Polygon Management Ltd.
- SEC CIK
- 0001515070
- Latest filing
- Aug 12, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 46
- −5 vs. Q2 2023
- Portfolio value
- $548.3M
- −$192.3M (−26.0%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 18,898 | $302 | <0.1% | 00.0% | Unchanged | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 16,639 | $890 | <0.1% | 00.0% | Unchanged | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 24,121 | $965 | <0.1% | 00.0% | Unchanged | History |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 29,824 | $2.34K | <0.1% | 00.0% | Unchanged | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 25,020 | $3.14K | <0.1% | 00.0% | Unchanged | – |
| Skillsoft Corp.83066P119 | *W EXP 06/11/202 | 450,630 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 50,164 | $5.59K | <0.1% | 00.0% | Unchanged | – |
| Allego N VN0796A118 | *W EXP 03/16/202 | 24,328 | $10.2K | <0.1% | 00.0% | Unchanged | – |
| Cazoo Group LtdG2007L204 | COMMON STOCK | 409,949 | $223.5K | <0.1% | −26,808−6.1% | Reduced | – |
| LTHMLivent Corp. | COM | 15,600 | $287.2K | 0.1% | +3,600+30.0% | Added | History |
| SENSSenseonics Holdings, Inc. | COM | 597,171 | $360.6K | 0.1% | −1,127,632−65.4% | Reduced | History |
| Inseego Corp.45782BAD6 | NOTE 3.250% 5/0 | – | $420.8K | 0.1% | – | – | – |
| ALBAlbemarle Corp | Stock | 4,897 | $832.7K | 0.2% | +15+0.3% | Added | History |
| Freeline Therapeutics Hldgs35655L206 | SPONSORED ADS | 266,666 | $1.15M | 0.2% | 00.0% | Unchanged | – |
| TECKTeck Resources Ltd | CL B | 27,520 | $1.19M | 0.2% | +6,890+33.4% | Added | History |
| SNOWSnowflake Inc. | Stock | 10,000 | $1.53M | 0.3% | 00.0% | Unchanged | History |
| OTLYOatly Group AB | SPONSORED ADS | 2,088,892 | $1.87M | 0.3% | +88,892+4.4% | Added | History |
| 2U, LLC90214JAB7 | NOTE 2.250% 5/0 | – | $3.63M | 0.7% | – | – | – |
| HTZWWHertz Global Holdings, Inc | Common Stock | 725,064 | $4.44M | 0.8% | −297,384−29.1% | Reduced | History |
| Cutera Inc232109AB4 | NOTE 2.250% 3/1 | – | $5.55M | 1.0% | – | – | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $5.62M | 1.0% | – | – | – |
| Spotify USA Inc84921RAB6 | NOTE 3/1 | – | $6.20M | 1.1% | – | – | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 94,480 | $6.97M | 1.3% | +2,715+3.0% | Added | – |
| Corenergy Infrastructure Tr21870UAC0 | NOTE 5.875% 8/1 | – | $8.17M | 1.5% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $9.88M | 1.8% | – | – | – |
| INFAInformatica Inc. | COM CL A | 483,554 | $10.2M | 1.9% | −63,360−11.6% | Reduced | History |
| Allegheny Technologies Inc01741RAK8 | NOTE 3.500% 6/1 | – | $10.8M | 2.0% | – | – | – |
| TARSTarsus Pharmaceuticals, Inc. | COM | 615,000 | $10.9M | 2.0% | +450,000+272.7% | Added | History |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $12.2M | 2.2% | – | – | – |
| Oatly Group AB67421JAB4 | DEBT 9.250% 9/1 | – | $12.9M | 2.4% | – | – | – |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $13.7M | 2.5% | – | – | – |
| BALYBally's Corp | COM | 1,100,000 | $14.4M | 2.6% | 00.0% | Unchanged | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $18.0M | 3.3% | – | – | – |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $18.4M | 3.4% | – | – | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 110,000 | $18.4M | 3.4% | −50,000−31.3% | Reduced | History |
| AYXAlteryx, Inc. | COM CL A | 500,000 | $18.8M | 3.4% | +150,000+42.9% | Added | History |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $19.3M | 3.5% | – | – | – |
| Lithium Amers Corp New53680QAA6 | NOTE 1.750% 1/1 | – | $19.4M | 3.5% | – | – | – |
| CXMSprinklr, Inc. | CL A | 1,900,000 | $26.3M | 4.8% | 00.0% | Unchanged | History |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $27.5M | 5.0% | – | – | – |
| AUTLAutolus Therapeutics plc | SPON ADS | 12,000,000 | $28.0M | 5.1% | 00.0% | Unchanged | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 1,903,662 | $29.4M | 5.4% | 00.0% | Unchanged | History |
| Cytokinetics Inc23282WAC4 | NOTE 3.500% 7/0 | – | $30.1M | 5.5% | – | New | – |
| LYFTLyft, Inc. | CL A COM | 3,400,000 | $35.8M | 6.5% | −490,203−12.6% | Reduced | History |
| PATHUiPath, Inc. | Stock | 3,300,000 | $56.5M | 10.3% | −29,110−0.9% | Reduced | History |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $58.9M | 10.7% | – | – | – |
Sold out since Q2 2023 (6)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 1,224,755 | $90.3M | 12.2% | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $84.0M | 11.3% | – |
| Antero Resources Corp03674XAM8 | NOTE 4.250% 9/0 | – | $13.3M | 1.8% | – |
| Aurora Cannabis Inc05156XAG3 | CONVERTIBLE BOND | – | $2.01M | 0.3% | – |
| CGCCanopy Growth Corp | COM | 2,394,839 | $922.3K | 0.1% | History |
| SBIGWSBIG Holdings, Inc. | *W EXP 06/14/202 | 50,000 | $1.33K | <0.1% | History |