Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,312
- +104 vs. Q1 2021
- Portfolio value
- $4.22B
- +$583.2M (+16.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 110,989 | $8.13M | 0.2% | −5,768−4.9% | Reduced | – |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 374,595 | $8.16M | 0.2% | −3,864−1.0% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 73,784 | $8.31M | 0.2% | +2,025+2.8% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 62,695 | $8.42M | 0.2% | +229+0.4% | Added | – |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 199,744 | $8.55M | 0.2% | +33,438+20.1% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 135,448 | $8.56M | 0.2% | +7,531+5.9% | Added | – |
| First Tr Exchange-Traded FD336917109 | SHS | 258,477 | $8.58M | 0.2% | +161,333+166.1% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 129,610 | $8.66M | 0.2% | +7,757+6.4% | Added | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 42,251 | $8.77M | 0.2% | +1,650+4.1% | Added | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 329,858 | $8.77M | 0.2% | +13,138+4.1% | Added | – |
| AALAmerican Airlines Group Inc. | Stock | 415,871 | $8.82M | 0.2% | −18,739−4.3% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 17,996 | $8.84M | 0.2% | −698−3.7% | Reduced | History |
| MMM3M Co | Stock | 44,925 | $8.92M | 0.2% | −1,679−3.6% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 227,168 | $8.96M | 0.2% | +32,883+16.9% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 38,147 | $9.23M | 0.2% | +5,445+16.7% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 59,768 | $9.25M | 0.2% | +1,372+2.3% | Added | – |
| COSTCostco Wholesale Corp | Stock | 23,409 | $9.26M | 0.2% | −846−3.5% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 73,705 | $9.28M | 0.2% | +3,066+4.3% | Added | – |
| WMTWalmart Inc. | Stock | 66,767 | $9.41M | 0.2% | −118−0.2% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 257,988 | $9.47M | 0.2% | −5,149−2.0% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 53,861 | $9.62M | 0.2% | +489+0.9% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 98,607 | $9.71M | 0.2% | +5,599+6.0% | Added | – |
| PEPPepsiCo Inc | Stock | 65,807 | $9.75M | 0.2% | +61+0.1% | Added | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 160,378 | $9.85M | 0.2% | −291,736−64.5% | Reduced | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 173,964 | $9.93M | 0.2% | +1,289+0.7% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 101,285 | $10.0M | 0.2% | +3,157+3.2% | Added | – |
| NLYAnnaly Capital Management Inc | COM | 1,152,767 | $10.2M | 0.2% | +39,711+3.6% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 131,552 | $10.4M | 0.2% | +4,612+3.6% | Added | – |
| KOCoca Cola Co | Stock | 195,808 | $10.6M | 0.3% | +41,771+27.1% | Added | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 299,987 | $10.8M | 0.3% | +11,587+4.0% | Added | – |
| MCDMcDonalds Corp | Stock | 47,045 | $10.9M | 0.3% | +21,140+81.6% | Added | History |
| BABoeing Co | Stock | 46,345 | $11.1M | 0.3% | −2,073−4.3% | Reduced | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 147,785 | $11.2M | 0.3% | +477+0.3% | Added | – |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 144,799 | $11.2M | 0.3% | +3,869+2.7% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 86,467 | $11.3M | 0.3% | +28,519+49.2% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 288,154 | $11.3M | 0.3% | +37,074+14.8% | Added | – |
| AMTAmerican Tower Corp | REIT | 43,201 | $11.7M | 0.3% | −277−0.6% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 61,989 | $11.7M | 0.3% | +9,603+18.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 195,365 | $12.3M | 0.3% | +31,950+19.6% | Added | History |
| MOAltria Group, Inc. | Stock | 259,529 | $12.4M | 0.3% | +110,170+73.8% | Added | History |
| CVXChevron Corp | Stock | 118,311 | $12.4M | 0.3% | +2,957+2.6% | Added | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 207,412 | $12.4M | 0.3% | −11,703−5.3% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 51,057 | $12.6M | 0.3% | +2,645+5.5% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 138,679 | $12.7M | 0.3% | +7,595+5.8% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 88,625 | $13.1M | 0.3% | +7,281+9.0% | Added | – |
| TSLATesla, Inc. | Stock | 19,470 | $13.2M | 0.3% | +417+2.2% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 126,370 | $13.2M | 0.3% | +10,136+8.7% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 47,928 | $13.7M | 0.3% | +487+1.0% | Added | – |
| MAMastercard Inc | Stock | 38,060 | $13.9M | 0.3% | +585+1.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 37,501 | $14.2M | 0.3% | +13,662+57.3% | Added | History |
| VZVerizon Communications Inc | Stock | 255,125 | $14.3M | 0.3% | +33,229+15.0% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 46,122 | $14.4M | 0.3% | +179+0.4% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 413,749 | $14.5M | 0.3% | +2,080+0.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 91,383 | $14.5M | 0.3% | +5,235+6.1% | Added | – |
| DEDeere & Co | Stock | 41,756 | $14.7M | 0.3% | −835−2.0% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 41,073 | $14.9M | 0.4% | +803+2.0% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 202,141 | $15.1M | 0.4% | +9,510+4.9% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 104,207 | $15.4M | 0.4% | +5,969+6.1% | Added | – |
| GOOGAlphabet Inc. | Stock | 6,146 | $15.4M | 0.4% | +263+4.5% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 214,203 | $15.6M | 0.4% | −1,584−0.7% | Reduced | – |
| EHEHang Holdings Ltd | ADS | 365,157 | $15.7M | 0.4% | +365,157 | New | History |
| XUnited States Steel Corp | COM | 656,505 | $15.8M | 0.4% | −51,154−7.2% | Reduced | History |
| NVDANVIDIA Corp | Stock | 20,557 | $16.4M | 0.4% | +532+2.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 47,445 | $16.5M | 0.4% | +2,015+4.4% | Added | History |
| VVisa Inc. | Stock | 70,787 | $16.6M | 0.4% | +2,727+4.0% | Added | History |
| TAT&T Inc. | Stock | 585,767 | $16.9M | 0.4% | −2,809−0.5% | Reduced | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 258,730 | $17.0M | 0.4% | +48,739+23.2% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 49,313 | $17.0M | 0.4% | +5,536+12.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 76,543 | $17.1M | 0.4% | −16,590−17.8% | Reduced | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 374,379 | $18.2M | 0.4% | +1,333+0.4% | Added | – |
| DISWalt Disney Co | Stock | 103,541 | $18.2M | 0.4% | −463−0.4% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 74,954 | $18.3M | 0.4% | +3,554+5.0% | Added | History |
| GLDSPDR Gold Trust | ETF | 115,169 | $19.1M | 0.5% | −6,217−5.1% | Reduced | History |
| PGProcter & Gamble Co | Stock | 142,083 | $19.2M | 0.5% | +2,875+2.1% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 483,843 | $19.2M | 0.5% | +92,155+23.5% | Added | – |
| BACBank of America Corp | Stock | 468,788 | $19.3M | 0.5% | −7,223−1.5% | Reduced | History |
| HONHoneywell International Inc | COM | 89,041 | $19.5M | 0.5% | +23,762+36.4% | Added | History |
| JNJJohnson & Johnson | Stock | 119,702 | $19.7M | 0.5% | +2,184+1.9% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 414,826 | $19.9M | 0.5% | +80,534+24.1% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 192,158 | $20.4M | 0.5% | +183,698+2,171.4% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 555,609 | $20.6M | 0.5% | −36,579−6.2% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 411,907 | $20.7M | 0.5% | +22,357+5.7% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 186,709 | $21.1M | 0.5% | +1,483+0.8% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 275,515 | $21.7M | 0.5% | +2,975+1.1% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 82,616 | $22.2M | 0.5% | +2,126+2.6% | Added | – |
| NIONIO Inc. | ADR | 433,990 | $23.1M | 0.5% | +159,239+58.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 10,788 | $26.3M | 0.6% | +27+0.3% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 169,980 | $26.4M | 0.6% | +5,472+3.3% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 95,495 | $26.5M | 0.6% | +5,414+6.0% | Added | History |
| HDHome Depot, Inc. | Stock | 84,487 | $26.9M | 0.6% | +19,326+29.7% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 69,223 | $27.2M | 0.6% | −7,944−10.3% | Reduced | – |
| CLFCleveland-Cliffs Inc. | COM | 1,327,781 | $28.6M | 0.7% | −121,641−8.4% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 251,572 | $29.0M | 0.7% | −28,131−10.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 193,533 | $29.2M | 0.7% | +24,662+14.6% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 583,815 | $29.6M | 0.7% | −27,659−4.5% | Reduced | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 401,218 | $30.3M | 0.7% | +79,147+24.6% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 553,628 | $30.3M | 0.7% | +44,953+8.8% | Added | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 977,657 | $32.1M | 0.8% | +181,302+22.8% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 271,524 | $34.8M | 0.8% | +43,068+18.9% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 436,714 | $37.5M | 0.9% | +70,659+19.3% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| UALUnited Airlines Holdings, Inc. | COM | $19.0K | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $18.0K | – |
| MSFTMicrosoft Corp | Stock | – | $9.00K |
| DISWalt Disney Co | Stock | $6.00K | – |
| XPEVXpeng Inc. | ADS | $6.00K | – |
| EIXEdison International | Stock | $3.00K | – |
| BACBank of America Corp | Stock | $2.00K | – |
| PENNPENN Entertainment, Inc. | COM | $2.00K | – |
| LYVLive Nation Entertainment, Inc. | COM | $1.00K | – |
Sold out since Q1 2021 (53)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| WSMWilliams Sonoma Inc | COM | 25,031 | $4.49M | 0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 215,053 | $4.20M | 0.1% | – |
| VRSKVerisk Analytics, Inc. | COM | 5,991 | $1.06M | <0.1% | History |
| RRXRegal Rexnord Corp | COM | 6,920 | $987.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 177,938 | $826.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 25,400 | $618.0K | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 12,159 | $585.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,817 | $532.0K | <0.1% | – |
| iShares Tr46429B614 | MSCI INDIA SM CP | 8,767 | $430.0K | <0.1% | – |
| DTDynatrace, Inc. | Stock | 8,850 | $427.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 8,355 | $419.0K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 30,400 | $418.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E545 | MSCI GBL TIMBR | 11,600 | $417.0K | <0.1% | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 25,500 | $416.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,937 | $402.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 10,985 | $375.0K | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 11,972 | $349.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 5,001 | $328.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 7,173 | $327.0K | <0.1% | History |
| DBX ETF Tr233051507 | XTRACK MSCI JAPN | 6,222 | $310.0K | <0.1% | – |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 13,700 | $304.0K | <0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 10,100 | $298.0K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,657 | $289.0K | <0.1% | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 8,380 | $285.0K | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 1,223 | $265.0K | <0.1% | – |
| FLGTFulgent Genetics, Inc. | COM | 2,625 | $254.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 9,883 | $251.0K | <0.1% | History |
| BWABorgwarner Inc | COM | 5,273 | $244.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 8,436 | $244.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 3,663 | $231.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,400 | $229.0K | <0.1% | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,111 | $225.0K | <0.1% | – |
| PIIPolaris Inc. | Stock | 1,678 | $224.0K | <0.1% | History |
| WisdomTree Tr97717W125 | FUTRE STRAT FD | 5,702 | $222.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 1,415 | $221.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,571 | $221.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 562 | $219.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 7,500 | $219.0K | <0.1% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | History |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | History |