Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 1,208
- No 13F data for Q4 2020
- Portfolio value
- $3.64B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TBLTToughbuilt Industries, Inc | COM NEW | 10,000 | $9.00K | <0.1% | – | – | History |
| FRTXFresh Tracks Therapeutics, Inc. | COM | 10,000 | $11.0K | <0.1% | – | – | History |
| MUXMcEwen Inc. | COM | 12,403 | $13.0K | <0.1% | – | – | History |
| DRRXDurect Corp | COM | 15,000 | $30.0K | <0.1% | – | – | History |
| SENSSenseonics Holdings, Inc. | COM | 12,300 | $32.0K | <0.1% | – | – | History |
| LFTLument Finance Trust, Inc. | COM | 10,695 | $38.0K | <0.1% | – | – | History |
| REFRResearch Frontiers Inc | COM | 13,820 | $39.0K | <0.1% | – | – | History |
| SANBanco Santander, S.A. | ADR | 12,773 | $44.0K | <0.1% | – | – | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 10,686 | $48.0K | <0.1% | – | – | – |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 50,000 | $54.0K | <0.1% | – | – | – |
| ASCArdmore Shipping Corp | COM | 12,055 | $55.0K | <0.1% | – | – | History |
| DHTDHT Holdings, Inc. | SHS NEW | 10,443 | $62.0K | <0.1% | – | – | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 18,206 | $63.0K | <0.1% | – | – | History |
| KRMDKORU Medical Systems, Inc. | COM | 17,919 | $63.0K | <0.1% | – | – | History |
| NCVVirtus Convertible & Income Fund | COM | 11,686 | $66.0K | <0.1% | – | – | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 29,062 | $70.0K | <0.1% | – | – | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 16,440 | $71.0K | <0.1% | – | – | History |
| Affimed N VN01045108 | COM | 10,000 | $79.0K | <0.1% | – | – | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 16,904 | $81.0K | <0.1% | – | – | History |
| CXEMFS High Income Municipal Trust | SH BEN INT | 17,350 | $88.0K | <0.1% | – | – | History |
| IOIon Geophysical Corp | COM NEW | 41,940 | $90.0K | <0.1% | – | – | History |
| CLOVClover Health Investments, Corp. | COM CL A | 12,348 | $93.0K | <0.1% | – | – | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 14,500 | $96.0K | <0.1% | – | – | History |
| PHKPIMCO High Income Fund | COM SHS | 15,340 | $103.0K | <0.1% | – | – | History |
| TXMDTherapeuticsMD, Inc. | COM | 79,450 | $106.0K | <0.1% | – | – | History |
| UECUranium Energy Corp | COM | 38,999 | $112.0K | <0.1% | – | – | History |
| SIRISirius XM Holdings Inc. | COM | 19,468 | $119.0K | <0.1% | – | – | History |
| RESRPC Inc | COM | 22,705 | $123.0K | <0.1% | – | – | History |
| SOLEmeren Group Ltd | SPONSORED ADS | 10,120 | $125.0K | <0.1% | – | – | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 13,618 | $132.0K | <0.1% | – | – | – |
| DMFBNY Mellon Municipal Income, Inc. | COM | 15,164 | $133.0K | <0.1% | – | – | History |
| DWTXDogwood Therapeutics, Inc. | COM | 23,523 | $135.0K | <0.1% | – | – | History |
| STEWSRH Total Return Fund, Inc. | COM | 10,929 | $137.0K | <0.1% | – | – | History |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 10,351 | $137.0K | <0.1% | – | – | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 13,783 | $142.0K | <0.1% | – | – | History |
| BMAMacro Bank Inc. | SPON ADR B | 10,775 | $144.0K | <0.1% | – | – | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 14,063 | $145.0K | <0.1% | – | – | History |
| INSGInseego Corp. | COM | 14,580 | $146.0K | <0.1% | – | – | History |
| TOPSTop Ships Inc. | COM | 80,510 | $152.0K | <0.1% | – | – | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 16,417 | $153.0K | <0.1% | – | – | History |
| XXII22nd Century Group, Inc. | COM | 49,310 | $162.0K | <0.1% | – | – | History |
| LUMNLumen Technologies, Inc. | Stock | 12,187 | $163.0K | <0.1% | – | – | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 12,299 | $163.0K | <0.1% | – | – | History |
| FUVArcimoto Inc | COM | 12,385 | $164.0K | <0.1% | – | – | History |
| AHRTAH Realty Trust, Inc. | COM | 13,170 | $165.0K | <0.1% | – | – | History |
| ABRArbor Realty Trust Inc | COM | 10,445 | $166.0K | <0.1% | – | – | History |
| CRONCronos Group Inc. | COM | 17,514 | $166.0K | <0.1% | – | – | History |
| IVRInvesco Mortgage Capital Inc. | COM | 41,980 | $168.0K | <0.1% | – | – | History |
| KTFDWS Municipal Income Trust | COM | 14,964 | $174.0K | <0.1% | – | – | History |
| FSRFisker Inc. | CL A COM STK | 10,340 | $178.0K | <0.1% | – | – | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 11,528 | $179.0K | <0.1% | – | – | History |
| LANDGladstone Land Corp | COM | 10,000 | $183.0K | <0.1% | – | – | History |
| FGBFirst Trust Specialty Finance & Financial Opportunities Fund | COM BEN INTR | 46,839 | $187.0K | <0.1% | – | – | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,302 | $191.0K | <0.1% | – | – | History |
| FMNBFarmers National Banc Corp | COM | 11,410 | $191.0K | <0.1% | – | – | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 20,296 | $192.0K | <0.1% | – | – | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 20,542 | $195.0K | <0.1% | – | – | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 20,009 | $196.0K | <0.1% | – | – | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,638 | $200.0K | <0.1% | – | – | History |
| LEGLeggett & Platt Inc | Stock | 4,400 | $201.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V217 | S&P MDCP400 PR | 921 | $202.0K | <0.1% | – | – | – |
| SLFSun Life Financial Inc | COM | 3,997 | $202.0K | <0.1% | – | – | History |
| OLEDUniversal Display Corp | COM | 855 | $202.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V811 | DORSEY WRGT TECH | 1,402 | $202.0K | <0.1% | – | – | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 7,631 | $203.0K | <0.1% | – | – | – |
| CPECallon Petroleum Co | COM | 5,263 | $203.0K | <0.1% | – | – | History |
| OPIOffice Properties Income Trust | COM SHS BEN INT | 7,371 | $203.0K | <0.1% | – | – | History |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 3,450 | $204.0K | <0.1% | – | – | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,592 | $204.0K | <0.1% | – | – | – |
| WDCWestern Digital Corp | COM | 3,084 | $206.0K | <0.1% | – | – | History |
| iShares Tr464287788 | U.S. FINLS ETF | 2,772 | $208.0K | <0.1% | – | – | – |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 67,290 | $208.0K | <0.1% | – | – | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 9,620 | $208.0K | <0.1% | – | – | History |
| ADMArcher-Daniels-Midland Co | Stock | 3,670 | $209.0K | <0.1% | – | – | History |
| DFSDiscover Financial Services | COM | 2,203 | $209.0K | <0.1% | – | – | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 2,648 | $210.0K | <0.1% | – | – | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 6,278 | $210.0K | <0.1% | – | – | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 2,728 | $210.0K | <0.1% | – | – | – |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,020 | $210.0K | <0.1% | – | – | History |
| MSIMotorola Solutions, Inc. | Stock | 1,121 | $211.0K | <0.1% | – | – | History |
| APPSDigital Turbine, Inc. | COM NEW | 2,623 | $211.0K | <0.1% | – | – | History |
| iShares Tr464287861 | EUROPE ETF | 4,198 | $211.0K | <0.1% | – | – | – |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 7,824 | $212.0K | <0.1% | – | – | – |
| CRLCharles River Laboratories International, Inc. | COM | 733 | $212.0K | <0.1% | – | – | History |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 8,000 | $212.0K | <0.1% | – | – | – |
| Kraneshares Tr500767827 | ELEC VEH FUTUR | 5,005 | $212.0K | <0.1% | – | – | – |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 8,030 | $213.0K | <0.1% | – | – | – |
| UBSIUnited Bankshares Inc | COM | 5,526 | $213.0K | <0.1% | – | – | History |
| UHALU-Haul Holding Co | COM | 348 | $213.0K | <0.1% | – | – | History |
| RMDResmed Inc | COM | 1,101 | $214.0K | <0.1% | – | – | History |
| WBSWebster Financial Corp | COM | 3,880 | $214.0K | <0.1% | – | – | History |
| HSTHost Hotels & Resorts, Inc. | COM | 12,701 | $214.0K | <0.1% | – | – | History |
| LADRLadder Capital Corp | CL A | 18,233 | $215.0K | <0.1% | – | – | History |
| ACCAmerican Campus Communities Inc | COM | 4,975 | $215.0K | <0.1% | – | – | History |
| CRCrane Co | COM | 2,288 | $215.0K | <0.1% | – | – | History |
| OPENOpendoor Technologies Inc. | COM | 10,252 | $217.0K | <0.1% | – | – | History |
| iShares Tr464288372 | GLB INFRASTR ETF | 4,838 | $218.0K | <0.1% | – | – | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 25,610 | $218.0K | <0.1% | – | – | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 1,006 | $218.0K | <0.1% | – | – | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 14,672 | $219.0K | <0.1% | – | – | History |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.