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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,312
+104 vs. Q1 2021
Portfolio value
$4.22B
+$583.2M (+16.0%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisors LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MVISMicrovision, Inc.COM NEW19,430$325.0K<0.1%+19,430NewHistory
YUMCYum China Holdings, Inc.COM4,937$327.0K<0.1%+315+6.8%AddedHistory
SPDR Series Trust78464A581ST STR SP HCEQ2,535$328.0K<0.1%+2,535New–
CLOVClover Health Investments, Corp.COM CL A24,597$328.0K<0.1%+12,249+99.2%AddedHistory
EOGEOG Resources IncStock3,960$330.0K<0.1%−67−1.7%ReducedHistory
WisdomTree Tr97717X651US S CAP QTY DIV7,095$330.0K<0.1%+291+4.3%Added–
Alps ETF Tr00162Q205EQUAL SEC ETF3,311$331.0K<0.1%−287−8.0%Reduced–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT7,951$332.0K<0.1%+1,520+23.6%AddedHistory
RMDResmed IncCOM1,351$333.0K<0.1%+250+22.7%AddedHistory
XHRXenia Hotels & Resorts, Inc.COM17,759$333.0K<0.1%−318−1.8%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS11,332$333.0K<0.1%+492+4.5%AddedHistory
ASANAsana, Inc.CL A5,440$337.0K<0.1%−2,982−35.4%ReducedHistory
EBAYeBay IncCOM4,824$339.0K<0.1%−5,032−51.1%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM21,700$340.0K<0.1%+2,800+14.8%AddedHistory
iShares Tr464287812US CONSM STAPLES1,853$341.0K<0.1%+138+8.0%Added–
iShares Tr464288604MRGSTR SM CP GR6,611$343.0K<0.1%−14,305−68.4%ReducedConverted for a 6-for-1 split–
First Tr Exchange-Traded Alp33734Y109COM SHS3,678$343.0K<0.1%+3,678New–
American Centy ETF Tr025072307US QUALITY GROW4,912$344.0K<0.1%+504+11.4%Added–
BEEMBeam GlobalCOM9,004$345.0K<0.1%+9,004NewHistory
BCBrunswick CorpCOM3,466$345.0K<0.1%+3,466NewHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN4,591$345.0K<0.1%+443+10.7%Added–
PSECProspect Capital CorpCOM41,117$345.0K<0.1%+4,879+13.5%AddedHistory
ADSKAutodesk, Inc.COM1,183$345.0K<0.1%+23+2.0%AddedHistory
WYWeyerhaeuser CoCOM NEW10,059$346.0K<0.1%−2,909−22.4%ReducedHistory
HPIJohn Hancock Preferred Income FundSH BEN INT16,000$346.0K<0.1%−12,400−43.7%ReducedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ4,551$347.0K<0.1%−20−0.4%Reduced–
VTLEVital Energy, Inc.COM3,745$347.0K<0.1%+3,745NewHistory
VanEck ETF Trust92189F411BDC INCOME ETF20,269$348.0K<0.1%+344+1.7%Added–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,321$348.0K<0.1%+10.0%Added–
iShares Tr46434VBK5IBONDS DEC21 ETF14,061$348.0K<0.1%+3,210+29.6%Added–
iShares Tr464289446RUS TOP 200 ETF3,397$349.0K<0.1%+3,397New–
iShares Tr464288521CRE U S REIT ETF6,001$350.0K<0.1%−3,270−35.3%Reduced–
Global X FDS37954Y814FINTECH ETF7,340$350.0K<0.1%+336+4.8%Added–
First Tr Exchange Traded FD33738R100MULTI ASSET DI20,676$351.0K<0.1%+4,751+29.8%Added–
OCCIOFS Credit Company, Inc.COM24,124$351.0K<0.1%+4,683+24.1%AddedHistory
AVIDAvid Technology, Inc.COM9,000$352.0K<0.1%+9,000NewHistory
CCAPCrescent Capital BDC, Inc.COM18,800$353.0K<0.1%+18,800NewHistory
SYNASYNAPTICS IncStock2,273$354.0K<0.1%+113+5.2%AddedHistory
CFGCitizens Financial Group IncCOM7,750$355.0K<0.1%−815−9.5%ReducedHistory
Vanguard Total World Stock ETF922042742ETF3,434$356.0K<0.1%+183+5.6%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF7,834$356.0K<0.1%+1,998+34.2%Added–
MORFMorphic Holding, Inc.COM6,210$356.0K<0.1%+2,435+64.5%AddedHistory
VFCV F CorpStock4,365$358.0K<0.1%+7+0.2%AddedHistory
BYNDBeyond Meat, Inc.COM2,273$358.0K<0.1%−113−4.7%ReducedHistory
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$358.0K<0.1%00.0%Unchanged–
iShares Tr464289859CORE 80 20 ETF5,075$359.0K<0.1%+125+2.5%Added–
Global X FDS37954Y343GLBL X MLP ETF9,297$359.0K<0.1%+1,262+15.7%Added–
John Hancock Exchange Traded47804J206MULTIFACTOR MI6,951$360.0K<0.1%+818+13.3%Added–
FNGSBank of MontrealNT LKD 3811,280$360.0K<0.1%−40−0.4%ReducedHistory
CORNTeucrium Commodity TrustCORN FD SHS16,940$362.0K<0.1%+16,940NewHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF12,484$363.0K<0.1%+268+2.2%Added–
FNVFranco Nevada CorpStock2,502$363.0K<0.1%−173−6.5%ReducedHistory
WSBCWesbanco IncCOM10,176$363.0K<0.1%+10,176NewHistory
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF16,945$364.0K<0.1%+983+6.2%Added–
VanEck ETF Trust92189F791JUNIOR GOLD MINE7,806$365.0K<0.1%+1,770+29.3%Added–
RFRegions Financial CorpCOM18,087$365.0K<0.1%−9,109−33.5%ReducedHistory
PWRQuanta Services, Inc.COM4,040$366.0K<0.1%+4,040NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM26,170$368.0K<0.1%−2,444−8.5%ReducedHistory
iShares Tr464287127MORNINGSTR US EQ6,056$368.0K<0.1%00.0%UnchangedConverted for a 4-for-1 split–
Pacer Trendpilot International ETF69374H683ETF12,763$369.0K<0.1%+1,212+10.5%Added–
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC7,365$370.0K<0.1%+800+12.2%Added–
SPDR Series Trust78464A672ST INTER ETF11,417$370.0K<0.1%+1,937+20.4%Added–
BIIBBiogen Inc.COM1,071$371.0K<0.1%−179−14.3%ReducedHistory
IDAIdacorp IncCOM3,801$371.0K<0.1%−58−1.5%ReducedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR22,572$372.0K<0.1%+545+2.5%AddedHistory
CBSHCommerce Bancshares IncStock4,999$373.0K<0.1%−154−3.0%ReducedHistory
RITMRithm Capital Corp.REIT35,282$374.0K<0.1%+5,375+18.0%AddedHistory
ABNBAirbnb, Inc.Stock2,448$375.0K<0.1%+1,140+87.2%AddedHistory
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE9,650$376.0K<0.1%00.0%Unchanged–
SCHWSchwab Charles CorpStock5,173$377.0K<0.1%+35+0.7%AddedHistory
DRIDarden Restaurants IncCOM2,588$378.0K<0.1%+152+6.2%AddedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV18,294$378.0K<0.1%+2,359+14.8%Added–
CCDCalamos Dynamic Convertible & Income FundCOM12,158$379.0K<0.1%+533+4.6%AddedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF12,460$380.0K<0.1%00.0%Unchanged–
THSTreeHouse Foods, Inc.COM8,534$380.0K<0.1%+264+3.2%AddedHistory
VALEVale S.A.SPONSORED ADS16,684$381.0K<0.1%+16,684NewHistory
Vanguard Whitehall FDS921946810INTL DVD ETF4,384$383.0K<0.1%−670−13.3%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT14,970$385.0K<0.1%+3,536+30.9%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF13,671$387.0K<0.1%+5,641+70.2%Added–
LOBLive Oak Bancshares, Inc.COM6,598$389.0K<0.1%+235+3.7%AddedHistory
SAMBoston Beer Co IncCL A382$390.0K<0.1%+58+17.9%AddedHistory
UUUUEnergy Fuels IncCOM NEW64,476$390.0K<0.1%+210+0.3%AddedHistory
Delaware Invts Div & Income245915103COM34,500$390.0K<0.1%+6,800+24.5%Added–
Cambria ETF Tr132061201SHSHLD YIELD ETF6,102$391.0K<0.1%+6,102New–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB17,529$391.0K<0.1%+2,500+16.6%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF4,570$392.0K<0.1%+4,570New–
RYRoyal Bank of CanadaStock3,878$393.0K<0.1%+111+2.9%AddedHistory
iShares Tr464288372GLB INFRASTR ETF8,652$393.0K<0.1%+3,814+78.8%Added–
iShares Tr46435U150IBONDS 23 TRM HG15,868$393.0K<0.1%+5,187+48.6%Added–
PGRProgressive CorpStock4,014$394.0K<0.1%−177−4.2%ReducedHistory
SPDR Series Trust78468R861STATE STRET SPDR18,745$396.0K<0.1%+3,834+25.7%Added–
Dimensional U.S. Small Cap ETF25434V500ETF6,805$397.0K<0.1%+6,805New–
MRVLMarvell Technology, Inc.COM6,810$397.0K<0.1%+1,051+18.2%AddedHistory
PLDPrologis, Inc.REIT3,346$400.0K<0.1%+46+1.4%AddedHistory
Paramount Global92556H206CL B8,866$401.0K<0.1%+2,238+33.8%Added–
Vanguard Industrials ETF92204A603ETF2,050$403.0K<0.1%+108+5.6%Added–
NVCRNovoCure LtdORD SHS1,816$403.0K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM2,787$405.0K<0.1%+102+3.8%AddedHistory
