
UECUranium Energy CorpCOM44,911$129.3K<0.1%−444−1.0%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$130.7K<0.1%00.0%UnchangedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1157,000$133.2K<0.1%+13,000+9.0%Added–
EFTEaton Vance Floating-Rate Income TrustCOM11,725$134.9K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C15,856$135.3K<0.1%+505+3.3%AddedHistory
LXULSB Industries, Inc.COM13,109$135.4K<0.1%+1,320+11.2%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT37,073$135.7K<0.1%+7,101+23.7%AddedHistory
QSQuantumScape CorpCOM CL A16,617$135.9K<0.1%−562−3.3%ReducedHistory
GORVLazydays Holdings, Inc.COM11,794$137.6K<0.1%+57+0.5%AddedHistory
NXDRNextdoor Holdings, Inc.COM CL A64,228$138.1K<0.1%+15,471+31.7%AddedHistory
Ford MTR Co Del345370CZ1NOTE 3/1141,000$140.9K<0.1%+10,000+7.6%Added–
ORGNOrigin Materials, Inc.COM33,210$141.8K<0.1%+3,829+13.0%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD13,207$143.2K<0.1%−87−0.7%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR17,955$143.6K<0.1%+17,955NewHistory
NWLNewell Brands Inc.Stock11,550$143.7K<0.1%−3,751−24.5%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS17,659$146.2K<0.1%+17,659NewHistory
GOODGladstone Commercial CorpCOM11,612$146.7K<0.1%−228−1.9%ReducedHistory
PFLPIMCO Income Strategy FundCOM18,403$149.6K<0.1%−9,320−33.6%ReducedHistory
BSBKBogota Financial Corp.COM15,000$150.0K<0.1%+15,000NewHistory
EGYVaalco Energy IncCOM NEW33,972$153.9K<0.1%+8,310+32.4%AddedHistory
PTVEPactiv Evergreen Inc.COM19,532$156.3K<0.1%+1,812+10.2%AddedHistory
AMAntero Midstream CorpStock14,983$157.2K<0.1%+14,983NewHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1162,000$160.8K<0.1%00.0%Unchanged–
RESRPC IncCOM21,413$164.7K<0.1%00.0%UnchangedHistory
AHRTAH Realty Trust, Inc.COM13,963$164.9K<0.1%+37+0.3%AddedHistory
NOKNokia CorpSPONSORED ADR34,337$168.6K<0.1%+4,976+16.9%AddedHistory
PHKPIMCO High Income FundCOM SHS35,512$169.4K<0.1%+11,822+49.9%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM14,511$171.8K<0.1%+68+0.5%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM13,627$172.1K<0.1%+1,623+13.5%AddedHistory
HHSHarte Hanks IncCOM18,429$173.4K<0.1%+859+4.9%AddedHistory
FMNBFarmers National Banc CorpCOM13,733$173.6K<0.1%+521+3.9%AddedHistory
RIGTransocean Ltd.REGISTERED SHS27,306$173.7K<0.1%−3,413−11.1%ReducedHistory
PMTPennyMac Mortgage Investment TrustCOM14,196$175.0K<0.1%−2,550−15.2%ReducedHistory
VIAVViavi Solutions Inc.COM16,284$176.4K<0.1%−1,982−10.9%ReducedHistory
IVRInvesco Mortgage Capital Inc.COM15,941$176.8K<0.1%+15,941NewHistory
DNOWDNOW Inc.COM15,857$176.8K<0.1%+15,857NewHistory
Listed FD Tr53656F789ROUNDHILL SPORTS10,888$176.8K<0.1%+198+1.9%Added–
NRONeuberger Real Estate Securities Income Fund IncCOM57,658$177.6K<0.1%+11,781+25.7%AddedHistory
PRTHPriority Technology Holdings, Inc.COM50,300$180.6K<0.1%+50,300NewHistory
PRPermian Resources CorpCLASS A COM17,273$181.4K<0.1%−26,905−60.9%ReducedHistory
VanEck ETF Trust92189F536LONG MUNI ETF10,078$181.5K<0.1%+10,078New–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS28,578$182.6K<0.1%+28,578NewHistory
IQiQIYI, Inc.SPONSORED ADS25,496$185.6K<0.1%+25,496NewHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM14,216$186.1K<0.1%+186+1.3%AddedHistory
HLNHaleon plcADR23,021$187.4K<0.1%−1,221−5.0%ReducedHistory
SNAPSnap IncStock16,896$189.4K<0.1%−5,870−25.8%ReducedHistory
AGDabrdn Global Dynamic Dividend FundCOM21,035$196.3K<0.1%+21,035NewHistory
LCIDLucid Group, Inc.COM24,507$197.0K<0.1%−44−0.2%ReducedHistory
iShares Inc464286319EM MKTS DIV ETF8,156$200.1K<0.1%+8,156New–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM8,350$200.2K<0.1%+8,350NewHistory
HUBSHubSpot IncCOM469$201.1K<0.1%+469NewHistory
PBAPembina Pipeline CorpCOM6,217$201.4K<0.1%+6,217NewHistory
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,126$201.7K<0.1%+2,126New–
GNLGlobal Net Lease, Inc.COM NEW15,709$202.0K<0.1%+133+0.9%AddedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$202.1K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2810,102$202.7K<0.1%−1,696−14.4%Reduced–
Global X FDS37954Y384CYBRSCURTY ETF8,735$204.8K<0.1%+8,735New–
First Tr Exchng Traded FD VI33740F631FT VEST US6,579$204.9K<0.1%−210−3.1%Reduced–
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$205.2K<0.1%+9,617New–
Nushares ETF Tr67092P870NUVEEN ESG US9,191$205.4K<0.1%+9,191New–
HCCWarrior Met Coal, Inc.COM5,606$205.8K<0.1%+5,606NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM26,386$206.1K<0.1%−1,970−6.9%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A2,237$207.4K<0.1%−103−4.4%ReducedHistory
PNWPinnacle West Capital CorpCOM2,619$207.5K<0.1%−164−5.9%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,470$207.7K<0.1%−467−9.5%Reduced–
OLNOLIN CorpStock3,750$208.1K<0.1%−45−1.2%ReducedHistory
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%−200−2.7%Reduced–
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%+2,310NewHistory
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%−23−0.4%ReducedHistory
VSTVistra Corp.Stock8,748$210.0K<0.1%−13−0.1%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$210.1K<0.1%00.0%Unchanged–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%+2,912NewHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,100$210.3K<0.1%+5,100New–
WisdomTree Tr97717X214EMERG MKTS ESG7,531$211.3K<0.1%00.0%Unchanged–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%−452−15.2%Reduced–
American Centy ETF Tr025072703INTL EQT ETF3,723$212.3K<0.1%+3,723New–
ALLEAllegion plcORD SHS1,998$213.2K<0.1%−22−1.1%ReducedHistory
American Centy ETF Tr025072885US EQT ETF3,027$214.5K<0.1%+3,027New–
FHNFirst Horizon CorpCOM12,070$214.6K<0.1%+81+0.7%AddedHistory
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%−384−3.4%Reduced–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%+36,800New–
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%+778New–
BFZBlackRock California Municipal Income TrustSH BEN INT18,478$216.2K<0.1%00.0%UnchangedHistory
RCUSArcus Biosciences, Inc.COM11,883$216.7K<0.1%+1,410+13.5%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF4,907$216.8K<0.1%−545−10.0%Reduced–
FISFidelity National Information Services, Inc.Stock4,003$217.5K<0.1%−2,665−40.0%ReducedHistory
Pacer FDS Tr69374H428ARIST HIGH ETF4,805$217.7K<0.1%+4,805New–
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%−475−11.2%ReducedHistory
Aim ETF Products Trust00888H307ALLIANZIM US EQ7,510$219.6K<0.1%−1,577−17.4%Reduced–
iShares Tr46434V274INTL EQTY FACTOR8,293$219.7K<0.1%+17+0.2%Added–
LEGLeggett & Platt IncStock6,899$219.9K<0.1%−9,267−57.3%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW2,226$220.0K<0.1%+29+1.3%AddedHistory
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF9,670$220.5K<0.1%+9,670New–
ZBHZimmer Biomet Holdings, Inc.Stock1,707$220.5K<0.1%+125+7.9%AddedHistory
HDBHDFC Bank LtdSPONSORED ADS3,308$220.5K<0.1%+3+0.1%AddedHistory
Innovator ETFs Tr II S&P High45783Y822ETF11,886$220.7K<0.1%−260−2.1%Reduced–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%−1,292−23.5%ReducedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK1,281$221.1K<0.1%−163−11.3%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History