Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | 174,751 | $40.1M | 0.9% | +17,096+10.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 368,247 | $41.6M | 1.0% | +23,232+6.7% | Added | – |
| MSFTMicrosoft Corp | Stock | 188,937 | $51.2M | 1.2% | +8,785+4.9% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 665,985 | $57.3M | 1.4% | +22,947+3.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 162,806 | $57.7M | 1.4% | −1,039−0.6% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 16,989 | $58.4M | 1.4% | +106+0.6% | Added | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 1,062,931 | $71.5M | 1.7% | +1,042,264+5,043.1% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 276,767 | $75.1M | 1.8% | −17,975−6.1% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 310,710 | $133.0M | 3.2% | −37,235−10.7% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 1,834,763 | $135.1M | 3.2% | −233,172−11.3% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 341,285 | $146.7M | 3.5% | +13,686+4.2% | Added | – |
| AAPLApple Inc. | Stock | 1,108,276 | $151.8M | 3.6% | +14,971+1.4% | Added | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |