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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,642
+51 vs. Q4 2022
Portfolio value
$6.00B
+$488.1M (+8.8%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETREntergy CorpCOM8,200$883.4K<0.1%+635+8.4%AddedHistory
MCKMcKesson CorpStock2,487$885.3K<0.1%+227+10.0%AddedHistory
KEYKeycorpCOM70,770$886.0K<0.1%−34,540−32.8%ReducedHistory
PWRQuanta Services, Inc.COM5,337$889.4K<0.1%+912+20.6%AddedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF18,280$889.7K<0.1%+4,150+29.4%Added–
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH23,941$890.9K<0.1%+1,485+6.6%Added–
LNTAlliant Energy CorpStock16,822$898.3K<0.1%−984−5.5%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%+7,346+9.4%AddedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF12,853$899.2K<0.1%+12,853New–
iShares Tr464287796U.S. ENERGY ETF20,634$902.7K<0.1%−21,150−50.6%Reduced–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT29,228$902.9K<0.1%+3,851+15.2%Added–
LUVSouthwest Airlines CoCOM27,755$903.2K<0.1%−3,546−11.3%ReducedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF27,209$903.6K<0.1%+1,198+4.6%Added–
First Trust Cloud Computing ETF33734X192ETF13,549$906.4K<0.1%−1,846−12.0%Reduced–
First Tr Exchange-Traded FD33733B100WTR ETF10,864$908.5K<0.1%−980−8.3%Reduced–
VICIVici Properties Inc.COM27,862$908.9K<0.1%−11,786−29.7%ReducedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT28,115$909.2K<0.1%+3,994+16.6%Added–
RIORio Tinto PLCADR13,257$909.5K<0.1%−3,099−18.9%ReducedHistory
PIImpinj IncCOM6,724$911.2K<0.1%+6,724NewHistory
NSCNorfolk Southern CorpStock4,306$912.8K<0.1%−877−16.9%ReducedHistory
MFCManulife Financial CorpCOM49,860$915.4K<0.1%+11,536+30.1%AddedHistory
NEMNEWMONT CorpStock18,722$917.7K<0.1%−26,243−58.4%ReducedHistory
WYNNWynn Resorts LtdCOM8,216$919.5K<0.1%+202+2.5%AddedHistory
Innovator ETFs Trust45782C581US EQTY BUF NOV29,137$920.9K<0.1%−2,648−8.3%Reduced–
Innovator ETFs Trust45782C409US EQTY BUFR JAN26,211$921.6K<0.1%−60.0%Reduced–
GLWCorning IncCOM26,192$924.0K<0.1%−890−3.3%ReducedHistory
NTRNutrien Ltd.COM12,538$924.8K<0.1%−1,413−10.1%ReducedHistory
WisdomTree Tr97717W802ITL HIGH DIV FD24,618$926.9K<0.1%+24,618New–
ECLEcolab Inc.Stock5,608$928.3K<0.1%−1,088−16.2%ReducedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY19,413$928.3K<0.1%−833−4.1%Reduced–
TTDTrade Desk, Inc.Stock15,344$934.6K<0.1%−1,708−10.0%ReducedHistory
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%−106−0.9%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY35,296$939.9K<0.1%−7,692−17.9%Reduced–
ABRArbor Realty Trust IncCOM82,020$942.4K<0.1%+5,466+7.1%AddedHistory
ITGartner IncCOM2,896$943.4K<0.1%+276+10.5%AddedHistory
GHYPGIM Global High Yield Fund, Inc.COM86,239$946.0K<0.1%+7,669+9.8%AddedHistory
WisdomTree Tr97717W109US TOTAL DIVIDND15,773$955.7K<0.1%−604−3.7%Reduced–
CAGConagra Brands Inc.Stock25,807$969.3K<0.1%+13,410+108.2%AddedHistory
ALLAllstate CorpStock8,765$971.2K<0.1%−1,058−10.8%ReducedHistory
HALHalliburton CoStock30,700$971.4K<0.1%−2,618−7.9%ReducedHistory
KKellanovaStock14,555$974.6K<0.1%+4,724+48.1%AddedHistory
SRESempraStock6,489$980.8K<0.1%−1,591−19.7%ReducedHistory
ROPRoper Technologies IncStock2,228$981.7K<0.1%+62+2.9%AddedHistory
SESea LtdSPONSORD ADS11,358$983.0K<0.1%+11,358NewHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF9,926$985.1K<0.1%−10,691−51.9%Reduced–
URIUnited Rentals, Inc.COM2,496$988.0K<0.1%+223+9.8%AddedHistory
iShares Tr464287390LATN AMER 40 ETF41,733$996.2K<0.1%+5,972+16.7%Added–
DBAInvesco DB Agriculture FundAGRICULTURE FD48,818$997.3K<0.1%+264+0.5%AddedHistory
SPDR Series Trust78468R549SP O&G EQP SERV13,290$999.5K<0.1%−637−4.6%Reduced–
Pacer US Small Cap Cash Cows ETF69374H857ETF26,313$1.00M<0.1%+879+3.5%Added–
iShares Tr464287234MSCI EMG MKT ETF25,424$1.00M<0.1%+12,821+101.7%Added–
SPDR Series Trust78464A755ST STR SP METAL18,898$1.00M<0.1%+8,157+75.9%Added–
iShares Tr464289883CORE 30 70 ETF28,892$1.01M<0.1%+571+2.0%Added–
SPDR Series Trust78464A656ST STR TIPS ETF37,967$1.01M<0.1%−4,084−9.7%Reduced–
VEEVVeeva Systems IncStock5,516$1.01M<0.1%+510+10.2%AddedHistory
Aim ETF Products Trust00888H208ALLIANZIM US EQT37,533$1.01M<0.1%−2,976−7.3%Reduced–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF20,056$1.02M<0.1%+197+1.0%Added–
iShares Tr464287838U.S. BAS MTL ETF7,668$1.02M<0.1%−2,388−23.7%Reduced–
Schwab US Aggregate Bond ETF808524839ETF21,667$1.02M<0.1%+184+0.9%Added–
TRVTravelers Companies, Inc.Stock5,933$1.02M<0.1%−49−0.8%ReducedHistory
GBCIGlacier Bancorp, Inc.COM24,276$1.02M<0.1%−71−0.3%ReducedHistory
AFLAflac IncStock15,806$1.02M<0.1%+1,338+9.2%AddedHistory
EXCExelon CorpStock24,358$1.02M<0.1%+4,128+20.4%AddedHistory
EDConsolidated Edison IncStock10,690$1.02M<0.1%−318−2.9%ReducedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF41,910$1.03M<0.1%+4,062+10.7%Added–
KRKroger CoStock20,963$1.03M<0.1%+1,131+5.7%AddedHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV12,166$1.03M<0.1%−9,826−44.7%Reduced–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE20,037$1.04M<0.1%+10,281+105.4%Added–
OTISOtis Worldwide CorpStock12,350$1.04M<0.1%+56+0.5%AddedHistory
MKCMcCormick & Co IncStock12,533$1.04M<0.1%−1,665−11.7%ReducedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF34,077$1.05M<0.1%−473−1.4%Reduced–
TFCTruist Financial CorpCOM30,833$1.05M<0.1%−25,240−45.0%ReducedHistory
NUENucor CorpCOM6,820$1.05M<0.1%+293+4.5%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR25,175$1.06M<0.1%−651−2.5%Reduced–
Vanguard World FD921910733ESG US STK ETF14,949$1.07M<0.1%+2,495+20.0%Added–
iShares Tr46434V860TRS FLT RT BD21,214$1.07M<0.1%−45,320−68.1%Reduced–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%−10,595−16.1%Reduced–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT53,984$1.09M<0.1%−1,451−2.6%ReducedHistory
iShares Tr464288703MRNING SM CP ETF20,837$1.09M<0.1%+9,795+88.7%Added–
Global X FDS37954Y459RUSSELL 200060,555$1.09M<0.1%−5,536−8.4%Reduced–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN26,815$1.09M<0.1%+1,504+5.9%Added–
ICEIntercontinental Exchange, Inc.Stock10,464$1.09M<0.1%−971−8.5%ReducedHistory
ESEversource EnergyStock13,958$1.09M<0.1%+233+1.7%AddedHistory
ABNBAirbnb, Inc.Stock8,794$1.09M<0.1%−211−2.3%ReducedHistory
iShares Tr464288752US HOME CONS ETF15,594$1.10M<0.1%+7,741+98.6%Added–
iShares U S ETF Tr46431W507SHOR DURA BD ETF22,155$1.10M<0.1%+10,614+92.0%Added–
iShares Inc464286533MSCI EMERG MRKT20,231$1.10M<0.1%−176,344−89.7%Reduced–
NAZNuveen Arizona Quality Municipal Income FundCOM97,846$1.11M<0.1%+4,494+4.8%AddedHistory
Aim ETF Products Trust00888H844US LRG CAP BUF2041,961$1.11M<0.1%−8,640−17.1%Reduced–
ISRGIntuitive Surgical IncCOM NEW4,343$1.11M<0.1%+3+0.1%AddedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF35,082$1.11M<0.1%−3,451−9.0%Reduced–
MCOMoodys CorpStock3,627$1.11M<0.1%−620−14.6%ReducedHistory
MSMorgan StanleyStock13,449$1.11M<0.1%−442−3.2%ReducedHistory
DOCUDocuSign, Inc.Stock19,166$1.12M<0.1%+8,206+74.9%AddedHistory
First Tr Exchng Traded FD VI33740F516FT VEST US EQT36,348$1.13M<0.1%+36,348New–
Aim ETF Products Trust00888H406ALLIANZIM US EQT40,170$1.13M<0.1%−59,359−59.6%Reduced–
CMECME Group Inc.COM5,910$1.13M<0.1%+29+0.5%AddedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT34,587$1.13M<0.1%−2,323−6.3%Reduced–
JXNJackson Financial Inc.COM CL A30,491$1.14M<0.1%−945−3.0%ReducedHistory
LULUlululemon athletica inc.Stock3,134$1.14M<0.1%−2,039−39.4%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2023
SecurityClassPutsCalls
PDDPDD Holdings Inc.SPONSORED ADS$126.7K–
CBRECbre Group, Inc.CL A$17.6K–
XPEVXpeng Inc.ADS$15.0K–
SESea LtdSPONSORD ADS$12.3K–
CRWDCrowdStrike Holdings, Inc.Stock$6.80K–
WMTWalmart Inc.Stock$3.35K–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

Sold out since Q4 2022 (88)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
FNVFranco Nevada CorpStock19,654$2.68M<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT65,729$2.09M<0.1%History
MOHMolina Healthcare, Inc.COM5,498$1.82M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$1.07M<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$1.01M<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$817.8K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW43,125$634.8K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$629.0K<0.1%–
VVRInvesco Senior Income TrustCOM161,569$618.8K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$610.4K<0.1%–
NHINational Health Investors IncCOM11,571$604.2K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$584.9K<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$577.6K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$567.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$563.4K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$556.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$550.1K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$527.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$499.0K<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$461.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$448.5K<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$444.0K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$433.5K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$427.7K<0.1%History
WPMWheaton Precious Metals Corp.COM10,743$419.8K<0.1%History
WRBBerkley W R CorpCOM5,645$409.7K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,671$393.5K<0.1%History
CORNTeucrium Commodity TrustCORN FD SHS14,119$380.2K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD47,135$376.1K<0.1%History
DOXAmdocs LtdSHS3,946$358.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$353.7K<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$350.8K<0.1%History
JBHTHunt J B Transport Services IncCOM2,012$350.8K<0.1%History
WAFDWafd IncStock10,249$343.9K<0.1%History
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$333.0K<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%–
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%History
STORStore Capital LLCCOM9,051$290.2K<0.1%History
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%History
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%–
VGRVector Group LtdCOM22,954$272.2K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$265.1K<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$256.5K<0.1%–
WHRWhirlpool CorpStock1,767$250.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,467$247.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$246.5K<0.1%–
SFStifel Financial CorpCOM4,176$243.8K<0.1%History
Delaware Invts Div & Income245915103COM29,100$236.6K<0.1%–
SBACSba Communications CorpCL A839$235.2K<0.1%History
iShares Tr46436E841IBONDS 27 TRM TS10,569$235.1K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$233.1K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$229.9K<0.1%History
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$227.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$222.6K<0.1%History
ARAntero Resources CorpCOM7,158$221.8K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$219.8K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$219.0K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$215.9K<0.1%History
BILLBILL Holdings, Inc.Stock1,973$215.0K<0.1%History
TRPTC Energy CorpCOM5,212$207.7K<0.1%History
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$206.4K<0.1%–
WTRGEssential Utilities, Inc.COM4,288$204.7K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$204.6K<0.1%History
OHIOmega Healthcare Investors IncCOM7,260$202.9K<0.1%History
AESAES CorpStock7,043$202.6K<0.1%History
Fidelity Covington Trust316092832DIVID ETF RISI5,075$202.2K<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$195.4K<0.1%History
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$188.7K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$182.9K<0.1%–
ALTAltimmune, Inc.COM NEW10,100$166.1K<0.1%History
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$142.6K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$140.9K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$124.4K<0.1%History
HBIHanesbrands Inc.COM18,548$118.0K<0.1%History
NRDSNerdwallet, Inc.COM CL A10,945$105.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,272$70.6K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$63.6K<0.1%History
CIMChimera Investment CorpCOM NEW10,595$58.3K<0.1%History
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$41.6K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$31.7K<0.1%History
MNTSMomentus Inc.COM CL A15,361$12.0K<0.1%History
NEUENeueHealth, Inc.COM17,051$11.1K<0.1%History
CLOVClover Health Investments, Corp.COM CL A11,685$10.9K<0.1%History
IRNTIronNet, Inc.COM21,250$4.89K<0.1%History
WINTWindtree Therapeutics IncCOM10,299$1.75K<0.1%History