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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
GILDGilead Sciences, Inc.Stock36,392$3.02M0.1%+9,782+36.8%AddedHistory
iShares Core S&P US Value ETF464287663ETF41,015$3.03M0.1%−36,027−46.8%Reduced–
First Tr Energy Income & Gro33738G104COM233,563$3.03M0.1%+959+0.4%Added–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%+5,962+19.7%Added–
CRWDCrowdStrike Holdings, Inc.Stock22,160$3.04M0.1%+8,704+64.7%AddedHistory
First Tr Exchng Traded FD VI33740U760VEST BUFFERED161,962$3.08M0.1%−34,457−17.5%Reduced–
IRMIron Mountain IncCOM58,242$3.08M0.1%+30,882+112.9%AddedHistory
First Tr Exchange-Traded Alp33735J101COM SHS46,488$3.09M0.1%−1,464−3.1%Reduced–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX29,381$3.09M0.1%+598+2.1%Added–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST50,724$3.09M0.1%−79,301−61.0%Reduced–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 509,960$3.09M0.1%−582−5.5%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF23,261$3.12M0.1%+822+3.7%Added–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM240,044$3.13M0.1%+6,490+2.8%AddedHistory
NOWServiceNow, Inc.Stock6,762$3.14M0.1%+271+4.2%AddedHistory
AEPAmerican Electric Power Co IncStock34,656$3.15M0.1%−2,582−6.9%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX66,337$3.17M0.1%+3,915+6.3%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF29,552$3.23M0.1%−4,053−12.1%Reduced–
ARK Innovation ETF00214Q104ETF80,178$3.23M0.1%−6,102−7.1%Reduced–
SHELShell plcADR56,438$3.25M0.1%−3,679−6.1%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF67,748$3.26M0.1%−59,458−46.7%Reduced–
WBAWalgreens Boots Alliance, Inc.COM94,555$3.27M0.1%+21,408+29.3%AddedHistory
WFCWells Fargo & CompanyStock87,475$3.27M0.1%+11,296+14.8%AddedHistory
iShares Tr464287846DOW JONES US ETF32,933$3.30M0.1%+299+0.9%Added–
WisdomTree Tr97717W281EMG MKTS SMCAP72,125$3.30M0.1%−133−0.2%Reduced–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF144,338$3.31M0.1%+12,391+9.4%Added–
VanEck ETF Trust92189F700AGRIBUSINESS ETF38,170$3.32M0.1%−400−1.0%Reduced–
GEGeneral Electric CoStock34,723$3.32M0.1%−3,767−9.8%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR66,417$3.34M0.1%+38,434+137.3%Added–
iShares Tr464287572GLOBAL 100 ETF47,934$3.36M0.1%−21,977−31.4%Reduced–
Vanguard World FD921910873MEGA CAP INDEX23,617$3.38M0.1%−5,025−17.5%Reduced–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF81,682$3.43M0.1%+2,812+3.6%Added–
Pacer Trendpilot US Mid Cap ETF69374H204ETF107,988$3.43M0.1%+713+0.7%Added–
LHXL3HARRIS Technologies, Inc.Stock17,617$3.46M0.1%+1,817+11.5%AddedHistory
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%+91,925New–
iShares U.S. Healthcare Providers ETF464288828ETF14,029$3.47M0.1%+301+2.2%Added–
Innovator ETFs Trust45782C680US EQTY PWR BF117,625$3.47M0.1%−3,675−3.0%Reduced–
U.S. Global Jets ETF26922A842ETF189,119$3.52M0.1%−5,154−2.7%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF75,890$3.53M0.1%+3,853+5.3%Added–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50069,284$3.56M0.1%+3,338+5.1%Added–
GSKGSK plcADR100,329$3.57M0.1%−465−0.5%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED130,772$3.64M0.1%+7,169+5.8%Added–
BLKBlackRock, Inc.COM5,487$3.67M0.1%−36−0.7%ReducedHistory
WMWaste Management IncStock22,513$3.67M0.1%−1,041−4.4%ReducedHistory
DKNGDraftKings Inc.Stock192,009$3.72M0.1%−375−0.2%ReducedHistory
ADPAutomatic Data Processing IncStock16,737$3.73M0.1%−112−0.7%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT78,086$3.74M0.1%+6,194+8.6%Added–
Vanguard Real Estate ETF922908553ETF45,031$3.74M0.1%−1,702−3.6%Reduced–
MMM3M CoStock35,790$3.76M0.1%−2,713−7.0%ReducedHistory
RGLDRoyal Gold IncStock29,034$3.77M0.1%+8,515+41.5%AddedHistory
