Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 1,591
- +239 vs. Q3 2022
- Portfolio value
- $5.52B
- +$1.73B (+45.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 51,877 | $2.48M | <0.1% | +6,838+15.2% | Added | – |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 30,219 | $2.48M | <0.1% | +1,046+3.6% | Added | – |
| SYKStryker Corp | Stock | 10,177 | $2.49M | <0.1% | +1,454+16.7% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 17,870 | $2.50M | <0.1% | −2,114−10.6% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 29,589 | $2.50M | <0.1% | +26,247+785.4% | Added | – |
| Starboard Invt Tr85521B759 | RH TACTICAL OUTL | 195,765 | $2.51M | <0.1% | +30,829+18.7% | Added | – |
| NOWServiceNow, Inc. | Stock | 6,491 | $2.52M | <0.1% | +2,604+67.0% | Added | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 51,193 | $2.53M | <0.1% | +22,631+79.2% | Added | – |
| GSGoldman Sachs Group Inc | Stock | 7,437 | $2.55M | <0.1% | +1,283+20.8% | Added | History |
| AXPAmerican Express Co | Stock | 17,540 | $2.59M | <0.1% | −9,444−35.0% | Reduced | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 92,280 | $2.60M | <0.1% | +56,206+155.8% | Added | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 9,019 | $2.60M | <0.1% | +1,010+12.6% | Added | History |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 190,645 | $2.61M | <0.1% | +10,407+5.8% | Added | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 28,783 | $2.64M | <0.1% | +1,888+7.0% | Added | – |
| First Tr Exchng Traded FD VI33740F763 | FT VEST US EQT | 74,764 | $2.66M | <0.1% | −15,157−16.9% | Reduced | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 91,190 | $2.67M | <0.1% | +5,570+6.5% | Added | – |
| Aim ETF Products Trust00888H406 | ALLIANZIM US EQT | 99,529 | $2.68M | <0.1% | +12,328+14.1% | Added | – |
| FNVFranco Nevada Corp | Stock | 19,654 | $2.68M | <0.1% | +19,654 | New | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 60,242 | $2.69M | <0.1% | +20,008+49.7% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 86,280 | $2.70M | <0.1% | +10,681+14.1% | Added | – |
| First Tr Exchng Traded FD VI33740F573 | FT VEST INTER EQ | 141,977 | $2.70M | <0.1% | −15,275−9.7% | Reduced | – |
| PSXPhillips 66 | Stock | 25,945 | $2.70M | <0.1% | +6,288+32.0% | Added | History |
| Starboard Invt Tr85521B742 | ADAPTIVE ALPHA | 131,868 | $2.70M | <0.1% | −135−0.1% | Reduced | – |
| Enerplus Corp292766102 | COM | 153,225 | $2.70M | <0.1% | −24,790−13.9% | Reduced | – |
| Pacer FDS Tr69374H717 | LUNT LRG CP ALTR | 66,944 | $2.71M | <0.1% | +42,243+171.0% | Added | – |
| DDominion Energy, Inc | Stock | 44,210 | $2.71M | <0.1% | +5,374+13.8% | Added | History |
| BPBP PLC | ADR | 78,042 | $2.73M | <0.1% | −56,946−42.2% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 73,147 | $2.73M | <0.1% | +2,088+2.9% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 101,438 | $2.76M | <0.1% | +32,310+46.7% | Added | – |
| iShares Tr46435G474 | FALN ANGLS USD | 111,997 | $2.76M | <0.1% | +39,998+55.6% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 39,807 | $2.77M | 0.1% | +31,351+370.8% | Added | – |
| BDXBecton Dickinson & Co | Stock | 10,876 | $2.77M | 0.1% | −4,306−28.4% | Reduced | History |
| iShares Tr46434V696 | CORE MSCI PAC | 51,571 | $2.77M | 0.1% | +51,571 | New | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 9,968 | $2.79M | 0.1% | −454−4.4% | Reduced | – |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 106,903 | $2.80M | 0.1% | −23,022−17.7% | Reduced | – |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 143,332 | $2.81M | 0.1% | −2,117−1.5% | Reduced | – |
| BRK.ABerkshire Hathaway Inc | CL A | 6 | $2.81M | 0.1% | −4−40.0% | Reduced | History |
| CCJCameco Corp | Stock | 124,374 | $2.82M | 0.1% | +25,124+25.3% | Added | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 55,702 | $2.82M | 0.1% | +2,344+4.4% | Added | History |
| CCICrown Castle Inc. | REIT | 20,872 | $2.83M | 0.1% | +4,993+31.4% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 9,206 | $2.84M | 0.1% | −6,896−42.8% | Reduced | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 36,291 | $2.86M | 0.1% | −5,386−12.9% | Reduced | – |
| ENBEnbridge Inc | Stock | 73,164 | $2.86M | 0.1% | +12,374+20.4% | Added | History |
| iShares Inc464286525 | MSCI GBL MIN VOL | 30,491 | $2.90M | 0.1% | −1,581−4.9% | Reduced | – |
| DGDollar General Corp | COM | 11,793 | $2.90M | 0.1% | +3,896+49.3% | Added | History |
| GDGeneral Dynamics Corp | Stock | 11,720 | $2.91M | 0.1% | −1,946−14.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 10,542 | $2.91M | 0.1% | −2,422−18.7% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 62,422 | $2.92M | 0.1% | +5,925+10.5% | Added | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 25,484 | $2.93M | 0.1% | +16,649+188.4% | Added | – |
| PDIPIMCO Dynamic Income Fund | SHS | 159,272 | $2.94M | 0.1% | −1,151−0.7% | Reduced | History |
| METMetlife Inc | Stock | 40,824 | $2.95M | 0.1% | +8,344+25.7% | Added | History |
| iShares Ibonds 2025 Term High Yield & Income ETF46435U168 | ETF | 131,947 | $2.97M | 0.1% | −14,924−10.2% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 9,314 | $2.97M | 0.1% | +109+1.2% | Added | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 72,743 | $2.98M | 0.1% | +12,055+19.9% | Added | – |
| FDXFedEx Corp | Stock | 17,288 | $2.99M | 0.1% | −4,743−21.5% | Reduced | History |
| DOWDow Inc. | Stock | 60,217 | $3.03M | 0.1% | −37,562−38.4% | Reduced | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 22,439 | $3.03M | 0.1% | +7,390+49.1% | Added | – |
| NFLXNetflix Inc | Stock | 10,307 | $3.04M | 0.1% | +1,891+22.5% | Added | History |
| iShares Tr464287846 | DOW JONES US ETF | 32,634 | $3.05M | 0.1% | −19,545−37.5% | Reduced | – |
| TSCOTractor Supply Co | COM | 13,625 | $3.07M | 0.1% | +3,637+36.4% | Added | History |
| WMBWilliams Companies, Inc. | COM | 93,277 | $3.07M | 0.1% | +23,304+33.3% | Added | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 233,554 | $3.07M | 0.1% | +12,875+5.8% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 61,613 | $3.12M | 0.1% | +36,908+149.4% | Added | – |
| WFCWells Fargo & Company | Stock | 76,179 | $3.15M | 0.1% | +15,558+25.7% | Added | History |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 47,952 | $3.16M | 0.1% | +15,338+47.0% | Added | – |
| WisdomTree Tr97717W281 | EMG MKTS SMCAP | 72,258 | $3.18M | 0.1% | +2,039+2.9% | Added | – |
| EMREmerson Electric Co | Stock | 33,259 | $3.19M | 0.1% | +5,980+21.9% | Added | History |
| First Tr Exchng Traded FD VI33740F748 | FT VEST US EQT | 90,855 | $3.20M | 0.1% | +777+0.9% | Added | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 271,434 | $3.22M | 0.1% | +36,315+15.4% | Added | History |
| GEGeneral Electric Co | Stock | 38,490 | $3.23M | 0.1% | +164+0.4% | Added | History |
| GISGeneral Mills Inc | Stock | 38,656 | $3.24M | 0.1% | −13,950−26.5% | Reduced | History |
| IDXXIDEXX Laboratories Inc | COM | 7,978 | $3.25M | 0.1% | +607+8.2% | Added | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 72,037 | $3.28M | 0.1% | +59,363+468.4% | Added | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 15,800 | $3.29M | 0.1% | +2,275+16.8% | Added | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 123,603 | $3.30M | 0.1% | +10,114+8.9% | Added | – |
| First Tr Energy Income & Gro33738G104 | COM | 232,604 | $3.30M | 0.1% | +3,881+1.7% | Added | – |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 38,570 | $3.31M | 0.1% | −853−2.2% | Reduced | – |
| U.S. Global Jets ETF26922A842 | ETF | 194,273 | $3.32M | 0.1% | −7,083−3.5% | Reduced | – |
| Pacer Trendpilot US Mid Cap ETF69374H204 | ETF | 107,275 | $3.35M | 0.1% | −5,820−5.1% | Reduced | – |
| iShares Tr46434V860 | TRS FLT RT BD | 66,534 | $3.35M | 0.1% | +6,794+11.4% | Added | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 65,946 | $3.37M | 0.1% | +4,853+7.9% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 71,892 | $3.41M | 0.1% | −6,795−8.6% | Reduced | – |
| CICigna Group | Stock | 10,326 | $3.42M | 0.1% | +560+5.7% | Added | History |
| SHELShell plc | ADR | 60,117 | $3.42M | 0.1% | −20,495−25.4% | Reduced | History |
| iShares Tr46435G524 | INTL DIV GRWTH | 59,542 | $3.43M | 0.1% | −1,223−2.0% | Reduced | – |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 121,300 | $3.44M | 0.1% | −1,478−1.2% | Reduced | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 59,493 | $3.44M | 0.1% | +17,269+40.9% | Added | – |
| ORCLOracle Corp | Stock | 42,221 | $3.45M | 0.1% | +9,582+29.4% | Added | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 33,605 | $3.45M | 0.1% | +21,157+170.0% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 28,738 | $3.49M | 0.1% | +7,195+33.4% | Added | – |
| AEPAmerican Electric Power Co Inc | Stock | 37,238 | $3.54M | 0.1% | −23,534−38.7% | Reduced | History |
| GSKGSK plc | ADR | 100,794 | $3.54M | 0.1% | +18,859+23.0% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 91,479 | $3.57M | 0.1% | +51,793+130.5% | Added | – |
| MPTMedical Properties Trust Inc | COM | 322,148 | $3.59M | 0.1% | +84,100+35.3% | Added | History |
| ARCCAres Capital Corp | CEF | 194,495 | $3.59M | 0.1% | +23,501+13.7% | Added | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 21,660 | $3.62M | 0.1% | −100.0% | Reduced | – |
| First Tr Exchng Traded FD VI33740U760 | VEST BUFFERED | 196,419 | $3.62M | 0.1% | −49,812−20.2% | Reduced | – |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 13,728 | $3.67M | 0.1% | +99+0.7% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 76,814 | $3.69M | 0.1% | +1,681+2.2% | Added | – |
| WMWaste Management Inc | Stock | 23,554 | $3.70M | 0.1% | +2,412+11.4% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMRNBiomarin Pharmaceutical Inc | COM | $63.8K | – |
| CCJCameco Corp | Stock | $55.5K | – |
| CNCCentene Corp | Stock | $52.1K | – |
| MOHMolina Healthcare, Inc. | COM | $48.5K | – |
| KEYKeycorp | COM | $39.2K | – |
| MTBM&T Bank Corp | COM | $26.8K | – |
| CBRECbre Group, Inc. | CL A | $20.8K | – |
| BMYBristol Myers Squibb Co | Stock | $7.33K | – |
| TAT&T Inc. | Stock | $3.65K | – |
| DALDelta Air Lines, Inc. | COM NEW | – | $1.02K |
| SPYSPDR S&P 500 ETF Trust | ETF | $665 | – |
| VZVerizon Communications Inc | Stock | – | $185 |
Sold out since Q3 2022 (95)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Kraneshares Tr500767736 | QUADRTC INT RT | 120,356 | $2.67M | 0.1% | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 86,438 | $1.90M | 0.1% | – |
| Barclays Bank PLC06746P563 | ETN LKD 48 | 19,425 | $1.19M | <0.1% | – |
| CCRNCross Country Healthcare Inc | COM | 36,739 | $1.04M | <0.1% | History |
| TWTRTwitter, Inc. | COM | 23,723 | $1.04M | <0.1% | History |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 22,050 | $1.01M | <0.1% | – |
| MOSMosaic Co | COM | 18,321 | $885.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 36,912 | $692.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 26,292 | $665.0K | <0.1% | – |
| iShares Tr46435U176 | IBONDS 22 TRM HG | 26,640 | $640.0K | <0.1% | – |
| American Centy ETF Tr025072307 | US QUALITY GROW | 11,633 | $639.0K | <0.1% | – |
| Golden Ocean Group LtdG39637205 | SHS NEW | 74,468 | $556.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 22,987 | $540.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J676 | BULLSHS 22 USD | 21,298 | $509.0K | <0.1% | – |
| ICLICL Group Ltd. | SHS | 62,656 | $508.0K | <0.1% | History |
| WDSWoodside Energy Group Ltd | ADR | 24,620 | $496.0K | <0.1% | History |
| TROXTronox Holdings plc | SHS | 39,359 | $482.0K | <0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 10,532 | $481.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J125 | LATIN AMER ALP | 29,704 | $465.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 21,344 | $452.0K | <0.1% | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 17,920 | $449.0K | <0.1% | – |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 23,922 | $438.0K | <0.1% | – |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 28,020 | $359.0K | <0.1% | History |
| WisdomTree Tr97717Y717 | GROWTH LEADERS | 13,930 | $350.0K | <0.1% | – |
| SOYBTeucrium Commodity Trust | SOYBEAN FD | 12,395 | $324.0K | <0.1% | History |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 16,530 | $300.0K | <0.1% | – |
| TBITrueBlue, Inc. | COM | 14,688 | $280.0K | <0.1% | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 11,887 | $274.0K | <0.1% | – |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 5,800 | $269.0K | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 3,725 | $262.0K | <0.1% | History |
| Flexshares Tr33939L605 | IBOXX 5YR TRGT | 11,200 | $262.0K | <0.1% | – |
| HLITHarmonic Inc. | COM | 19,261 | $252.0K | <0.1% | History |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 5,784 | $246.0K | <0.1% | – |
| Vanguard Total World Stock ETF922042742 | ETF | 3,097 | $244.0K | <0.1% | – |
| Barclays Bank PLC06746P548 | ETN LKD 48 | 4,165 | $244.0K | <0.1% | – |
| GILGildan Activewear Inc. | Stock | 8,431 | $238.0K | <0.1% | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 5,330 | $236.0K | <0.1% | – |
| MKSIMKS Inc | COM | 2,836 | $234.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 1,080 | $232.0K | <0.1% | History |
| SWAVShockwave Medical, Inc. | COM | 830 | $231.0K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 8,286 | $219.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 12,892 | $218.0K | <0.1% | – |
| CWHCamping World Holdings, Inc. | CL A | 8,608 | $218.0K | <0.1% | History |
| CHRDChord Energy Corp | COM NEW | 1,568 | $214.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 2,319 | $209.0K | <0.1% | – |
| DXCDXC Technology Co | Stock | 8,515 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,866 | $208.0K | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 6,069 | $206.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 3,581 | $204.0K | <0.1% | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 3,673 | $204.0K | <0.1% | – |
| PENNPENN Entertainment, Inc. | COM | 7,374 | $203.0K | <0.1% | History |
| ETF Opportunities Trust26923N108 | AMERICAN CONSER | 7,500 | $202.0K | <0.1% | – |
| iShares Tr464288794 | US BR DEL SE ETF | 2,347 | $200.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 25,550 | $193.0K | <0.1% | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 10,719 | $189.0K | <0.1% | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 32,240 | $188.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E867 | DORSEY WRGT EMRG | 11,153 | $183.0K | <0.1% | – |
| LGILazard Global Total Return & Income Fund Inc | COM | 13,098 | $177.0K | <0.1% | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 27,157 | $165.0K | <0.1% | History |
| Eneti IncY2294C107 | COM | 24,712 | $165.0K | <0.1% | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 10,650 | $163.0K | <0.1% | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 12,466 | $154.0K | <0.1% | History |
| BMAMacro Bank Inc. | SPON ADR B | 10,745 | $153.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 10,884 | $127.0K | <0.1% | History |
| KTFDWS Municipal Income Trust | COM | 14,966 | $125.0K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 12,877 | $115.0K | <0.1% | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 11,629 | $112.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 10,674 | $108.0K | <0.1% | History |
| TELLTellurian Inc. | COM | 39,755 | $95.0K | <0.1% | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 16,120 | $91.0K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 13,633 | $75.0K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 13,250 | $74.0K | <0.1% | – |
| DMFBNY Mellon Municipal Income, Inc. | COM | 11,964 | $72.0K | <0.1% | History |
| MNKDMannkind Corp | COM NEW | 10,400 | $32.0K | <0.1% | History |
| CLVSClovis Oncology, Inc. | COM | 16,330 | $19.0K | <0.1% | History |
| DRRXDurect Corp | COM | 15,000 | $9.00K | <0.1% | History |
| AEOAmerican Eagle Outfitters Inc | COM | 24,554 | $0 | 0.0% | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 10,612 | $0 | 0.0% | History |
| BKHBlack Hills Corp | COM | 3,048 | $0 | 0.0% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 13,304 | $0 | 0.0% | History |
| American Centy ETF Tr025072810 | FOCUSED DYNAMIC | 4,578 | $0 | 0.0% | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 11,310 | $0 | 0.0% | History |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 12,634 | $0 | 0.0% | – |
| BEBloom Energy Corp | COM CL A | 10,624 | $0 | 0.0% | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 21,936 | $0 | 0.0% | – |
| UHALU-Haul Holding Co | COM | 488 | $0 | 0.0% | History |
| ALGNAlign Technology Inc | COM | 990 | $0 | 0.0% | History |
| ALKAlaska Air Group, Inc. | COM | 5,694 | $0 | 0.0% | History |
| BCBPBCB Bancorp Inc | COM | 14,328 | $0 | 0.0% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 19,808 | $0 | 0.0% | History |
| IAFAbrdn Australia Equity Fund, Inc. | COM | 18,278 | $0 | 0.0% | History |
| Amplify ETF Tr032108805 | AMPLIFY LITHIUM | 16,930 | $0 | 0.0% | – |
| BIGGQFormer BL Stores Inc | COM | 10,510 | $0 | 0.0% | History |
| BKCCBlackRock Capital Investment Corp | COM | 17,278 | $0 | 0.0% | History |
| BlackRock Corpor Hi Yld FD I09255L114 | RIGHT 10/13/2022 | 54,895 | $0 | 0.0% | – |