Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SRESempra | Stock | 4,835 | $641.0K | <0.1% | −106−2.1% | Reduced | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 13,455 | $646.0K | <0.1% | +2,598+23.9% | Added | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 20,302 | $647.0K | <0.1% | +2,734+15.6% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 19,968 | $647.0K | <0.1% | −640−3.1% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G672 | S&P MDCP 400 REV | 7,318 | $648.0K | <0.1% | +100+1.4% | Added | – |
| PEBOPeoples Bancorp Inc | COM | 21,872 | $648.0K | <0.1% | 00.0% | Unchanged | History |
| PAASPan American Silver Corp | Stock | 22,801 | $651.0K | <0.1% | −1,348−5.6% | Reduced | History |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 17,660 | $652.0K | <0.1% | −1,715−8.9% | Reduced | – |
| iShares Tr464288703 | MRNING SM CP ETF | 11,103 | $653.0K | <0.1% | +360+3.4% | AddedConverted for a 3-for-1 split | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 12,259 | $654.0K | <0.1% | +1,966+19.1% | Added | – |
| APGAPi Group Corp | COM STK | 31,341 | $655.0K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y657 | US PFD ETF | 25,043 | $655.0K | <0.1% | +13,285+113.0% | Added | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 14,036 | $658.0K | <0.1% | −3,837−21.5% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 29,732 | $660.0K | <0.1% | +3,917+15.2% | Added | – |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 10,166 | $663.0K | <0.1% | +302+3.1% | Added | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 6,643 | $665.0K | <0.1% | −1,208−15.4% | Reduced | – |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 72,113 | $669.0K | <0.1% | +22,851+46.4% | Added | History |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 15,675 | $669.0K | <0.1% | +15,675 | New | – |
| PANWPalo Alto Networks Inc | Stock | 1,811 | $672.0K | <0.1% | −58−3.1% | Reduced | History |
| PMLPIMCO Municipal Income Fund II | COM | 44,557 | $672.0K | <0.1% | −6,341−12.5% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 8,158 | $676.0K | <0.1% | +64+0.8% | Added | – |
| IPInternational Paper Co | COM | 11,026 | $676.0K | <0.1% | +4,803+77.2% | Added | History |
| TRIPTripAdvisor, Inc. | COM | 16,809 | $677.0K | <0.1% | +4,505+36.6% | Added | History |
| HBANHuntington Bancshares Inc | COM | 47,511 | $678.0K | <0.1% | −6,288−11.7% | Reduced | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 7,914 | $680.0K | <0.1% | −479−5.7% | Reduced | – |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 9,147 | $681.0K | <0.1% | +10.0% | Added | – |
| CMECME Group Inc. | COM | 3,210 | $683.0K | <0.1% | +231+7.8% | Added | History |
| IVZInvesco Ltd. | Stock | 25,763 | $689.0K | <0.1% | −4,049−13.6% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 13,919 | $690.0K | <0.1% | +2,143+18.2% | Added | – |
| ORLYO Reilly Automotive Inc | Stock | 1,228 | $695.0K | <0.1% | +213+21.0% | Added | History |
| AZOAutoZone Inc | COM | 466 | $695.0K | <0.1% | +86+22.6% | Added | History |
| GPCGenuine Parts Co | Stock | 5,506 | $696.0K | <0.1% | +102+1.9% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 4,711 | $705.0K | <0.1% | +420+9.8% | Added | History |
| ALBAlbemarle Corp | Stock | 4,192 | $706.0K | <0.1% | +1,853+79.2% | Added | History |
| FTNTFortinet, Inc. | Stock | 2,968 | $707.0K | <0.1% | +122+4.3% | Added | History |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 28,140 | $707.0K | <0.1% | +100+0.4% | Added | – |
| INVHInvitation Homes Inc. | COM | 19,051 | $710.0K | <0.1% | −774−3.9% | Reduced | History |
| Invesco Exchange Traded FD T46137V407 | INVESCO MSCI | 10,289 | $712.0K | <0.1% | +10,289 | New | – |
| iShares U.S. Regional Banks ETF464288778 | ETF | 12,391 | $713.0K | <0.1% | +12,391 | New | – |
| DEODiageo PLC | SPON ADR NEW | 3,721 | $713.0K | <0.1% | +968+35.2% | Added | History |
| PENNPENN Entertainment, Inc. | COM | 9,330 | $714.0K | <0.1% | +588+6.7% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 10,574 | $714.0K | <0.1% | +1,304+14.1% | Added | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 18,058 | $715.0K | <0.1% | −120−0.7% | Reduced | – |
| iShares Tr464287838 | U.S. BAS MTL ETF | 5,485 | $715.0K | <0.1% | +817+17.5% | Added | – |
| iShares Tr46435U226 | IBONDS 21 TRM HG | 29,540 | $715.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288752 | US HOME CONS ETF | 10,351 | $716.0K | <0.1% | +4,236+69.3% | Added | – |
| iShares Tr464288562 | RESIDENTIAL MULT | 8,665 | $722.0K | <0.1% | +175+2.1% | Added | – |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 28,035 | $723.0K | <0.1% | −61−0.2% | Reduced | History |
| NVSNovartis AG | ADR | 7,982 | $728.0K | <0.1% | −51−0.6% | Reduced | History |
| SPDR Ser Tr78468R689 | S&P KENSHO SMART | 11,725 | $728.0K | <0.1% | +893+8.2% | Added | – |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 15,486 | $730.0K | <0.1% | +15,486 | New | – |
| Indexiq ETF Tr45409B396 | IQ CHAIKIN US | 20,536 | $733.0K | <0.1% | −637−3.0% | Reduced | – |
| KRKroger Co | Stock | 19,170 | $734.0K | <0.1% | +3,386+21.5% | Added | History |
| Invesco Exchange Traded FD T46137V688 | NEXT GEN CON ETF | 8,100 | $735.0K | <0.1% | +1,050+14.9% | Added | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,898 | $736.0K | <0.1% | +303+11.7% | Added | History |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 10,582 | $736.0K | <0.1% | +2,002+23.3% | Added | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 33,098 | $741.0K | <0.1% | +3,272+11.0% | Added | History |
| CICigna Group | Stock | 3,132 | $743.0K | <0.1% | +32+1.0% | Added | History |
| TTDTrade Desk, Inc. | Stock | 9,607 | $743.0K | <0.1% | +1,047+12.2% | AddedConverted for a 10-for-1 split | History |
| RBLXRoblox Corp | Stock | 8,340 | $750.0K | <0.1% | +1,310+18.6% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 6,281 | $755.0K | <0.1% | −407−6.1% | Reduced | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 14,415 | $756.0K | <0.1% | −15,681−52.1% | Reduced | – |
| PMTPennyMac Mortgage Investment Trust | COM | 36,060 | $759.0K | <0.1% | +7,260+25.2% | Added | History |
| SNPSSynopsys Inc | COM | 2,760 | $761.0K | <0.1% | +1,184+75.1% | Added | History |
| J P Morgan Exchange-Traded F46641Q407 | JPMORGAN DIVER | 7,959 | $770.0K | <0.1% | −134−1.7% | Reduced | – |
| MPCMarathon Petroleum Corp | Stock | 12,787 | $773.0K | <0.1% | +1,477+13.1% | Added | History |
| ECLEcolab Inc. | Stock | 3,752 | $773.0K | <0.1% | +84+2.3% | Added | History |
| Invesco Exchange Traded FD T46137V324 | S&P500 EQL IND | 4,161 | $776.0K | <0.1% | −5−0.1% | Reduced | – |
| First Tr Exchng Traded FD VI33740U885 | FT VEST US EQT | 25,283 | $778.0K | <0.1% | +25,283 | New | – |
| ARK ETF Tr00214Q500 | 3D PRINTING ETF | 20,020 | $796.0K | <0.1% | +2,319+13.1% | Added | – |
| CMICummins Inc | Stock | 3,269 | $797.0K | <0.1% | −49−1.5% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 16,772 | $798.0K | <0.1% | +16,772 | New | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 15,789 | $798.0K | <0.1% | +2,398+17.9% | Added | – |
| iShares Tr46429B366 | CMBS ETF | 14,698 | $799.0K | <0.1% | +1,041+7.6% | Added | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 39,887 | $801.0K | <0.1% | +1,536+4.0% | Added | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 23,732 | $806.0K | <0.1% | −12,144−33.8% | Reduced | – |
| ALLAllstate Corp | Stock | 6,186 | $807.0K | <0.1% | +269+4.5% | Added | History |
| CBRECbre Group, Inc. | CL A | 9,427 | $808.0K | <0.1% | −42−0.4% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 11,287 | $810.0K | <0.1% | +2,518+28.7% | Added | History |
| WSOWatsco Inc | COM | 2,829 | $811.0K | <0.1% | +4+0.1% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 6,841 | $812.0K | <0.1% | +28+0.4% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 17,573 | $813.0K | <0.1% | +1,006+6.1% | Added | – |
| OMFOneMain Holdings, Inc. | COM | 13,600 | $815.0K | <0.1% | +13,600 | New | History |
| ELEstee Lauder Companies Inc | CL A | 2,565 | $816.0K | <0.1% | −341−11.7% | Reduced | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 29,473 | $817.0K | <0.1% | +860+3.0% | Added | – |
| SNAPSnap Inc | Stock | 12,050 | $821.0K | <0.1% | +4,138+52.3% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 7,896 | $821.0K | <0.1% | +1,125+16.6% | Added | – |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 20,686 | $823.0K | <0.1% | +13,589+191.5% | Added | – |
| OXYOccidental Petroleum Corp | Stock | 26,387 | $825.0K | <0.1% | −2,443−8.5% | Reduced | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 28,836 | $827.0K | <0.1% | +7,293+33.9% | Added | History |
| iShares Inc464286608 | MSCI EURZONE ETF | 16,778 | $828.0K | <0.1% | +2,203+15.1% | Added | – |
| FASTFastenal Co | Stock | 15,934 | $829.0K | <0.1% | +44+0.3% | Added | History |
| TELTE Connectivity plc | REG SHS | 6,130 | $829.0K | <0.1% | +182+3.1% | Added | History |
| TTTrane Technologies plc | SHS | 4,523 | $833.0K | <0.1% | +123+2.8% | Added | History |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 16,039 | $836.0K | <0.1% | −1,035−6.1% | Reduced | – |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 44,846 | $838.0K | <0.1% | −287−0.6% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 177,963 | $838.0K | <0.1% | +177,963 | New | History |
| NEMNEWMONT Corp | Stock | 13,232 | $839.0K | <0.1% | +4,955+59.9% | Added | History |
| First Tr Exchange-Traded Alp33733C108 | SHS ISSUED FRST | 11,844 | $842.0K | <0.1% | +1,929+19.5% | Added | – |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 12,863 | $844.0K | <0.1% | +6,615+105.9% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |