Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LMNDLemonade, Inc. | Stock | 1,924 | $211.0K | <0.1% | +1,924 | New | History |
| AVYAvery Dennison Corp | COM | 1,001 | $211.0K | <0.1% | +1,001 | New | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 923 | $211.0K | <0.1% | −380−29.2% | Reduced | – |
| iShares Tr464288174 | GL TIMB FORE ETF | 2,429 | $211.0K | <0.1% | +2,429 | New | – |
| OPIOffice Properties Income Trust | COM SHS BEN INT | 7,202 | $211.0K | <0.1% | −169−2.3% | Reduced | History |
| MTDMettler Toledo International Inc | COM | 153 | $212.0K | <0.1% | +153 | New | History |
| OGSONE Gas, Inc. | COM | 2,878 | $213.0K | <0.1% | +2,878 | New | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 4,162 | $213.0K | <0.1% | −196−4.5% | Reduced | – |
| CMSCMS Energy Corp | COM | 3,626 | $214.0K | <0.1% | −107−2.9% | Reduced | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 20,542 | $214.0K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y459 | RUSSELL 2000 | 8,405 | $215.0K | <0.1% | +8,405 | New | – |
| EEFTEuronet Worldwide, Inc. | COM | 1,590 | $215.0K | <0.1% | −35−2.2% | Reduced | History |
| SPDR Series Trust78464A771 | ST STR SP CAPMKT | 2,283 | $215.0K | <0.1% | +2,283 | New | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 3,800 | $215.0K | <0.1% | +3,800 | New | History |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 15,408 | $216.0K | <0.1% | +15,408 | New | History |
| VICIVici Properties Inc. | COM | 6,948 | $216.0K | <0.1% | +6,948 | New | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,015 | $217.0K | <0.1% | +3,015 | New | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 8,737 | $217.0K | <0.1% | +8,737 | New | History |
| CDMOAvid Bioservices, Inc. | COM | 8,505 | $218.0K | <0.1% | +8,505 | New | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 6,336 | $219.0K | <0.1% | +58+0.9% | Added | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,750 | $220.0K | <0.1% | −68−1.4% | Reduced | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 10,029 | $220.0K | <0.1% | −7,519−42.8% | Reduced | – |
| Northern LTS FD Tr IV66538H641 | INSPIRE SML/ MID | 6,000 | $220.0K | <0.1% | +6,000 | New | – |
| Invesco Exchange Traded FD T46137V605 | DJ INDL AVG DV | 4,999 | $220.0K | <0.1% | −4,460−47.2% | Reduced | – |
| iShares Tr46435G326 | CORE MSCI INTL | 3,268 | $220.0K | <0.1% | +3,268 | New | – |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 8,520 | $221.0K | <0.1% | −971−10.2% | Reduced | – |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,053 | $222.0K | <0.1% | +33+3.2% | Added | History |
| LITELumentum Holdings Inc. | COM | 2,722 | $223.0K | <0.1% | +2,722 | New | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 15,931 | $223.0K | <0.1% | +3,632+29.5% | Added | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 10,331 | $224.0K | <0.1% | +10,331 | New | History |
| CAKECheesecake Factory Inc | COM | 4,130 | $224.0K | <0.1% | 00.0% | Unchanged | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 5,858 | $224.0K | <0.1% | +5,858 | New | – |
| CPBCAMPBELL'S Co | COM | 4,933 | $225.0K | <0.1% | +425+9.4% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 13,809 | $225.0K | <0.1% | +2,281+19.8% | Added | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,650 | $225.0K | <0.1% | −5,632−34.6% | Reduced | History |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 4,700 | $226.0K | <0.1% | −1,000−17.5% | Reduced | – |
| PPLIPeople Inc | COM NEW | 1,474 | $227.0K | <0.1% | +1,474 | New | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 2,728 | $227.0K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 2,074 | $228.0K | <0.1% | +37+1.8% | Added | – |
| WHFWhiteHorse Finance, Inc. | COM | 15,320 | $228.0K | <0.1% | +195+1.3% | Added | History |
| ITGartner Inc | COM | 946 | $229.0K | <0.1% | +946 | New | History |
| CNPCenterpoint Energy Inc | COM | 9,344 | $229.0K | <0.1% | +9,344 | New | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 20,189 | $229.0K | <0.1% | −5,469−21.3% | Reduced | History |
| STLDSteel Dynamics Inc | COM | 3,841 | $229.0K | <0.1% | +3,841 | New | History |
| FISFidelity National Information Services, Inc. | Stock | 1,634 | $231.0K | <0.1% | +1,634 | New | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 24,601 | $231.0K | <0.1% | +24,601 | New | History |
| MVTBlackRock Munivest Fund II, Inc. | COM | 14,715 | $231.0K | <0.1% | 00.0% | Unchanged | History |
| AMEAmetek Inc | COM | 1,740 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 10,832 | $233.0K | <0.1% | −4,588−29.8% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 2,947 | $233.0K | <0.1% | +2,947 | New | – |
| ACCAmerican Campus Communities Inc | COM | 4,994 | $233.0K | <0.1% | +19+0.4% | Added | History |
| XXII22nd Century Group, Inc. | COM | 50,610 | $234.0K | <0.1% | +1,300+2.6% | Added | History |
| NNNNNN REIT, Inc. | REIT | 5,023 | $235.0K | <0.1% | +5,023 | New | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 5,822 | $235.0K | <0.1% | +5,822 | New | – |
| Schwab U.S. REIT ETF808524847 | ETF | 5,146 | $236.0K | <0.1% | +5,146 | New | – |
| HSTHost Hotels & Resorts, Inc. | COM | 13,795 | $236.0K | <0.1% | +1,094+8.6% | Added | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 6,538 | $237.0K | <0.1% | −23−0.4% | Reduced | – |
| Kraneshares Tr500767827 | ELEC VEH FUTUR | 5,093 | $237.0K | <0.1% | +88+1.8% | Added | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 9,490 | $239.0K | <0.1% | +9,490 | New | History |
| Flagstar Bank, National Association649445103 | COM | 21,659 | $239.0K | <0.1% | −1,283−5.6% | Reduced | – |
| iShares Tr464288794 | US BR DEL SE ETF | 2,349 | $240.0K | <0.1% | +2,349 | New | – |
| FMBIFirst Midwest Bancorp Inc | COM | 12,112 | $240.0K | <0.1% | 00.0% | Unchanged | History |
| LANDGladstone Land Corp | COM | 10,000 | $241.0K | <0.1% | 00.0% | Unchanged | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 5,752 | $242.0K | <0.1% | +155+2.8% | Added | History |
| MPLXMPLX LP | COM UNIT REP LTD | 8,209 | $243.0K | <0.1% | −829−9.2% | Reduced | History |
| NETCloudflare, Inc. | CL A COM | 2,293 | $243.0K | <0.1% | +2,293 | New | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 27,157 | $244.0K | <0.1% | 00.0% | Unchanged | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 16,160 | $245.0K | <0.1% | −595−3.6% | Reduced | History |
| ALKAlaska Air Group, Inc. | COM | 4,067 | $245.0K | <0.1% | +22+0.5% | Added | History |
| AXAxos Financial, Inc. | COM | 5,310 | $246.0K | <0.1% | 00.0% | Unchanged | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 67,290 | $246.0K | <0.1% | 00.0% | Unchanged | History |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 6,374 | $246.0K | <0.1% | −3,528−35.6% | Reduced | History |
| DBX ETF Tr233051853 | XTRACK MSCI EURP | 7,213 | $246.0K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,155 | $247.0K | <0.1% | +10.0% | Added | – |
| BBYBest Buy Co Inc | Stock | 2,160 | $248.0K | <0.1% | −7,095−76.7% | Reduced | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 15,576 | $248.0K | <0.1% | +904+6.2% | Added | History |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 10,047 | $248.0K | <0.1% | −2,347−18.9% | Reduced | History |
| DFSDiscover Financial Services | COM | 2,097 | $248.0K | <0.1% | −106−4.8% | Reduced | History |
| iShares Tr464288745 | GLB CNS DISC ETF | 1,445 | $248.0K | <0.1% | −369−20.3% | Reduced | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 20,189 | $249.0K | <0.1% | +1,002+5.2% | Added | History |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 8,250 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| AEEAmeren Corp | COM | 3,117 | $249.0K | <0.1% | −112−3.5% | Reduced | History |
| VTRVentas, Inc. | REIT | 4,376 | $250.0K | <0.1% | −1,310−23.0% | Reduced | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 2,568 | $250.0K | <0.1% | +2,568 | New | – |
| NWLNewell Brands Inc. | Stock | 9,120 | $251.0K | <0.1% | +438+5.0% | Added | History |
| iShares Tr464288851 | US OIL GS EX ETF | 4,386 | $251.0K | <0.1% | +4,386 | New | – |
| FUVArcimoto Inc | COM | 14,580 | $251.0K | <0.1% | +2,195+17.7% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,159 | $252.0K | <0.1% | 00.0% | Unchanged | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 15,000 | $253.0K | <0.1% | +15,000 | New | – |
| AWKAmerican Water Works Company, Inc. | Stock | 1,649 | $254.0K | <0.1% | −178−9.7% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,803 | $254.0K | <0.1% | +165+10.1% | Added | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 2,759 | $255.0K | <0.1% | +2,759 | New | – |
| KEYSKeysight Technologies, Inc. | Stock | 1,660 | $256.0K | <0.1% | −38−2.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V852 | DORSEY WRIGHT HE | 1,538 | $256.0K | <0.1% | −250−14.0% | Reduced | – |
| QRVOQorvo, Inc. | Stock | 1,316 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| EAElectronic Arts Inc. | COM | 1,785 | $257.0K | <0.1% | +144+8.8% | Added | History |
| DGXQuest Diagnostics Inc | COM | 1,965 | $259.0K | <0.1% | −191−8.9% | Reduced | History |
| AAPAdvance Auto Parts Inc | COM | 1,266 | $260.0K | <0.1% | −6−0.5% | Reduced | History |
| iShares Tr46435G342 | MORTGE REL ETF | 6,993 | $260.0K | <0.1% | +139+2.0% | Added | – |
| OGNOrganon & Co. | Stock | 8,625 | $261.0K | <0.1% | +8,625 | New | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |