Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Materials ETF92204A801 | ETF | 2,268 | $410.0K | <0.1% | −72−3.1% | Reduced | – |
| iShares Tr464287754 | US INDUSTRIALS | 3,688 | $410.0K | <0.1% | +210+6.0% | Added | – |
| RGENRepligen Corp | COM | 2,064 | $412.0K | <0.1% | −14−0.7% | Reduced | History |
| BLWBlackRock Ltd Duration Income Trust | COM SHS | 24,259 | $413.0K | <0.1% | −935−3.7% | Reduced | History |
| FEFirstenergy Corp | COM | 11,089 | $413.0K | <0.1% | +936+9.2% | Added | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 6,078 | $413.0K | <0.1% | +1,058+21.1% | Added | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 3,678 | $413.0K | <0.1% | −54−1.4% | Reduced | – |
| WECWec Energy Group, Inc. | Stock | 4,690 | $417.0K | <0.1% | +950+25.4% | Added | History |
| WisdomTree Tr97717W570 | US MIDCAP FUND | 7,965 | $417.0K | <0.1% | −499−5.9% | Reduced | – |
| GGGGraco Inc | COM | 5,537 | $419.0K | <0.1% | +695+14.4% | Added | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 2,092 | $420.0K | <0.1% | −36−1.7% | Reduced | – |
| TDOCTeladoc Health, Inc. | COM | 2,542 | $423.0K | <0.1% | −841−24.9% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 10,726 | $424.0K | <0.1% | +1,577+17.2% | Added | – |
| Innovator ETFs Trust45782C417 | US EQTY PWR BUF | 14,950 | $424.0K | <0.1% | 00.0% | Unchanged | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 8,016 | $424.0K | <0.1% | +2,180+37.4% | Added | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 9,928 | $425.0K | <0.1% | +40.0% | Added | – |
| SWNSouthwestern Energy Co | COM | 74,904 | $425.0K | <0.1% | −325−0.4% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 27,103 | $426.0K | <0.1% | +15+0.1% | Added | History |
| OVVOvintiv Inc. | COM | 13,542 | $426.0K | <0.1% | −51−0.4% | Reduced | History |
| YPFYpf Sociedad Anonima | SPON ADR CL D | 91,078 | $426.0K | <0.1% | +6,295+7.4% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J775 | BLOO PRI PWR ETF | 6,470 | $427.0K | <0.1% | 00.0% | Unchanged | – |
| ProShares Tr74347B375 | LONG ONLINE SHRT | 5,142 | $427.0K | <0.1% | −1,945−27.4% | Reduced | – |
| Fidelity Covington Trust316092303 | CONSMR STAPLES | 10,040 | $428.0K | <0.1% | −7,552−42.9% | Reduced | – |
| Vanguard World FD921910733 | ESG US STK ETF | 5,354 | $428.0K | <0.1% | +51+1.0% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 8,083 | $428.0K | <0.1% | +3,340+70.4% | Added | – |
| JCENuveen Core Equity Alpha Fund | COM | 26,075 | $429.0K | <0.1% | +1,530+6.2% | Added | History |
| KKellanova | Stock | 6,684 | $430.0K | <0.1% | +577+9.4% | Added | History |
| AMPAmeriprise Financial Inc | COM | 1,726 | $430.0K | <0.1% | −270−13.5% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 10,080 | $430.0K | <0.1% | +3,261+47.8% | Added | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 14,611 | $431.0K | <0.1% | −4,877−25.0% | Reduced | – |
| iShares Tr46434V274 | INTL EQTY FACTOR | 14,344 | $431.0K | <0.1% | +170+1.2% | Added | – |
| OPRXOptimizeRx Corp | COM NEW | 6,985 | $432.0K | <0.1% | −820−10.5% | Reduced | History |
| AGNCAGNC Investment Corp. | REIT | 25,792 | $436.0K | <0.1% | +540+2.1% | Added | History |
| VMCVulcan Materials CO | COM | 2,503 | $436.0K | <0.1% | +50+2.0% | Added | History |
| PTONPeloton Interactive, Inc. | CL A COM | 3,536 | $439.0K | <0.1% | −3,184−47.4% | Reduced | History |
| Vanguard Financials ETF92204A405 | ETF | 4,871 | $441.0K | <0.1% | −958−16.4% | Reduced | – |
| Innovator ETFs Trust45782C326 | US EQTY BUFR MAY | 14,172 | $441.0K | <0.1% | +14,172 | New | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 15,992 | $442.0K | <0.1% | +7,200+81.9% | Added | – |
| iShares Tr464287762 | US HLTHCARE ETF | 1,620 | $442.0K | <0.1% | −207−11.3% | Reduced | – |
| PLTRPalantir Technologies Inc. | Stock | 16,833 | $444.0K | <0.1% | −1,795−9.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 8,512 | $445.0K | <0.1% | +841+11.0% | Added | – |
| TERTeradyne, Inc | Stock | 3,326 | $446.0K | <0.1% | −66−1.9% | Reduced | History |
| Invesco Exchange Traded FD T46137V845 | DORSEY WRGT INDS | 4,486 | $446.0K | <0.1% | +4,486 | New | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 10,627 | $447.0K | <0.1% | +2,785+35.5% | Added | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 7,813 | $448.0K | <0.1% | +580+8.0% | Added | – |
| SPOTSpotify Technology S.A. | Stock | 1,631 | $449.0K | <0.1% | −1,877−53.5% | Reduced | History |
| iShares Tr46435U796 | SYSTEMATIC BD ET | 4,457 | $449.0K | <0.1% | 00.0% | Unchanged | – |
| PAYCPaycom Software, Inc. | Stock | 1,238 | $450.0K | <0.1% | +37+3.1% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 3,115 | $451.0K | <0.1% | −127−3.9% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 206 | $451.0K | <0.1% | +5+2.5% | Added | History |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 655 | $451.0K | <0.1% | 00.0% | Unchanged | – |
| TROWPrice T Rowe Group Inc | Stock | 2,298 | $455.0K | <0.1% | +763+49.7% | Added | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 8,715 | $455.0K | <0.1% | −1,017−10.5% | Reduced | – |
| BSXBoston Scientific Corp | Stock | 10,667 | $456.0K | <0.1% | +959+9.9% | Added | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 22,175 | $458.0K | <0.1% | +1,000+4.7% | Added | – |
| ZBRAZebra Technologies Corp | CL A | 869 | $460.0K | <0.1% | +360+70.7% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 25,430 | $460.0K | <0.1% | +4,530+21.7% | Added | History |
| Innovator ETFs Trust45782C276 | GRWT100 PWR BUF | 9,983 | $460.0K | <0.1% | +4,271+74.8% | Added | – |
| JCIJohnson Controls International plc | Stock | 6,725 | $462.0K | <0.1% | +6,725 | New | History |
| Lattice Strategies Tr518416409 | HARTFORD US EQTY | 11,502 | $462.0K | <0.1% | +2,085+22.1% | Added | – |
| ATOAtmos Energy Corp | COM | 4,833 | $465.0K | <0.1% | −111−2.2% | Reduced | History |
| Innovator ETFs Trust45782C789 | US EQTY BUFR JUL | 14,844 | $466.0K | <0.1% | +14,844 | New | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 5,034 | $469.0K | <0.1% | −3,117−38.2% | Reduced | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 8,880 | $469.0K | <0.1% | −344−3.7% | Reduced | – |
| PCARPaccar Inc | COM | 5,264 | $470.0K | <0.1% | −151−2.8% | Reduced | History |
| CARAvis Budget Group, Inc. | COM | 6,063 | $472.0K | <0.1% | +6,063 | New | History |
| Global X FDS37950E408 | MSCI CHINA CNSMR | 13,332 | $472.0K | <0.1% | −3,608−21.3% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 6,103 | $473.0K | <0.1% | +6,103 | New | – |
| BAXBaxter International Inc | Stock | 5,918 | $476.0K | <0.1% | +297+5.3% | Added | History |
| HRLHormel Foods Corp | COM | 10,015 | $478.0K | <0.1% | +756+8.2% | Added | History |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 11,200 | $478.0K | <0.1% | +4,000+55.6% | Added | – |
| COFCapital One Financial Corp | Stock | 3,097 | $479.0K | <0.1% | −69−2.2% | Reduced | History |
| FYBRFrontier Communications Parent, Inc. | COM | 18,202 | $481.0K | <0.1% | +18,202 | New | History |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 21,828 | $482.0K | <0.1% | 00.0% | Unchanged | – |
| KSUKansas City Southern | COM NEW | 1,705 | $483.0K | <0.1% | +10+0.6% | Added | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 13,030 | $484.0K | <0.1% | +13,030 | New | – |
| First Tr Exchng Traded FD VI33740F615 | FT VEST US EQT | 15,640 | $485.0K | <0.1% | +7,550+93.3% | Added | – |
| Procure ETF Trust II74280R205 | SPACE ETF | 15,610 | $485.0K | <0.1% | +15,610 | New | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 14,129 | $487.0K | <0.1% | +14,129 | New | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 9,526 | $489.0K | <0.1% | −1,622−14.5% | Reduced | – |
| INTUIntuit Inc. | Stock | 999 | $490.0K | <0.1% | +70+7.5% | Added | History |
| HPEHewlett Packard Enterprise Co | COM | 33,627 | $490.0K | <0.1% | +7,358+28.0% | Added | History |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 18,426 | $490.0K | <0.1% | +10,426+130.3% | Added | – |
| AFLAflac Inc | Stock | 9,155 | $491.0K | <0.1% | +234+2.6% | Added | History |
| SNOWSnowflake Inc. | Stock | 2,031 | $491.0K | <0.1% | −234−10.3% | Reduced | History |
| KLACKLA Corp | COM NEW | 1,514 | $491.0K | <0.1% | +15+1.0% | Added | History |
| EIXEdison International | Stock | 8,530 | $493.0K | <0.1% | +121+1.4% | Added | History |
| iShares Inc46434G889 | EMNG MKTS EQT | 9,106 | $493.0K | <0.1% | +4,620+103.0% | Added | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 1,574 | $494.0K | <0.1% | +447+39.7% | Added | – |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 15,254 | $495.0K | <0.1% | +239+1.6% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 3,101 | $497.0K | <0.1% | −231−6.9% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 23,090 | $497.0K | <0.1% | +23,090 | New | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 50,546 | $500.0K | <0.1% | −5,925−10.5% | Reduced | History |
| ORCOrchid Island Capital, Inc. | COM | 96,449 | $501.0K | <0.1% | +250+0.3% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 8,017 | $505.0K | <0.1% | +531+7.1% | Added | – |
| NUENucor Corp | COM | 5,280 | $506.0K | <0.1% | −411−7.2% | Reduced | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 38,426 | $509.0K | <0.1% | +38,426 | New | History |
| LYVLive Nation Entertainment, Inc. | COM | 5,826 | $510.0K | <0.1% | +485+9.1% | Added | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 20,112 | $511.0K | <0.1% | +3,445+20.7% | Added | – |
| SPDR Series Trust78464A383 | ST STR BACKE ETF | 19,793 | $512.0K | <0.1% | +19,793 | New | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |