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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,591
+239 vs. Q3 2022
Portfolio value
$5.52B
+$1.73B (+45.8%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC24,200$271.0K<0.1%+2,000+9.0%AddedHistory
PLUGPlug Power IncStock21,919$271.1K<0.1%−2,451−10.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10011,340$271.1K<0.1%−705−5.9%Reduced–
WFC.PLWells Fargo & CompanyPERP PFD CNV A229$271.4K<0.1%+229NewHistory
CRFCornerstone Total Return Fund IncCOM38,242$271.5K<0.1%00.0%UnchangedHistory
iShares Tr464287341GLOBAL ENERG ETF6,968$271.7K<0.1%−4,445−38.9%Reduced–
VGRVector Group LtdCOM22,954$272.2K<0.1%−341−1.5%ReducedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH12,920$272.5K<0.1%+1,670+14.8%Added–
INGRIngredion IncCOM2,790$273.2K<0.1%+2,790NewHistory
iShares MSCI India ETF46429B598ETF6,572$274.3K<0.1%+6,572New–
MGMMGM Resorts InternationalStock8,217$275.5K<0.1%−230−2.7%ReducedHistory
CNRCore Natural Resources, Inc.COM4,240$275.6K<0.1%+4,240NewHistory
AGNCAGNC Investment Corp.REIT26,629$275.6K<0.1%−1,450−5.2%ReducedHistory
ARCHArch Resources, Inc.CL A1,941$277.1K<0.1%+164+9.2%AddedHistory
iShares Tr46435U192GENOMICS IMMUN11,035$277.8K<0.1%−710−6.0%Reduced–
UBSIUnited Bankshares IncCOM6,874$278.3K<0.1%+720+11.7%AddedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB14,669$278.6K<0.1%+1,733+13.4%Added–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF6,076$279.1K<0.1%+6,076New–
BRSPBrightSpire Capital, Inc.COM CL A44,892$279.7K<0.1%+2,771+6.6%AddedHistory
iShares Tr464289867CORE 60 BALA ETF5,937$280.0K<0.1%−492−7.7%Reduced–
Innovator ETFs Trust45782C755US EQTY BUFR JUN9,166$280.1K<0.1%00.0%Unchanged–
CIENCiena CorpCOM NEW5,500$280.4K<0.1%+5,500NewHistory
NUVNuveen Municipal Value Fund IncCOM32,681$281.1K<0.1%+1,926+6.3%AddedHistory
SPDR Series Trust78464A292ST STR PFD ETF8,569$281.2K<0.1%+8,569New–
Absolute Shs Tr00400R858WBI PWR FACTOR10,580$281.7K<0.1%+10,580New–
AIFApollo Tactical Income Fund Inc.COM23,262$281.9K<0.1%−24,262−51.1%ReducedHistory
IIIInformation Services Group Inc.COM61,300$282.0K<0.1%+61,300NewHistory
SPDR Ser Tr78468R689S&P KENSHO SMART9,620$283.4K<0.1%00.0%Unchanged–
WisdomTree Tr97717Y808YIELD ENHANCED6,093$284.3K<0.1%+8+0.1%Added–
COFCapital One Financial CorpStock3,082$286.5K<0.1%+3,082NewHistory
PLTRPalantir Technologies Inc.Stock44,679$286.8K<0.1%−34,561−43.6%ReducedHistory
Global X FDS37954Y269NASDQ 100 CVRDGW13,014$287.9K<0.1%+13,014New–
Paramount Global92556H206CL B17,065$288.1K<0.1%+3,563+26.4%Added–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,115$288.4K<0.1%+4,115NewHistory
Bitfarms Ltd Com09173B107Stock701,143$289.8K<0.1%+47,277+7.2%Added–
STORStore Capital LLCCOM9,051$290.2K<0.1%−2,622−22.5%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF1,325$290.3K<0.1%−358−21.3%Reduced–
Northern LTS FD Tr IV66538H179MAIN BUYWRITE22,884$290.4K<0.1%+22,884New–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,869$291.0K<0.1%+1,869New–
VTRSViatris IncStock26,202$291.6K<0.1%+1,559+6.3%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$292.6K<0.1%−399−1.6%ReducedHistory
Schwab Strategic Tr808524649MUN BD ETF5,706$292.7K<0.1%+5,706New–
IFFInternational Flavors & Fragrances IncCOM2,794$293.0K<0.1%+2,794NewHistory
Franklin Templeton ETF Tr35473P504LIBERTY US ETF6,355$293.7K<0.1%00.0%Unchanged–
FHNFirst Horizon CorpCOM11,989$293.7K<0.1%+11,989NewHistory
SPDR Series Trust78464A573ST STR SP HCSVC3,469$294.2K<0.1%+424+13.9%Added–
IPGInterpublic Group of Companies, Inc.COM8,832$294.2K<0.1%+8,832NewHistory
LSILife Storage, Inc.COM2,998$295.3K<0.1%+104+3.6%AddedHistory
XUnited States Steel CorpCOM11,811$295.9K<0.1%−758−6.0%ReducedHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF10,862$296.0K<0.1%+1,680+18.3%Added–
WisdomTree Tr97717X131INTL QULTY DIV9,707$297.1K<0.1%+523+5.7%Added–
BIDUBaidu, Inc.ADR2,603$297.7K<0.1%−3,247−55.5%ReducedHistory
VRSKVerisk Analytics, Inc.COM1,689$298.0K<0.1%+1,689NewHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR21,202$298.9K<0.1%+21,202NewHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR4,117$299.3K<0.1%+501+13.9%Added–
AMEAmetek IncCOM2,155$301.1K<0.1%−261−10.8%ReducedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH14,337$301.5K<0.1%+14,337New–
WisdomTree Tr97717W844GLOB EX US QU FD9,399$302.9K<0.1%+9,399New–
BRWSaba Capital Income & Opportunities FundSHS NEW40,006$304.4K<0.1%00.0%UnchangedHistory
LADRLadder Capital CorpCL A30,401$305.2K<0.1%00.0%UnchangedHistory
MEDPMedpace Holdings, Inc.COM1,437$305.2K<0.1%+1,437NewHistory
CTSHCognizant Technology Solutions CorpCL A5,339$305.3K<0.1%+5,339NewHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT141,516$305.7K<0.1%+2,916+2.1%AddedHistory
SEBSeaboard CorpCOM81$305.8K<0.1%00.0%UnchangedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$305.9K<0.1%−395−2.1%ReducedHistory
AAAlcoa CorpStock6,730$306.0K<0.1%−6,322−48.4%ReducedHistory
FNGSBank of MontrealNT LKD 3815,927$307.9K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock7,657$308.0K<0.1%−861−10.1%ReducedHistory
GGGGraco IncCOM4,591$308.8K<0.1%+4,591NewHistory
BENFranklin Templeton IncCOM11,720$309.2K<0.1%+11,720NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM28,472$309.2K<0.1%+3,841+15.6%AddedHistory
CTRACoterra Energy Inc.Stock12,585$309.2K<0.1%+12,585NewHistory
TDWTidewater IncCOM8,405$309.7K<0.1%+8,405NewHistory
Litman Gregory FDS Tr53700T793IMGP RBA RESPONS34,922$309.7K<0.1%+10,467+42.8%Added–
SPDR Index Shs FDS78463X541ST STR NAT ETF5,442$310.3K<0.1%+5,442New–
MSCIMSCI Inc.Stock667$310.3K<0.1%+667NewHistory
First Tr Exchange-Traded FD33734G108COM12,958$310.7K<0.1%−334−2.5%Reduced–
Renaissance Cap Greenwich FD759937204IPO ETF12,576$310.9K<0.1%00.0%Unchanged–
HDSNHudson Technologies IncCOM30,804$311.7K<0.1%00.0%UnchangedHistory
RYRoyal Bank of CanadaStock3,318$312.0K<0.1%+262+8.6%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF12,853$312.2K<0.1%−1,786−12.2%Reduced–
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM13,695$312.2K<0.1%−5,650−29.2%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD6,730$312.5K<0.1%+6,730New–
RCLRoyal Caribbean Cruises LtdCOM6,324$312.6K<0.1%+297+4.9%AddedHistory
Pacer FDS Tr69374H568SWAN SOS FD OF14,303$312.7K<0.1%−68,292−82.7%Reduced–
CMGChipotle Mexican Grill IncCOM226$313.6K<0.1%+226NewHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN20,702$314.3K<0.1%−2,560−11.0%ReducedHistory
Timothy Plan887432334INTL ETF13,571$315.7K<0.1%00.0%Unchanged–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$316.4K<0.1%+9,155New–
AIGAmerican International Group, Inc.Stock5,022$317.6K<0.1%−776−13.4%ReducedHistory
Innovator ETFs Trust45782C599US SML CP PWR B12,598$318.0K<0.1%+1,910+17.9%Added–
iShares Tr46435U473BB RAT CORP BD7,164$318.1K<0.1%+7,164New–
ODFLOld Dominion Freight Line, Inc.COM1,123$318.5K<0.1%+1,123NewHistory
iShares Inc464286509MSCI CDA ETF9,740$318.8K<0.1%+9,740New–
New York Life Invts Active E45409F843MACK MU INSD ETF13,425$318.8K<0.1%+62+0.5%Added–
JBLJabil IncStock4,692$320.0K<0.1%+150+3.3%AddedHistory
EXASExact Sciences CorpCOM6,491$321.3K<0.1%+6,491NewHistory
GPNGlobal Payments IncStock3,239$321.7K<0.1%+248+8.3%AddedHistory
BBYBest Buy Co IncStock4,014$321.9K<0.1%−1,218−23.3%ReducedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF7,799$322.4K<0.1%+7,799New–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2022
SecurityClassPutsCalls
BMRNBiomarin Pharmaceutical IncCOM$63.8K–
CCJCameco CorpStock$55.5K–
CNCCentene CorpStock$52.1K–
MOHMolina Healthcare, Inc.COM$48.5K–
KEYKeycorpCOM$39.2K–
MTBM&T Bank CorpCOM$26.8K–
CBRECbre Group, Inc.CL A$20.8K–
BMYBristol Myers Squibb CoStock$7.33K–
TAT&T Inc.Stock$3.65K–
DALDelta Air Lines, Inc.COM NEW–$1.02K
SPYSPDR S&P 500 ETF TrustETF$665–
VZVerizon Communications IncStock–$185

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Kraneshares Tr500767736QUADRTC INT RT120,356$2.67M0.1%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY86,438$1.90M0.1%–
Barclays Bank PLC06746P563ETN LKD 4819,425$1.19M<0.1%–
CCRNCross Country Healthcare IncCOM36,739$1.04M<0.1%History
TWTRTwitter, Inc.COM23,723$1.04M<0.1%History
American Centy ETF Tr025072604AVANTIS EMGMKT22,050$1.01M<0.1%–
MOSMosaic CoCOM18,321$885.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A36,912$692.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI26,292$665.0K<0.1%–
iShares Tr46435U176IBONDS 22 TRM HG26,640$640.0K<0.1%–
American Centy ETF Tr025072307US QUALITY GROW11,633$639.0K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW74,468$556.0K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS22,987$540.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD21,298$509.0K<0.1%–
ICLICL Group Ltd.SHS62,656$508.0K<0.1%History
WDSWoodside Energy Group LtdADR24,620$496.0K<0.1%History
TROXTronox Holdings plcSHS39,359$482.0K<0.1%History
ARK Next Generation Technology ETF00214Q401ETF10,532$481.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J125LATIN AMER ALP29,704$465.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB21,344$452.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF17,920$449.0K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE23,922$438.0K<0.1%–
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM28,020$359.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS13,930$350.0K<0.1%–
SOYBTeucrium Commodity TrustSOYBEAN FD12,395$324.0K<0.1%History
Absolute Shs Tr00400R841WBI BULBEAR TR16,530$300.0K<0.1%–
TBITrueBlue, Inc.COM14,688$280.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF11,887$274.0K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD5,800$269.0K<0.1%–
LNTHLantheus Holdings, Inc.Stock3,725$262.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT11,200$262.0K<0.1%–
HLITHarmonic Inc.COM19,261$252.0K<0.1%History
iShares Tr46435G250HIGH YLD SYSTM B5,784$246.0K<0.1%–
Vanguard Total World Stock ETF922042742ETF3,097$244.0K<0.1%–
Barclays Bank PLC06746P548ETN LKD 484,165$244.0K<0.1%–
GILGildan Activewear Inc.Stock8,431$238.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF5,330$236.0K<0.1%–
MKSIMKS IncCOM2,836$234.0K<0.1%History
LADLithia Motors IncCOM1,080$232.0K<0.1%History
SWAVShockwave Medical, Inc.COM830$231.0K<0.1%History
LACLithium Americas Corp.COM NEW8,286$219.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG12,892$218.0K<0.1%–
CWHCamping World Holdings, Inc.CL A8,608$218.0K<0.1%History
CHRDChord Energy CorpCOM NEW1,568$214.0K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,319$209.0K<0.1%–
DXCDXC Technology CoStock8,515$208.0K<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,866$208.0K<0.1%–
iShares Tr46435U135CYBERSECURITY6,069$206.0K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,581$204.0K<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,673$204.0K<0.1%–
PENNPENN Entertainment, Inc.COM7,374$203.0K<0.1%History
ETF Opportunities Trust26923N108AMERICAN CONSER7,500$202.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,347$200.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV25,550$193.0K<0.1%–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT10,719$189.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS32,240$188.0K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG11,153$183.0K<0.1%–
LGILazard Global Total Return & Income Fund IncCOM13,098$177.0K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM27,157$165.0K<0.1%History
Eneti IncY2294C107COM24,712$165.0K<0.1%–
EOSEaton Vance Enhanced Equity Income Fund IICOM10,650$163.0K<0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM12,466$154.0K<0.1%History
BMAMacro Bank Inc.SPON ADR B10,745$153.0K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF10,884$127.0K<0.1%History
KTFDWS Municipal Income TrustCOM14,966$125.0K<0.1%History
CCIFCarlyle Credit Income FundSHS BEN INT12,877$115.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT11,629$112.0K<0.1%History
CHYCalamos Convertible & High Income FundCOM SHS10,674$108.0K<0.1%History
TELLTellurian Inc.COM39,755$95.0K<0.1%History
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM16,120$91.0K<0.1%History
USALiberty All Star Equity FundSH BEN INT13,633$75.0K<0.1%History
Silvercrest Metals Inc828363101COM13,250$74.0K<0.1%–
DMFBNY Mellon Municipal Income, Inc.COM11,964$72.0K<0.1%History
MNKDMannkind CorpCOM NEW10,400$32.0K<0.1%History
CLVSClovis Oncology, Inc.COM16,330$19.0K<0.1%History
DRRXDurect CorpCOM15,000$9.00K<0.1%History
AEOAmerican Eagle Outfitters IncCOM24,554$00.0%History
BTZBlackRock Credit Allocation Income TrustCOM10,612$00.0%History
BKHBlack Hills CorpCOM3,048$00.0%History
BHKBlackRock Core Bond TrustSHS BEN INT13,304$00.0%History
American Centy ETF Tr025072810FOCUSED DYNAMIC4,578$00.0%–
ADXAdams Diversified Equity Fund, Inc.COM11,310$00.0%History
Abrdn ETFs003261104BBRG ALL COMD K112,634$00.0%–
BEBloom Energy CorpCOM CL A10,624$00.0%History
Amplify ETF Tr032108847CEF HIGH INCOME21,936$00.0%–
UHALU-Haul Holding CoCOM488$00.0%History
ALGNAlign Technology IncCOM990$00.0%History
ALKAlaska Air Group, Inc.COM5,694$00.0%History
BCBPBCB Bancorp IncCOM14,328$00.0%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM19,808$00.0%History
IAFAbrdn Australia Equity Fund, Inc.COM18,278$00.0%History
Amplify ETF Tr032108805AMPLIFY LITHIUM16,930$00.0%–
BIGGQFormer BL Stores IncCOM10,510$00.0%History
BKCCBlackRock Capital Investment CorpCOM17,278$00.0%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202254,895$00.0%–