Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 9,670 | $261.0K | <0.1% | +9,670 | New | – |
| FSLYFastly, Inc. | CL A | 4,395 | $262.0K | <0.1% | −304−6.5% | Reduced | History |
| JBLJabil Inc | Stock | 4,542 | $264.0K | <0.1% | 00.0% | Unchanged | History |
| FNFabrinet | SHS | 2,749 | $264.0K | <0.1% | +49+1.8% | Added | History |
| GLADGladstone Capital Corp | COM | 23,205 | $265.0K | <0.1% | −1,660−6.7% | Reduced | History |
| PXDPioneer Natural Resources Co | COM | 1,629 | $265.0K | <0.1% | −44−2.6% | Reduced | History |
| MCKMcKesson Corp | Stock | 1,392 | $266.0K | <0.1% | +34+2.5% | Added | History |
| FMCFMC Corp | COM NEW | 2,465 | $267.0K | <0.1% | +22+0.9% | Added | History |
| BCEBce Inc | COM NEW | 5,428 | $268.0K | <0.1% | −827−13.2% | Reduced | History |
| UAUnder Armour, Inc. | CL C | 14,453 | $268.0K | <0.1% | +1,350+10.3% | Added | History |
| iShares Tr46434V290 | US SML CAP EQT | 4,901 | $269.0K | <0.1% | −1,221−19.9% | Reduced | – |
| NSLRNeostellar Capital Corp. | COM NEW | 19,917 | $269.0K | <0.1% | +19,917 | New | History |
| WDCWestern Digital Corp | COM | 3,804 | $271.0K | <0.1% | +720+23.3% | Added | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 5,299 | $272.0K | <0.1% | −730−12.1% | Reduced | – |
| iShares Inc464286319 | EM MKTS DIV ETF | 7,010 | $272.0K | <0.1% | +24+0.3% | Added | – |
| ABRArbor Realty Trust Inc | COM | 15,261 | $272.0K | <0.1% | +4,816+46.1% | Added | History |
| CRLCharles River Laboratories International, Inc. | COM | 740 | $274.0K | <0.1% | +7+1.0% | Added | History |
| VTRSViatris Inc | Stock | 19,220 | $275.0K | <0.1% | −30−0.2% | Reduced | History |
| MKSIMKS Inc | COM | 1,548 | $275.0K | <0.1% | +1,548 | New | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 7,334 | $275.0K | <0.1% | +208+2.9% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 6,228 | $276.0K | <0.1% | +6,228 | New | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,624 | $276.0K | <0.1% | +2,624 | New | – |
| GPNGlobal Payments Inc | Stock | 1,470 | $276.0K | <0.1% | +42+2.9% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 27,530 | $276.0K | <0.1% | 00.0% | Unchanged | History |
| PNWPinnacle West Capital Corp | COM | 3,383 | $277.0K | <0.1% | +513+17.9% | Added | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 18,478 | $277.0K | <0.1% | 00.0% | Unchanged | History |
| LSILife Storage, Inc. | COM | 2,579 | $277.0K | <0.1% | +2,579 | New | History |
| AIZAssurant, Inc. | Stock | 1,780 | $278.0K | <0.1% | +1,780 | New | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 15,054 | $278.0K | <0.1% | +2,029+15.6% | Added | History |
| LGILazard Global Total Return & Income Fund Inc | COM | 13,378 | $278.0K | <0.1% | +1,124+9.2% | Added | History |
| LSCCLattice Semiconductor Corp | COM | 4,960 | $279.0K | <0.1% | −235−4.5% | Reduced | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 4,278 | $280.0K | <0.1% | −188−4.2% | Reduced | – |
| CORCencora, Inc. | Stock | 2,446 | $280.0K | <0.1% | +56+2.3% | Added | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 6,786 | $280.0K | <0.1% | +819+13.7% | Added | – |
| FIVEFive Below, Inc | COM | 1,453 | $281.0K | <0.1% | +106+7.9% | Added | History |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 4,516 | $283.0K | <0.1% | −180−3.8% | Reduced | – |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 3,868 | $283.0K | <0.1% | −1,094−22.0% | Reduced | – |
| TRMKTrustmark Corp | COM | 9,188 | $283.0K | <0.1% | 00.0% | Unchanged | History |
| HNIHni Corp | Stock | 6,472 | $285.0K | <0.1% | 00.0% | Unchanged | History |
| ILMNIllumina, Inc. | COM | 605 | $286.0K | <0.1% | +33+5.8% | Added | History |
| MSIMotorola Solutions, Inc. | Stock | 1,325 | $287.0K | <0.1% | +204+18.2% | Added | History |
| Spinnaker ETF Series84858T400 | CANNABIS ETF | 16,710 | $287.0K | <0.1% | +3,443+26.0% | Added | – |
| Pacer Trendpilot European Index ETF69374H808 | ETF | 11,584 | $288.0K | <0.1% | +725+6.7% | Added | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 12,297 | $288.0K | <0.1% | +63+0.5% | Added | History |
| EXPEExpedia Group, Inc. | Stock | 1,767 | $289.0K | <0.1% | +196+12.5% | Added | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 7,803 | $289.0K | <0.1% | +1,138+17.1% | Added | – |
| Innovator ETFs Trust45782C755 | US EQTY BUFR JUN | 8,851 | $289.0K | <0.1% | +8,851 | New | – |
| iShares Tr46436E544 | ESG SELE SCR ETF | 7,276 | $290.0K | <0.1% | +1,150+18.8% | Added | – |
| ALLEAllegion plc | ORD SHS | 2,083 | $290.0K | <0.1% | 00.0% | Unchanged | History |
| DHIHorton D R Inc | COM | 3,206 | $290.0K | <0.1% | +332+11.6% | Added | History |
| TDToronto Dominion Bank | Stock | 4,154 | $291.0K | <0.1% | −215−4.9% | Reduced | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 29,211 | $291.0K | <0.1% | +15,593+114.5% | Added | – |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 23,199 | $292.0K | <0.1% | +3,560+18.1% | Added | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 9,615 | $292.0K | <0.1% | −784−7.5% | Reduced | History |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 6,576 | $293.0K | <0.1% | +6,576 | New | – |
| CMCanadian Imperial Bank of Commerce | COM | 2,574 | $293.0K | <0.1% | −520−16.8% | Reduced | History |
| LFMDLifeMD, Inc. | COM | 24,880 | $293.0K | <0.1% | +24,880 | New | History |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 3,850 | $294.0K | <0.1% | +80+2.1% | Added | – |
| Churchill Capital Corp IV171439102 | CL A | 10,191 | $294.0K | <0.1% | −362−3.4% | Reduced | – |
| TLRYTilray Brands, Inc. | COM CL 2 | 16,333 | $295.0K | <0.1% | +16,333 | New | History |
| ALGNAlign Technology Inc | COM | 484 | $296.0K | <0.1% | −40−7.6% | Reduced | History |
| XLNXXilinx Inc | COM | 2,049 | $296.0K | <0.1% | −145−6.6% | Reduced | History |
| CPECallon Petroleum Co | COM | 5,150 | $297.0K | <0.1% | −113−2.1% | Reduced | History |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 5,819 | $298.0K | <0.1% | +5,819 | New | – |
| IFFInternational Flavors & Fragrances Inc | COM | 1,995 | $298.0K | <0.1% | +57+2.9% | Added | History |
| GRMNGarmin Ltd | SHS | 2,063 | $298.0K | <0.1% | +9+0.4% | Added | History |
| APPNAppian Corp | CL A | 2,166 | $298.0K | <0.1% | +18+0.8% | Added | History |
| ERHAllspring Utilities & High Income Fund | WF UTILITIES INC | 20,700 | $298.0K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R887 | ST STR R2K LOWV | 2,675 | $301.0K | <0.1% | −10−0.4% | Reduced | – |
| TECHBIO-TECHNE Corp | COM | 674 | $303.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286665 | MSCI PAC JP ETF | 5,902 | $305.0K | <0.1% | −180−3.0% | Reduced | – |
| CIENCiena Corp | COM NEW | 5,384 | $306.0K | <0.1% | 00.0% | Unchanged | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 6,553 | $309.0K | <0.1% | +186+2.9% | Added | – |
| VIAVViavi Solutions Inc. | COM | 17,479 | $309.0K | <0.1% | −25−0.1% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 6,060 | $310.0K | <0.1% | +858+16.5% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 13,193 | $312.0K | <0.1% | +13,193 | New | – |
| SEBSeaboard Corp | COM | 81 | $313.0K | <0.1% | +81 | New | History |
| NUVNuveen Municipal Value Fund Inc | COM | 27,246 | $314.0K | <0.1% | −8,784−24.4% | Reduced | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 17,792 | $314.0K | <0.1% | +2,676+17.7% | Added | – |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 11,025 | $315.0K | <0.1% | +1,764+19.0% | Added | – |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 15,453 | $315.0K | <0.1% | −420−2.6% | Reduced | – |
| TTETotalEnergies SE | SPONSORED ADS | 6,950 | $315.0K | <0.1% | −11,397−62.1% | Reduced | History |
| FNBFNB Corp | COM | 25,606 | $316.0K | <0.1% | −1,421−5.3% | Reduced | History |
| iShares Tr46436E502 | US TECH BRKTHR | 7,894 | $316.0K | <0.1% | +7,894 | New | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,938 | $317.0K | <0.1% | −2,337−25.2% | Reduced | – |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 18,904 | $317.0K | <0.1% | −5,099−21.2% | Reduced | History |
| EXASExact Sciences Corp | COM | 2,561 | $318.0K | <0.1% | +2,561 | New | History |
| PFPTProofpoint Inc | COM | 1,830 | $318.0K | <0.1% | +1,830 | New | History |
| APAAPA Corp | Stock | 14,740 | $319.0K | <0.1% | +14,740 | New | History |
| LADRLadder Capital Corp | CL A | 27,676 | $319.0K | <0.1% | +9,443+51.8% | Added | History |
| FUNSix Flags Entertainment Corporation | DEPOSITRY UNIT | 7,130 | $320.0K | <0.1% | −315−4.2% | Reduced | History |
| Renaissance Cap Greenwich FD759937204 | IPO ETF | 4,839 | $320.0K | <0.1% | −13,286−73.3% | Reduced | – |
| AIC3.ai, Inc. | Stock | 5,139 | $321.0K | <0.1% | +1,705+49.7% | Added | History |
| iShares Inc464286657 | MSCI BIC ETF | 5,862 | $321.0K | <0.1% | +10.0% | Added | – |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 13,820 | $322.0K | <0.1% | +4,200+43.7% | Added | History |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 2,700 | $323.0K | <0.1% | +125+4.9% | Added | – |
| Invesco Exchange Traded FD T46137V308 | BUYBACK ACHIEV | 3,575 | $323.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287788 | U.S. FINLS ETF | 3,987 | $323.0K | <0.1% | +1,215+43.8% | Added | – |
| HCAHCA Healthcare, Inc. | COM | 1,566 | $324.0K | <0.1% | +33+2.2% | Added | History |
| SPDR Ser Tr78468R648 | S&P KENSHO NEW | 4,847 | $324.0K | <0.1% | +4,847 | New | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |