Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 1,591
- +239 vs. Q3 2022
- Portfolio value
- $5.52B
- +$1.73B (+45.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 1,956 | $222.6K | <0.1% | +1,956 | New | History |
| TDYTeledyne Technologies Inc | COM | 558 | $223.2K | <0.1% | +558 | New | History |
| QSRRestaurant Brands International Inc. | COM | 3,467 | $224.2K | <0.1% | +3,467 | New | History |
| PFLPIMCO Income Strategy Fund | COM | 27,723 | $224.8K | <0.1% | −12,000−30.2% | Reduced | History |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 4,937 | $225.2K | <0.1% | +4,937 | New | – |
| WTIW&T Offshore Inc | COM | 40,366 | $225.2K | <0.1% | +40,366 | New | History |
| Barclays Bank PLC06740P221 | IPTH CRUDE OIL | 7,412 | $226.1K | <0.1% | +200+2.8% | Added | – |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,305 | $226.1K | <0.1% | +3,305 | New | History |
| Coherent Corp.19247G206 | 6% CONV PFD A | 1,415 | $226.3K | <0.1% | +1,415 | New | – |
| FNFFidelity National Financial, Inc. | COM SHS | 6,028 | $226.8K | <0.1% | −1,217−16.8% | Reduced | History |
| APTVAptiv PLC | SHS | 2,437 | $227.0K | <0.1% | +2,437 | New | History |
| VanEck ETF Trust92189F130 | REAL ASSETS ETF | 9,172 | $227.5K | <0.1% | −571−5.9% | Reduced | – |
| MKTXMarketaxess Holdings Inc | COM | 817 | $227.9K | <0.1% | +817 | New | History |
| Abrdn ETFs003261203 | BBRG ALL COMMDY | 6,594 | $228.1K | <0.1% | −2,446−27.1% | Reduced | – |
| WSTWest Pharmaceutical Services Inc | COM | 974 | $229.2K | <0.1% | +974 | New | History |
| DBX ETF Tr233051853 | XTRACK MSCI EURP | 6,865 | $229.4K | <0.1% | 00.0% | Unchanged | – |
| Janus Detroit STR Tr47103U209 | HENDERSN SML ETF | 4,413 | $229.9K | <0.1% | +4,413 | New | – |
| CRLCharles River Laboratories International, Inc. | COM | 1,055 | $229.9K | <0.1% | +1,055 | New | History |
| FIVEFive Below, Inc | COM | 1,302 | $230.3K | <0.1% | +1,302 | New | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 21,620 | $230.5K | <0.1% | −1,593−6.9% | Reduced | History |
| IRIngersoll Rand Inc. | COM | 4,414 | $230.6K | <0.1% | +4,414 | New | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 3,225 | $230.8K | <0.1% | +3,225 | New | – |
| TKRTimken Co | COM | 3,270 | $231.1K | <0.1% | +3,270 | New | History |
| KDPKeurig Dr Pepper Inc. | COM | 6,484 | $231.2K | <0.1% | +6,484 | New | History |
| Invesco Exch TRD SLF Idx FD46138J643 | INVSCO BLSH 28 | 11,798 | $231.4K | <0.1% | −208−1.7% | Reduced | – |
| SPDR Series Trust78468R887 | ST STR R2K LOWV | 2,157 | $232.2K | <0.1% | 00.0% | Unchanged | – |
| AVYAvery Dennison Corp | COM | 1,284 | $232.5K | <0.1% | +1,284 | New | History |
| Invesco Exchange Traded FD T46137V662 | PHARMACEUTICALS | 2,966 | $233.1K | <0.1% | +104+3.6% | Added | – |
| NVTnVent Electric plc | SHS | 6,064 | $233.3K | <0.1% | +6,064 | New | History |
| iShares Tr46436E841 | IBONDS 27 TRM TS | 10,569 | $235.1K | <0.1% | +10,569 | New | – |
| SBACSba Communications Corp | CL A | 839 | $235.2K | <0.1% | +839 | New | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 7,750 | $235.5K | <0.1% | +7,750 | New | – |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 19,442 | $236.0K | <0.1% | +185+1.0% | Added | History |
| CTRClearBridge MLP & Midstream Total Return Fund Inc. | COM | 8,360 | $236.3K | <0.1% | −2,465−22.8% | Reduced | History |
| PSECProspect Capital Corp | COM | 33,829 | $236.5K | <0.1% | −12,489−27.0% | Reduced | History |
| Delaware Invts Div & Income245915103 | COM | 29,100 | $236.6K | <0.1% | −6,000−17.1% | Reduced | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 8,385 | $237.4K | <0.1% | +8,385 | New | – |
| iShares Tr46436E858 | IBONDS 26 TRM TS | 10,455 | $237.5K | <0.1% | +10,455 | New | – |
| STNGScorpio Tankers Inc. | SHS | 4,424 | $237.9K | <0.1% | +4,424 | New | History |
| HIEMiller/Howard High Income Equity Fund | COM SHS BEN IN | 22,810 | $238.4K | <0.1% | +22,810 | New | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 6,538 | $238.8K | <0.1% | 00.0% | Unchanged | – |
| RBB FD Inc74933W486 | US TREASY 2 YR | 4,905 | $239.5K | <0.1% | +4,905 | New | – |
| LENLennar Corp | CL A | 2,651 | $240.0K | <0.1% | +2,651 | New | History |
| COHRCoherent Corp. | COM | 6,873 | $241.2K | <0.1% | +6,873 | New | History |
| HRBH&R Block Inc | COM | 6,609 | $241.3K | <0.1% | −451−6.4% | Reduced | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 16,185 | $241.8K | <0.1% | −5,305−24.7% | Reduced | History |
| SWKStanley Black & Decker, Inc. | COM | 3,236 | $243.1K | <0.1% | +103+3.3% | Added | History |
| SFStifel Financial Corp | COM | 4,176 | $243.8K | <0.1% | +4,176 | New | History |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 10,142 | $243.8K | <0.1% | +10,142 | New | – |
| AMRCAmeresco, Inc. | CL A | 4,270 | $244.0K | <0.1% | +1,020+31.4% | Added | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 2,340 | $244.6K | <0.1% | +2,340 | New | History |
| CROXCrocs, Inc. | COM | 2,256 | $244.6K | <0.1% | +2,256 | New | History |
| SCMStellus Capital Investment Corp | COM | 18,474 | $245.0K | <0.1% | +18,474 | New | History |
| BIIBBiogen Inc. | COM | 885 | $245.1K | <0.1% | +885 | New | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 3,490 | $245.3K | <0.1% | +15+0.4% | Added | – |
| MPWRMonolithic Power Systems, Inc. | COM | 694 | $245.4K | <0.1% | +694 | New | History |
| J P Morgan Exchange Traded F46641Q134 | INTRNL RES EQT | 4,915 | $246.1K | <0.1% | +4,915 | New | – |
| VTRVentas, Inc. | REIT | 5,466 | $246.3K | <0.1% | +5,466 | New | History |
| iShares Inc464286707 | MSCI FRANCE ETF | 7,443 | $246.5K | <0.1% | +7,443 | New | – |
| SPDR Ser Tr78464A110 | FACTST INV ETF | 2,467 | $247.3K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 4,236 | $247.7K | <0.1% | +4,236 | New | – |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 15,520 | $248.8K | <0.1% | +500+3.3% | Added | – |
| PORPortland General Electric Co | COM NEW | 5,084 | $249.1K | <0.1% | +80+1.6% | Added | History |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 15,584 | $249.8K | <0.1% | +5,497+54.5% | Added | – |
| WHRWhirlpool Corp | Stock | 1,767 | $250.0K | <0.1% | +126+7.7% | Added | History |
| Aim ETF Products Trust00888H307 | ALLIANZIM US EQ | 9,087 | $251.6K | <0.1% | +9,087 | New | – |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 10,000 | $252.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46436E502 | US TECH BRKTHR | 9,245 | $252.6K | <0.1% | −1,161−11.2% | Reduced | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 1,444 | $252.8K | <0.1% | +1,444 | New | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 4,700 | $253.2K | <0.1% | +376+8.7% | Added | – |
| IBNIcici Bank Ltd | ADR | 11,584 | $253.6K | <0.1% | +11,584 | New | History |
| iShares Tr464288372 | GLB INFRASTR ETF | 5,587 | $256.1K | <0.1% | +251+4.7% | Added | – |
| PMLPIMCO Municipal Income Fund II | COM | 28,363 | $256.4K | <0.1% | −2,585−8.4% | Reduced | History |
| Federated Hermes ETF Trust31423L305 | US STRATEGIC DIV | 10,085 | $256.5K | <0.1% | +10,085 | New | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 2,978 | $257.7K | <0.1% | −581−16.3% | Reduced | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 10,859 | $258.0K | <0.1% | +10,859 | New | – |
| ANDEAndersons, Inc. | COM | 7,424 | $259.8K | <0.1% | −7,424−50.0% | Reduced | History |
| DOVDOVER Corp | COM | 1,921 | $260.2K | <0.1% | +148+8.3% | Added | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 2,883 | $260.9K | <0.1% | +2,883 | New | – |
| BGBunge Global SA | COM | 2,616 | $261.0K | <0.1% | −3,700−58.6% | Reduced | History |
| BGRBlackRock Energy & Resources Trust | COM | 20,865 | $261.4K | <0.1% | −7,205−25.7% | Reduced | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 4,977 | $261.5K | <0.1% | +4,977 | New | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 4,987 | $262.5K | <0.1% | −80−1.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740F615 | FT VEST US EQT | 8,707 | $262.6K | <0.1% | −11,882−57.7% | Reduced | – |
| MELIMercadolibre Inc | COM | 311 | $263.2K | <0.1% | +311 | New | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 10,928 | $263.5K | <0.1% | +1,282+13.3% | Added | – |
| MASMasco Corp | COM | 5,659 | $264.1K | <0.1% | +5,659 | New | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 32,830 | $264.6K | <0.1% | +3,208+10.8% | Added | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 3,767 | $265.1K | <0.1% | +3,767 | New | – |
| GDDYGoDaddy Inc. | CL A | 3,549 | $265.5K | <0.1% | +3,549 | New | History |
| TREXTrex Co Inc | COM | 6,278 | $265.7K | <0.1% | +6,278 | New | History |
| AVIDAvid Technology, Inc. | COM | 10,000 | $265.9K | <0.1% | 00.0% | Unchanged | History |
| RIVNRivian Automotive, Inc. | Stock | 14,438 | $266.1K | <0.1% | +777+5.7% | Added | History |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 8,273 | $266.2K | <0.1% | 00.0% | Unchanged | – |
| JJacobs Solutions Inc. | COM | 2,217 | $266.2K | <0.1% | +2,217 | New | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 5,254 | $268.7K | <0.1% | +307+6.2% | Added | – |
| CPRTCopart Inc | COM | 4,415 | $268.8K | <0.1% | +4,415 | New | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 11,718 | $269.3K | <0.1% | −8,226−41.2% | Reduced | History |
| JCIJohnson Controls International plc | Stock | 4,213 | $269.6K | <0.1% | +4,213 | New | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,710 | $270.5K | <0.1% | +2,710 | New | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMRNBiomarin Pharmaceutical Inc | COM | $63.8K | – |
| CCJCameco Corp | Stock | $55.5K | – |
| CNCCentene Corp | Stock | $52.1K | – |
| MOHMolina Healthcare, Inc. | COM | $48.5K | – |
| KEYKeycorp | COM | $39.2K | – |
| MTBM&T Bank Corp | COM | $26.8K | – |
| CBRECbre Group, Inc. | CL A | $20.8K | – |
| BMYBristol Myers Squibb Co | Stock | $7.33K | – |
| TAT&T Inc. | Stock | $3.65K | – |
| DALDelta Air Lines, Inc. | COM NEW | – | $1.02K |
| SPYSPDR S&P 500 ETF Trust | ETF | $665 | – |
| VZVerizon Communications Inc | Stock | – | $185 |
Sold out since Q3 2022 (95)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Kraneshares Tr500767736 | QUADRTC INT RT | 120,356 | $2.67M | 0.1% | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 86,438 | $1.90M | 0.1% | – |
| Barclays Bank PLC06746P563 | ETN LKD 48 | 19,425 | $1.19M | <0.1% | – |
| CCRNCross Country Healthcare Inc | COM | 36,739 | $1.04M | <0.1% | History |
| TWTRTwitter, Inc. | COM | 23,723 | $1.04M | <0.1% | History |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 22,050 | $1.01M | <0.1% | – |
| MOSMosaic Co | COM | 18,321 | $885.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 36,912 | $692.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 26,292 | $665.0K | <0.1% | – |
| iShares Tr46435U176 | IBONDS 22 TRM HG | 26,640 | $640.0K | <0.1% | – |
| American Centy ETF Tr025072307 | US QUALITY GROW | 11,633 | $639.0K | <0.1% | – |
| Golden Ocean Group LtdG39637205 | SHS NEW | 74,468 | $556.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 22,987 | $540.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J676 | BULLSHS 22 USD | 21,298 | $509.0K | <0.1% | – |
| ICLICL Group Ltd. | SHS | 62,656 | $508.0K | <0.1% | History |
| WDSWoodside Energy Group Ltd | ADR | 24,620 | $496.0K | <0.1% | History |
| TROXTronox Holdings plc | SHS | 39,359 | $482.0K | <0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 10,532 | $481.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J125 | LATIN AMER ALP | 29,704 | $465.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 21,344 | $452.0K | <0.1% | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 17,920 | $449.0K | <0.1% | – |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 23,922 | $438.0K | <0.1% | – |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 28,020 | $359.0K | <0.1% | History |
| WisdomTree Tr97717Y717 | GROWTH LEADERS | 13,930 | $350.0K | <0.1% | – |
| SOYBTeucrium Commodity Trust | SOYBEAN FD | 12,395 | $324.0K | <0.1% | History |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 16,530 | $300.0K | <0.1% | – |
| TBITrueBlue, Inc. | COM | 14,688 | $280.0K | <0.1% | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 11,887 | $274.0K | <0.1% | – |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 5,800 | $269.0K | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 3,725 | $262.0K | <0.1% | History |
| Flexshares Tr33939L605 | IBOXX 5YR TRGT | 11,200 | $262.0K | <0.1% | – |
| HLITHarmonic Inc. | COM | 19,261 | $252.0K | <0.1% | History |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 5,784 | $246.0K | <0.1% | – |
| Vanguard Total World Stock ETF922042742 | ETF | 3,097 | $244.0K | <0.1% | – |
| Barclays Bank PLC06746P548 | ETN LKD 48 | 4,165 | $244.0K | <0.1% | – |
| GILGildan Activewear Inc. | Stock | 8,431 | $238.0K | <0.1% | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 5,330 | $236.0K | <0.1% | – |
| MKSIMKS Inc | COM | 2,836 | $234.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 1,080 | $232.0K | <0.1% | History |
| SWAVShockwave Medical, Inc. | COM | 830 | $231.0K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 8,286 | $219.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 12,892 | $218.0K | <0.1% | – |
| CWHCamping World Holdings, Inc. | CL A | 8,608 | $218.0K | <0.1% | History |
| CHRDChord Energy Corp | COM NEW | 1,568 | $214.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 2,319 | $209.0K | <0.1% | – |
| DXCDXC Technology Co | Stock | 8,515 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,866 | $208.0K | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 6,069 | $206.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 3,581 | $204.0K | <0.1% | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 3,673 | $204.0K | <0.1% | – |
| PENNPENN Entertainment, Inc. | COM | 7,374 | $203.0K | <0.1% | History |
| ETF Opportunities Trust26923N108 | AMERICAN CONSER | 7,500 | $202.0K | <0.1% | – |
| iShares Tr464288794 | US BR DEL SE ETF | 2,347 | $200.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 25,550 | $193.0K | <0.1% | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 10,719 | $189.0K | <0.1% | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 32,240 | $188.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E867 | DORSEY WRGT EMRG | 11,153 | $183.0K | <0.1% | – |
| LGILazard Global Total Return & Income Fund Inc | COM | 13,098 | $177.0K | <0.1% | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 27,157 | $165.0K | <0.1% | History |
| Eneti IncY2294C107 | COM | 24,712 | $165.0K | <0.1% | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 10,650 | $163.0K | <0.1% | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 12,466 | $154.0K | <0.1% | History |
| BMAMacro Bank Inc. | SPON ADR B | 10,745 | $153.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 10,884 | $127.0K | <0.1% | History |
| KTFDWS Municipal Income Trust | COM | 14,966 | $125.0K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 12,877 | $115.0K | <0.1% | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 11,629 | $112.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 10,674 | $108.0K | <0.1% | History |
| TELLTellurian Inc. | COM | 39,755 | $95.0K | <0.1% | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 16,120 | $91.0K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 13,633 | $75.0K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 13,250 | $74.0K | <0.1% | – |
| DMFBNY Mellon Municipal Income, Inc. | COM | 11,964 | $72.0K | <0.1% | History |
| MNKDMannkind Corp | COM NEW | 10,400 | $32.0K | <0.1% | History |
| CLVSClovis Oncology, Inc. | COM | 16,330 | $19.0K | <0.1% | History |
| DRRXDurect Corp | COM | 15,000 | $9.00K | <0.1% | History |
| AEOAmerican Eagle Outfitters Inc | COM | 24,554 | $0 | 0.0% | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 10,612 | $0 | 0.0% | History |
| BKHBlack Hills Corp | COM | 3,048 | $0 | 0.0% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 13,304 | $0 | 0.0% | History |
| American Centy ETF Tr025072810 | FOCUSED DYNAMIC | 4,578 | $0 | 0.0% | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 11,310 | $0 | 0.0% | History |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 12,634 | $0 | 0.0% | – |
| BEBloom Energy Corp | COM CL A | 10,624 | $0 | 0.0% | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 21,936 | $0 | 0.0% | – |
| UHALU-Haul Holding Co | COM | 488 | $0 | 0.0% | History |
| ALGNAlign Technology Inc | COM | 990 | $0 | 0.0% | History |
| ALKAlaska Air Group, Inc. | COM | 5,694 | $0 | 0.0% | History |
| BCBPBCB Bancorp Inc | COM | 14,328 | $0 | 0.0% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 19,808 | $0 | 0.0% | History |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 18,278 | $0 | 0.0% | History |
| Amplify ETF Tr032108805 | AMPLIFY LITHIUM | 16,930 | $0 | 0.0% | – |
| BIGGQFormer BL Stores Inc | COM | 10,510 | $0 | 0.0% | History |
| BKCCBlackRock Capital Investment Corp | COM | 17,278 | $0 | 0.0% | History |
| BlackRock Corpor Hi Yld FD I09255L114 | RIGHT 10/13/2022 | 54,895 | $0 | 0.0% | – |