Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 1,591
- +239 vs. Q3 2022
- Portfolio value
- $5.52B
- +$1.73B (+45.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Fidelity High Dividend ETF316092840 | ETF | 12,925 | $482.1K | <0.1% | +12,925 | New | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 8,027 | $484.2K | <0.1% | −3,777−32.0% | Reduced | – |
| VanEck Semiconductor ETF92189F676 | ETF | 2,391 | $485.2K | <0.1% | −7−0.3% | Reduced | – |
| BNYBank of New York Mellon Corp | Stock | 10,671 | $485.7K | <0.1% | −2,261−17.5% | Reduced | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 14,416 | $486.0K | <0.1% | +14,416 | New | – |
| Innovator ETFs Trust45782C417 | US EQTY PWR BUF | 17,124 | $486.3K | <0.1% | −1,387−7.5% | Reduced | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 9,658 | $488.2K | <0.1% | +9,658 | New | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 7,474 | $488.4K | <0.1% | −34,078−82.0% | Reduced | – |
| ALCAlcon Inc | Stock | 7,186 | $490.8K | <0.1% | +7,186 | New | History |
| Timothy Plan887432326 | HIG DV STK ETF | 15,773 | $491.1K | <0.1% | 00.0% | Unchanged | – |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 56,660 | $491.8K | <0.1% | −5,946−9.5% | Reduced | History |
| AALAmerican Airlines Group Inc. | Stock | 38,844 | $494.1K | <0.1% | −7,167−15.6% | Reduced | History |
| WDAYWorkday, Inc. | CL A | 2,954 | $494.2K | <0.1% | +2,954 | New | History |
| EPAMEPAM Systems, Inc. | COM | 1,509 | $494.6K | <0.1% | +1,509 | New | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 10,392 | $495.1K | <0.1% | +232+2.3% | Added | – |
| iShares Tr46435G193 | ESG AWRE USD ETF | 22,313 | $497.5K | <0.1% | +22,313 | New | – |
| SBRSabine Royalty Trust | UNIT BEN INT | 5,834 | $498.6K | <0.1% | +131+2.3% | Added | History |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 18,290 | $499.0K | <0.1% | 00.0% | Unchanged | – |
| VMCVulcan Materials CO | COM | 2,867 | $502.0K | <0.1% | +154+5.7% | Added | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 10,567 | $503.0K | <0.1% | +10,567 | New | – |
| LYGLloyds Banking Group plc | SPONSORED ADR | 228,763 | $503.3K | <0.1% | +2,253+1.0% | Added | History |
| CNPCenterpoint Energy Inc | COM | 16,846 | $505.2K | <0.1% | +2,036+13.7% | Added | History |
| VALEVale S.A. | SPONSORED ADS | 29,887 | $507.2K | <0.1% | −74,167−71.3% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 10,992 | $508.6K | <0.1% | +1,163+11.8% | Added | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 12,482 | $508.8K | <0.1% | +2,624+26.6% | Added | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 11,682 | $509.0K | <0.1% | −845−6.7% | Reduced | – |
| GPKGraphic Packaging Holding Co | COM | 22,889 | $509.3K | <0.1% | +22,889 | New | History |
| STWDStarwood Property Trust, Inc. | COM | 27,802 | $509.6K | <0.1% | +2,896+11.6% | Added | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 10,756 | $510.9K | <0.1% | +10,756 | New | – |
| PPGPPG Industries Inc | Stock | 4,068 | $511.5K | <0.1% | −106−2.5% | Reduced | History |
| HTGCHercules Capital, Inc. | COM | 38,721 | $511.9K | <0.1% | +860+2.3% | Added | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 30,474 | $513.2K | <0.1% | −10,780−26.1% | Reduced | History |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 69,797 | $514.4K | <0.1% | −11,220−13.8% | Reduced | History |
| CLFCleveland-Cliffs Inc. | COM | 32,080 | $516.8K | <0.1% | −17,333−35.1% | Reduced | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 20,632 | $517.5K | <0.1% | −2,781−11.9% | Reduced | – |
| SWKSSkyworks Solutions, Inc. | Stock | 5,705 | $519.9K | <0.1% | −88−1.5% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 16,166 | $521.0K | <0.1% | −82,809−83.7% | Reduced | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 7,235 | $522.7K | <0.1% | −480−6.2% | Reduced | – |
| FBRTFranklin BSP Realty Trust, Inc. | COMMON STOCK | 40,535 | $522.9K | <0.1% | −1,569−3.7% | Reduced | History |
| KLACKLA Corp | COM NEW | 1,389 | $523.8K | <0.1% | −81−5.5% | Reduced | History |
| MAINMain Street Capital CORP | CEF | 14,233 | $525.9K | <0.1% | +1,786+14.3% | Added | History |
| CSGPCostar Group, Inc. | COM | 6,807 | $526.0K | <0.1% | +6,807 | New | History |
| Starboard Invt Tr85521B767 | ADAPTIVE HIGH IN | 63,190 | $527.0K | <0.1% | −42,112−40.0% | Reduced | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 16,396 | $527.6K | <0.1% | +8,628+111.1% | Added | – |
| CLHClean Harbors Inc | COM | 4,629 | $528.3K | <0.1% | +4,629 | New | History |
| AVBAvalonbay Communities Inc | COM | 3,282 | $530.1K | <0.1% | −3,344−50.5% | Reduced | History |
| ETF Ser Solutions26922B873 | DEFIANCE HTL AIR | 33,054 | $531.0K | <0.1% | +3,810+13.0% | Added | – |
| RMDResmed Inc | COM | 2,560 | $532.8K | <0.1% | +1,584+162.3% | Added | History |
| Direxion Shares ETF Trust25459Y207 | NASDAQ 100 EQ WT | 8,374 | $534.5K | <0.1% | +8,374 | New | – |
| CEGConstellation Energy Corp | Stock | 6,203 | $534.8K | <0.1% | −376−5.7% | Reduced | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 10,741 | $535.0K | <0.1% | +477+4.6% | Added | – |
| iShares Tr46436E551 | ESG SELECT SCRE | 16,317 | $535.2K | <0.1% | −1,619−9.0% | Reduced | – |
| iShares Tr46436E544 | ESG SELE SCR ETF | 16,119 | $535.5K | <0.1% | −1,267−7.3% | Reduced | – |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 10,114 | $537.8K | <0.1% | +579+6.1% | Added | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 5,718 | $539.0K | <0.1% | +980+20.7% | Added | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 12,089 | $539.8K | <0.1% | +4,207+53.4% | Added | – |
| RACEFerrari N.V. | COM | 2,530 | $540.5K | <0.1% | +2,530 | New | History |
| BlackRock ETF Trust09290C509 | ISHA US AWAR ETF | 12,796 | $542.8K | <0.1% | +12,796 | New | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 15,297 | $545.3K | <0.1% | +10.0% | Added | – |
| TEAMAtlassian Corp | CL A | 4,240 | $545.6K | <0.1% | +4,240 | New | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 6,435 | $546.2K | <0.1% | +3,528+121.4% | Added | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 11,790 | $548.7K | <0.1% | +1,182+11.1% | Added | – |
| MTDMettler Toledo International Inc | COM | 380 | $549.3K | <0.1% | +185+94.9% | Added | History |
| NETCloudflare, Inc. | CL A COM | 12,163 | $549.9K | <0.1% | +4,356+55.8% | Added | History |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 20,053 | $550.1K | <0.1% | +20,053 | New | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 22,633 | $552.7K | <0.1% | +6,695+42.0% | Added | – |
| iShares Inc464286749 | MSCI SWITZERLAND | 13,220 | $554.3K | <0.1% | +13,220 | New | – |
| First Tr Exch Traded FD III33741Y100 | HORIZON VOL SMCP | 17,924 | $556.2K | <0.1% | +17,924 | New | – |
| MXMagnachip Semiconductor Corp | COM | 59,282 | $556.7K | <0.1% | +5,000+9.2% | Added | History |
| Agf Invts Tr00110G408 | US MARKET NETRL | 26,256 | $556.9K | <0.1% | +2,222+9.2% | Added | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 11,855 | $557.0K | <0.1% | +11,855 | New | – |
| First Tr Exch Traded FD III33739P871 | HORIZON MNGD ETF | 20,600 | $559.5K | <0.1% | +20,600 | New | – |
| KBHKB Home | COM | 17,623 | $561.3K | <0.1% | +17,623 | New | History |
| AXONAxon Enterprise, Inc. | COM | 3,383 | $561.3K | <0.1% | +108+3.3% | Added | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 9,358 | $561.8K | <0.1% | +9,358 | New | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 11,200 | $562.4K | <0.1% | +1,553+16.1% | Added | History |
| First Tr Exchange-Traded FD33738R852 | NASDQ FOD BVRG | 20,827 | $563.4K | <0.1% | +20,827 | New | – |
| ProShares Tr74347B391 | EQTS FOR RISIN | 11,120 | $564.2K | <0.1% | −2,393−17.7% | Reduced | – |
| Franklin Templeton ETF Tr35473P462 | BRANDYWINEGLOBAL | 49,286 | $564.3K | <0.1% | +49,286 | New | – |
| APAAPA Corp | Stock | 12,099 | $564.8K | <0.1% | −4,864−28.7% | Reduced | History |
| ESSEssex Property Trust, Inc. | COM | 2,669 | $565.6K | <0.1% | −301−10.1% | Reduced | History |
| Kraneshares Trust500767652 | MOUNT LUCAS ETF | 18,560 | $567.0K | <0.1% | +18,560 | New | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 11,541 | $568.6K | <0.1% | −308−2.6% | Reduced | – |
| ARK ETF Tr00214Q500 | 3D PRINTING ETF | 27,844 | $570.5K | <0.1% | 00.0% | Unchanged | – |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 11,910 | $572.3K | <0.1% | +11,910 | New | History |
| AGXArgan Inc | Stock | 15,546 | $573.3K | <0.1% | −18,138−53.8% | Reduced | History |
| iShares Tr464288703 | MRNING SM CP ETF | 11,042 | $574.8K | <0.1% | −75−0.7% | Reduced | – |
| iShares Tr464287192 | US TRSPRTION | 2,694 | $575.3K | <0.1% | −44−1.6% | Reduced | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 32,567 | $576.1K | <0.1% | +22+0.1% | Added | History |
| Invesco DB Multi-Sector Comm46140H205 | SILVER FD | 17,750 | $577.6K | <0.1% | +17,750 | New | – |
| MRVLMarvell Technology, Inc. | COM | 15,724 | $582.4K | <0.1% | +2,249+16.7% | Added | History |
| AWKAmerican Water Works Company, Inc. | Stock | 3,835 | $584.6K | <0.1% | −319−7.7% | Reduced | History |
| Litman Gregory FDS Tr53700T827 | IMGP DBI MAN ETF | 20,093 | $584.9K | <0.1% | +20,093 | New | – |
| ULTAUlta Beauty, Inc. | Stock | 1,248 | $585.4K | <0.1% | +296+31.1% | Added | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 17,010 | $586.3K | <0.1% | +8,224+93.6% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 8,932 | $587.2K | <0.1% | +5,213+140.2% | Added | – |
| APGAPi Group Corp | COM STK | 31,345 | $589.6K | <0.1% | +40.0% | Added | History |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 6,680 | $590.4K | <0.1% | 00.0% | Unchanged | – |
| ELEstee Lauder Companies Inc | CL A | 2,382 | $591.1K | <0.1% | +463+24.1% | Added | History |
| Cyberark Software LtdM2682V108 | SHS | 4,597 | $596.0K | <0.1% | −41−0.9% | Reduced | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMRNBiomarin Pharmaceutical Inc | COM | $63.8K | – |
| CCJCameco Corp | Stock | $55.5K | – |
| CNCCentene Corp | Stock | $52.1K | – |
| MOHMolina Healthcare, Inc. | COM | $48.5K | – |
| KEYKeycorp | COM | $39.2K | – |
| MTBM&T Bank Corp | COM | $26.8K | – |
| CBRECbre Group, Inc. | CL A | $20.8K | – |
| BMYBristol Myers Squibb Co | Stock | $7.33K | – |
| TAT&T Inc. | Stock | $3.65K | – |
| DALDelta Air Lines, Inc. | COM NEW | – | $1.02K |
| SPYSPDR S&P 500 ETF Trust | ETF | $665 | – |
| VZVerizon Communications Inc | Stock | – | $185 |
Sold out since Q3 2022 (95)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Kraneshares Tr500767736 | QUADRTC INT RT | 120,356 | $2.67M | 0.1% | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 86,438 | $1.90M | 0.1% | – |
| Barclays Bank PLC06746P563 | ETN LKD 48 | 19,425 | $1.19M | <0.1% | – |
| CCRNCross Country Healthcare Inc | COM | 36,739 | $1.04M | <0.1% | History |
| TWTRTwitter, Inc. | COM | 23,723 | $1.04M | <0.1% | History |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 22,050 | $1.01M | <0.1% | – |
| MOSMosaic Co | COM | 18,321 | $885.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 36,912 | $692.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 26,292 | $665.0K | <0.1% | – |
| iShares Tr46435U176 | IBONDS 22 TRM HG | 26,640 | $640.0K | <0.1% | – |
| American Centy ETF Tr025072307 | US QUALITY GROW | 11,633 | $639.0K | <0.1% | – |
| Golden Ocean Group LtdG39637205 | SHS NEW | 74,468 | $556.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 22,987 | $540.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J676 | BULLSHS 22 USD | 21,298 | $509.0K | <0.1% | – |
| ICLICL Group Ltd. | SHS | 62,656 | $508.0K | <0.1% | History |
| WDSWoodside Energy Group Ltd | ADR | 24,620 | $496.0K | <0.1% | History |
| TROXTronox Holdings plc | SHS | 39,359 | $482.0K | <0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 10,532 | $481.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J125 | LATIN AMER ALP | 29,704 | $465.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 21,344 | $452.0K | <0.1% | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 17,920 | $449.0K | <0.1% | – |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 23,922 | $438.0K | <0.1% | – |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 28,020 | $359.0K | <0.1% | History |
| WisdomTree Tr97717Y717 | GROWTH LEADERS | 13,930 | $350.0K | <0.1% | – |
| SOYBTeucrium Commodity Trust | SOYBEAN FD | 12,395 | $324.0K | <0.1% | History |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 16,530 | $300.0K | <0.1% | – |
| TBITrueBlue, Inc. | COM | 14,688 | $280.0K | <0.1% | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 11,887 | $274.0K | <0.1% | – |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 5,800 | $269.0K | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 3,725 | $262.0K | <0.1% | History |
| Flexshares Tr33939L605 | IBOXX 5YR TRGT | 11,200 | $262.0K | <0.1% | – |
| HLITHarmonic Inc. | COM | 19,261 | $252.0K | <0.1% | History |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 5,784 | $246.0K | <0.1% | – |
| Vanguard Total World Stock ETF922042742 | ETF | 3,097 | $244.0K | <0.1% | – |
| Barclays Bank PLC06746P548 | ETN LKD 48 | 4,165 | $244.0K | <0.1% | – |
| GILGildan Activewear Inc. | Stock | 8,431 | $238.0K | <0.1% | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 5,330 | $236.0K | <0.1% | – |
| MKSIMKS Inc | COM | 2,836 | $234.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 1,080 | $232.0K | <0.1% | History |
| SWAVShockwave Medical, Inc. | COM | 830 | $231.0K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 8,286 | $219.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 12,892 | $218.0K | <0.1% | – |
| CWHCamping World Holdings, Inc. | CL A | 8,608 | $218.0K | <0.1% | History |
| CHRDChord Energy Corp | COM NEW | 1,568 | $214.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 2,319 | $209.0K | <0.1% | – |
| DXCDXC Technology Co | Stock | 8,515 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,866 | $208.0K | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 6,069 | $206.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 3,581 | $204.0K | <0.1% | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 3,673 | $204.0K | <0.1% | – |
| PENNPENN Entertainment, Inc. | COM | 7,374 | $203.0K | <0.1% | History |
| ETF Opportunities Trust26923N108 | AMERICAN CONSER | 7,500 | $202.0K | <0.1% | – |
| iShares Tr464288794 | US BR DEL SE ETF | 2,347 | $200.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 25,550 | $193.0K | <0.1% | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 10,719 | $189.0K | <0.1% | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 32,240 | $188.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E867 | DORSEY WRGT EMRG | 11,153 | $183.0K | <0.1% | – |
| LGILazard Global Total Return & Income Fund Inc | COM | 13,098 | $177.0K | <0.1% | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 27,157 | $165.0K | <0.1% | History |
| Eneti IncY2294C107 | COM | 24,712 | $165.0K | <0.1% | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 10,650 | $163.0K | <0.1% | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 12,466 | $154.0K | <0.1% | History |
| BMAMacro Bank Inc. | SPON ADR B | 10,745 | $153.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 10,884 | $127.0K | <0.1% | History |
| KTFDWS Municipal Income Trust | COM | 14,966 | $125.0K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 12,877 | $115.0K | <0.1% | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 11,629 | $112.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 10,674 | $108.0K | <0.1% | History |
| TELLTellurian Inc. | COM | 39,755 | $95.0K | <0.1% | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 16,120 | $91.0K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 13,633 | $75.0K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 13,250 | $74.0K | <0.1% | – |
| DMFBNY Mellon Municipal Income, Inc. | COM | 11,964 | $72.0K | <0.1% | History |
| MNKDMannkind Corp | COM NEW | 10,400 | $32.0K | <0.1% | History |
| CLVSClovis Oncology, Inc. | COM | 16,330 | $19.0K | <0.1% | History |
| DRRXDurect Corp | COM | 15,000 | $9.00K | <0.1% | History |
| AEOAmerican Eagle Outfitters Inc | COM | 24,554 | $0 | 0.0% | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 10,612 | $0 | 0.0% | History |
| BKHBlack Hills Corp | COM | 3,048 | $0 | 0.0% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 13,304 | $0 | 0.0% | History |
| American Centy ETF Tr025072810 | FOCUSED DYNAMIC | 4,578 | $0 | 0.0% | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 11,310 | $0 | 0.0% | History |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 12,634 | $0 | 0.0% | – |
| BEBloom Energy Corp | COM CL A | 10,624 | $0 | 0.0% | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 21,936 | $0 | 0.0% | – |
| UHALU-Haul Holding Co | COM | 488 | $0 | 0.0% | History |
| ALGNAlign Technology Inc | COM | 990 | $0 | 0.0% | History |
| ALKAlaska Air Group, Inc. | COM | 5,694 | $0 | 0.0% | History |
| BCBPBCB Bancorp Inc | COM | 14,328 | $0 | 0.0% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 19,808 | $0 | 0.0% | History |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 18,278 | $0 | 0.0% | History |
| Amplify ETF Tr032108805 | AMPLIFY LITHIUM | 16,930 | $0 | 0.0% | – |
| BIGGQFormer BL Stores Inc | COM | 10,510 | $0 | 0.0% | History |
| BKCCBlackRock Capital Investment Corp | COM | 17,278 | $0 | 0.0% | History |
| BlackRock Corpor Hi Yld FD I09255L114 | RIGHT 10/13/2022 | 54,895 | $0 | 0.0% | – |