ORCLOracle CorpStock41,149$3.82M0.1%−1,072−2.5%ReducedHistory
Starboard Invt Tr85521B775RH TACTICAL ROT321,894$3.83M0.1%−9,988−3.0%Reduced–
ARCCAres Capital CorpCEF211,857$3.87M0.1%+17,362+8.9%AddedHistory
iShares Tips Bond ETF464287176ETF35,607$3.93M0.1%−37,116−51.0%Reduced–
iShares Tr464288158SHRT NAT MUN ETF37,529$3.93M0.1%−11,710−23.8%Reduced–
NFLXNetflix IncStock11,394$3.94M0.1%+1,087+10.5%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF97,711$3.95M0.1%+6,232+6.8%Added–
iShares Tr464288281JPMORGAN USD EMG46,138$3.98M0.1%+16,549+55.9%Added–
IDXXIDEXX Laboratories IncCOM8,020$4.01M0.1%+42+0.5%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF73,717$4.08M0.1%+12,104+19.6%Added–
Vanguard Information Technology ETF92204A702ETF10,597$4.08M0.1%+1,283+13.8%Added–
FDXFedEx CorpStock17,909$4.09M0.1%+621+3.6%AddedHistory
Advisorshares Tr00768Y438Q DYNAMIC GROWTH162,906$4.10M0.1%−33,955−17.2%Reduced–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER82,495$4.11M0.1%+1,098+1.3%Added–
Goldman Sachs ETF Tr381430602ACTIVEBETA US74,931$4.16M0.1%−465−0.6%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF52,039$4.17M0.1%+2,071+4.1%Added–
QCOMQualcomm IncStock32,816$4.19M0.1%−5,746−14.9%ReducedHistory
AXPAmerican Express CoStock25,502$4.21M0.1%+7,962+45.4%AddedHistory
SYKStryker CorpStock14,789$4.22M0.1%+4,612+45.3%AddedHistory
Principal Exchange Traded FD74255Y201QUALITY ETF81,048$4.26M0.1%+406+0.5%Added–
Global X FDS37954Y483NASDAQ 100 COVER249,007$4.27M0.1%−691−0.3%Reduced–
DUKDuke Energy CORPStock45,020$4.34M0.1%+1,656+3.8%AddedHistory
DOWDow Inc.Stock79,271$4.35M0.1%+19,054+31.6%AddedHistory
CBRLCracker Barrel Old Country Store, IncCOM38,302$4.35M0.1%−17,231−31.0%ReducedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW118,615$4.42M0.1%−1,517−1.3%Reduced–
NKENIKE, Inc.Stock36,224$4.44M0.1%−243−0.7%ReducedHistory
BXBlackstone Inc.COM50,786$4.46M0.1%−1,759−3.3%ReducedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT118,927$4.47M0.1%−5,908−4.7%Reduced–
SHOPShopify Inc.Stock93,887$4.50M0.1%−45,888−32.8%ReducedHistory
State Street SPDR S&P Biotech ETF78464A870ETF59,238$4.51M0.1%−6,016−9.2%Reduced–
Innovator ETFs Trust45782C540US EQTY PWR BUF143,703$4.52M0.1%+922+0.6%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF69,216$4.54M0.1%−2,332−3.3%Reduced–
COPConocoPhillipsStock46,503$4.61M0.1%−4,347−8.5%ReducedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF22,174$4.63M0.1%+514+2.4%Added–
WisdomTree Tr97717X271DYNAMIC INT EQ148,088$4.68M0.1%−171−0.1%Reduced–
TJXTJX Companies IncStock59,767$4.68M0.1%−3,714−5.9%ReducedHistory
PXDPioneer Natural Resources CoCOM22,938$4.68M0.1%+1,830+8.7%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD93,471$4.74M0.1%+5,258+6.0%Added–
CMCSAComcast CorpStock125,129$4.74M0.1%−2,968−2.3%ReducedHistory
BACBank of America CorpStock165,864$4.74M0.1%+16,273+10.9%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP122,849$4.75M0.1%−277−0.2%Reduced–
FFord Motor CoStock377,145$4.75M0.1%−82,830−18.0%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF34,909$4.78M0.1%−686−1.9%Reduced–
BHPBHP Group LtdADR75,563$4.79M0.1%+1,773+2.4%AddedHistory
ADBEAdobe Inc.Stock12,510$4.82M0.1%+796+6.8%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV38,977$4.82M0.1%+498+1.3%Added–
iShares Tr46435G524INTL DIV GRWTH80,210$4.86M0.1%+20,668+34.7%Added–
SPDR Series Trust78464A672ST INTER ETF168,058$4.86M0.1%+118,432+238.6%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL78,859$4.92M0.1%−1,474−1.8%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF46,473$4.94M0.1%+7,024+17.8%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF31,773$5.04M0.1%+343+1.1%Added–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History