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Polygon Management Ltd.

SEC CIK
0001515070
Latest filing
Aug 12, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
51
−3 vs. Q1 2023
Portfolio value
$740.6M
−$6.84M (−0.9%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Polygon Management Ltd. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Chesapeake Energy Corp165167164*W EXP 99/99/9991,224,755$90.3M12.2%00.0%Unchanged–
Envista Holdings Corp29415FAB0NOTE 2.375% 6/0–$84.0M11.3%–––
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/0–$64.4M8.7%–––
PATHUiPath, Inc.Stock3,329,110$55.2M7.4%+336,410+11.2%AddedHistory
LYFTLyft, Inc.CL A COM3,890,203$37.3M5.0%+408,600+11.7%AddedHistory
Nice Sys Inc65366HAB9NOTE 1.250% 1/1–$33.5M4.5%–––
TAKTakeda Pharmaceutical Co LtdADR1,903,662$29.9M4.0%00.0%UnchangedHistory
AUTLAutolus Therapeutics plcSPON ADS12,000,000$28.6M3.9%+2,000,000+20.0%AddedHistory
CXMSprinklr, Inc.CL A1,900,000$26.3M3.5%−118,352−5.9%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock160,000$23.5M3.2%−40,000−20.0%ReducedHistory
NCL Corp Ltd62886HAT8NOTE 6.000% 5/1–$22.2M3.0%–––
MicroStrategy Inc594972AC5NOTE 0.750%12/1–$18.5M2.5%–––
Chart Inds Inc16115QAE0NOTE 1.000%11/1–$18.4M2.5%–––
Cutera Inc232109AD0NOTE 2.250% 6/0–$18.2M2.5%–New–
Oatly Group AB67421JAB4DEBT 9.250% 9/1–$18.1M2.4%–New–
BALYBally's CorpCOM1,100,000$17.1M2.3%+50,000+4.8%AddedHistory
AYXAlteryx, Inc.COM CL A350,000$15.9M2.1%+250,000+250.0%AddedHistory
Antero Resources Corp03674XAM8NOTE 4.250% 9/0–$13.3M1.8%–––
Lithium Amers Corp New53680QAA6NOTE 1.750% 1/1–$12.7M1.7%–––
Guardant Health, Inc.40131MAB5NOTE 11/1–$12.7M1.7%–––
Allegheny Technologies Inc01741RAK8NOTE 3.500% 6/1–$11.6M1.6%–––
Eagle Bulk Shipping Inc.269442AB5CONVERTIBLE BOND–$11.0M1.5%–––
HTZWWHertz Global Holdings, IncCommon Stock1,022,448$10.3M1.4%−25,967−2.5%ReducedHistory
INFAInformatica Inc.COM CL A546,914$10.1M1.4%+196,914+56.3%AddedHistory
Corenergy Infrastructure Tr21870UAC0NOTE 5.875% 8/1–$8.57M1.2%–––
BridgeBio Pharma, Inc.10806XAB8NOTE 2.500% 3/1–$7.85M1.1%–––
iShares Tr464288513IBOXX HI YD ETF91,765$6.89M0.9%−11,065−10.8%Reduced–
Cutera Inc232109AB4NOTE 2.250% 3/1–$6.62M0.9%–––
Spotify USA Inc84921RAB6NOTE 3/1–$6.19M0.8%–––
OTLYOatly Group ABSPONSORED ADS2,000,000$4.10M0.6%00.0%UnchangedHistory
2U, LLC90214JAB7NOTE 2.250% 5/0–$4.03M0.5%–––
TARSTarsus Pharmaceuticals, Inc.COM165,000$2.98M0.4%+165,000NewHistory
Aurora Cannabis Inc05156XAG3CONVERTIBLE BOND–$2.01M0.3%–––
SNOWSnowflake Inc.Stock10,000$1.76M0.2%−40,000−80.0%ReducedHistory
SENSSenseonics Holdings, Inc.COM1,724,803$1.32M0.2%+1,724,803NewHistory
ALBAlbemarle CorpStock4,882$1.09M0.1%+1,807+58.8%AddedHistory
CGCCanopy Growth CorpCOM2,394,839$922.3K0.1%+2,394,839NewHistory
TECKTeck Resources LtdCL B20,630$868.5K0.1%−5,500−21.0%ReducedHistory
Inseego Corp.45782BAD6NOTE 3.250% 5/0–$860.8K0.1%–––
Freeline Therapeutics Hldgs35655L206SPONSORED ADS266,666$688.0K0.1%+266,666New–
Cazoo Group LtdG2007L204COMMON STOCK436,757$515.4K0.1%00.0%Unchanged–
LTHMLivent Corp.COM12,000$329.2K<0.1%+12,000NewHistory
Skillsoft Corp.83066P119*W EXP 06/11/202450,630$30.4K<0.1%00.0%Unchanged–
Ross Acquisition Corp IIG7641C114*W EXP 02/01/20250,164$8.49K<0.1%00.0%Unchanged–
Allego N VN0796A118*W EXP 03/16/20224,328$7.05K<0.1%00.0%Unchanged–
Slam Corp.G8210L121*W EXP 02/23/20225,020$4.75K<0.1%00.0%Unchanged–
Apollo Strategic GRWT CPTL IG0412A128*W EXP 02/12/20229,824$3.66K<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/20250,000$1.33K<0.1%00.0%UnchangedHistory
JWSWFJaws Mustang Acquisition Corp*W EXP 01/30/20224,121$1.21K<0.1%00.0%UnchangedHistory
Sonder Holdings Inc.83542D110CALL EXP31JAN2218,898$661<0.1%00.0%Unchanged–
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20216,639$562<0.1%00.0%Unchanged–

Sold out since Q1 2023 (10)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Polygon Management Ltd. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
World Wrestling Entmt Inc98156QAB4NOTE 3.375%12/1–$55.0M7.4%–
Heska Corp42805EAB4NOTE 3.750% 9/1–$4.27M0.6%–
Ahren Acquisition Corp.G01322109CLASS A ORD SHS350,000$3.64M0.5%–
Colliers Intl Group Inc194693AB3NOTE 4.000% 6/0–$2.85M0.4%–
Freeline Therapeutics Hldgs35655L107SPONSORED ADS4,000,000$1.82M0.2%–
Coinbase Global, Inc.19260QAB3NOTE 0.500% 6/0–$1.61M0.2%–
APGBApollo Strategic Growth Capital IISHS CL A149,123$1.53M0.2%History
Panacea Acquisition Corp. IIG6882C106CL A SHS59,681$609.9K0.1%–
Ambac Finl Group Inc023139116*W EXP 04/30/202648,191$83.0K<0.1%–
Ahren Acquisition Corp.G01322125*W EXP 12/09/202175,000$24.1K<0.1%–