EVAEnviva, LLCCOM UNIT7,790$408.0K<0.1%−110−1.4%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,189$410.0K<0.1%+275+2.0%Added–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2021
SecurityClassPutsCalls
UALUnited Airlines Holdings, Inc.COM$19.0K–
SPYSPDR S&P 500 ETF TrustETF$18.0K–
MSFTMicrosoft CorpStock–$9.00K
DISWalt Disney CoStock$6.00K–
XPEVXpeng Inc.ADS$6.00K–
EIXEdison InternationalStock$3.00K–
BACBank of America CorpStock$2.00K–
PENNPENN Entertainment, Inc.COM$2.00K–
LYVLive Nation Entertainment, Inc.COM$1.00K–

Sold out since Q1 2021 (53)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
WSMWilliams Sonoma IncCOM25,031$4.49M0.1%History
FS KKR Cap Corp II35952V303COM215,053$4.20M0.1%–
VRSKVerisk Analytics, Inc.COM5,991$1.06M<0.1%History
RRXRegal Rexnord CorpCOM6,920$987.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT177,938$826.0K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS25,400$618.0K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A12,159$585.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF6,817$532.0K<0.1%–
iShares Tr46429B614MSCI INDIA SM CP8,767$430.0K<0.1%–
DTDynatrace, Inc.Stock8,850$427.0K<0.1%History
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF8,355$419.0K<0.1%–
CLNEClean Energy Fuels Corp.COM30,400$418.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR11,600$417.0K<0.1%–
IEAInfrastructure & Energy Alternatives, Inc.COM25,500$416.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO4,937$402.0K<0.1%–
HTHHilltop Holdings Inc.COM10,985$375.0K<0.1%History
MTArcelorMittalNY REGISTRY SH11,972$349.0K<0.1%History
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV5,001$328.0K<0.1%–
AGNTAGNT, Inc.COM7,173$327.0K<0.1%History
DBX ETF Tr233051507XTRACK MSCI JAPN6,222$310.0K<0.1%–
WOOFPetco Health & Wellness Company, Inc.CL A COM13,700$304.0K<0.1%History
Innovator ETFs Trust45782C383US EQTY PWR BUF10,100$298.0K<0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,657$289.0K<0.1%–
ETF Ser Solutions26922A701ROUNDHILL ACQUI8,380$285.0K<0.1%–
IAC Interactivecorp New44891N109COM1,223$265.0K<0.1%–
FLGTFulgent Genetics, Inc.COM2,625$254.0K<0.1%History
VUZIVuzix CorpCOM NEW9,883$251.0K<0.1%History
BWABorgwarner IncCOM5,273$244.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF8,436$244.0K<0.1%–
LYFTLyft, Inc.CL A COM3,663$231.0K<0.1%History
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,400$229.0K<0.1%–
WisdomTree Tr97717W760INTL SMCAP DIV3,111$225.0K<0.1%–
PIIPolaris Inc.Stock1,678$224.0K<0.1%History
WisdomTree Tr97717W125FUTRE STRAT FD5,702$222.0K<0.1%–
FIVNFive9, Inc.COM1,415$221.0K<0.1%History
CTXSCitrix Systems IncCOM1,571$221.0K<0.1%History
LADLithia Motors IncCOM562$219.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM7,500$219.0K<0.1%History
Colony CR Real Estate Inc19625T101COM CL A25,610$218.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,006$218.0K<0.1%–
OPENOpendoor Technologies Inc.COM10,252$217.0K<0.1%History
WBSWebster Financial CorpCOM3,880$214.0K<0.1%History
VanEck ETF Trust92189F171GREEN BOND ETF7,824$212.0K<0.1%–
APPSDigital Turbine, Inc.COM NEW2,623$211.0K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock2,648$210.0K<0.1%History
WisdomTree Tr97717W315EMER MKT HIGH FD4,592$204.0K<0.1%–
iShares Inc464286871MSCI HONG KG ETF7,631$203.0K<0.1%–
SLFSun Life Financial IncCOM3,997$202.0K<0.1%History
OLEDUniversal Display CorpCOM855$202.0K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF11,302$191.0K<0.1%History
FSRFisker Inc.CL A COM STK10,340$178.0K<0.1%History
Affimed N VN01045108COM10,000$79.0K<0.1%–
DHTDHT Holdings, Inc.SHS NEW10,443$62.0K<0.1%History