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Livermore
Livermore
ZHEN

Gateway Advisory, LLC

SEC CIK
0001512404
Latest filing
Nov 14, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 21, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
117
+13 vs. Q2 2021
Portfolio value
$480.4M
+$10.7M (+2.3%) vs. Q2 2021
Filed
Oct 21, 2021
SEC
Holdings of Gateway Advisory, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NMTR9 Meters Biopharma, Inc.COM10,000$13.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM15,301$28.0K<0.1%+15,301NewHistory
LYGLloyds Banking Group plcSPONSORED ADR12,127$30.0K<0.1%+127+1.1%AddedHistory
NOKNokia CorpSPONSORED ADR10,010$55.0K<0.1%+10+0.1%AddedHistory
PGENPrecigen, Inc.COM20,170$101.0K<0.1%+20,170NewHistory
ROKURoku, IncCOM CL A639$200.0K<0.1%+639NewHistory
BXBlackstone Inc.COM1,788$208.0K<0.1%+1,788NewHistory
Exchange Listed FDS Tr30151E814HIGH YIELD ETF6,579$211.0K<0.1%+30.0%Added–
TSLATesla, Inc.Stock277$215.0K<0.1%+277NewHistory
ABRArbor Realty Trust IncCOM11,897$220.0K<0.1%+432+3.8%AddedHistory
PFEPfizer IncStock5,143$221.0K<0.1%+5,143NewHistory
iShares Tr46435G474FALN ANGLS USD7,400$223.0K<0.1%+7,400New–
iShares Tr464288646ISHS 1-5YR INVS4,116$225.0K<0.1%+93+2.3%Added–
MSEXMiddlesex Water CoCOM2,219$228.0K<0.1%+2,219NewHistory
SYKStryker CorpStock867$229.0K<0.1%+37+4.5%AddedHistory
CHDChurch & Dwight Co IncCOM2,855$236.0K<0.1%+120+4.4%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,572$238.0K<0.1%+1,572NewHistory
GDGeneral Dynamics CorpStock1,234$242.0K0.1%+100+8.8%AddedHistory
IBMInternational Business Machines CorpStock1,756$244.0K0.1%−723−29.2%ReducedHistory
Vanguard S&P 500 ETF922908363ETF620$245.0K0.1%+6+1.0%Added–
WMTWalmart Inc.Stock1,771$247.0K0.1%+67+3.9%AddedHistory
DISWalt Disney CoStock1,515$256.0K0.1%+1,515NewHistory
Schwab U.S. Large-Cap ETF808524201ETF2,525$263.0K0.1%00.0%Unchanged–
BDXBecton Dickinson & CoStock1,073$264.0K0.1%+1,073NewHistory
iShares Global Clean Energy ETF464288224ETF12,173$264.0K0.1%+1,500+14.1%Added–
TXNTexas Instruments IncStock1,385$266.0K0.1%+1,385NewHistory
VZVerizon Communications IncStock4,976$269.0K0.1%+4,976NewHistory
CMCanadian Imperial Bank of CommerceCOM269,696$270.0K0.1%+269,696NewHistory
TAT&T Inc.Stock10,129$274.0K0.1%+10,129NewHistory
ZBRAZebra Technologies CorpCL A537$277.0K0.1%+15+2.9%AddedHistory
STXSeagate Technology Holdings plcORD SHS3,496$288.0K0.1%+107+3.2%AddedHistory
PYPLPayPal Holdings, Inc.Stock1,114$290.0K0.1%−11−1.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock1,078$294.0K0.1%+261+31.9%AddedHistory
NSNuStar Energy L.P.UNIT COM19,505$307.0K0.1%+3,631+22.9%AddedHistory
TGTTarget CorpStock1,388$318.0K0.1%−1,092−44.0%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF10,699$326.0K0.1%+1,000+10.3%Added–
MGAMagna International IncCOM4,629$348.0K0.1%+60+1.3%AddedHistory
DEDeere & CoStock1,048$351.0K0.1%+9+0.9%AddedHistory
Direxion Shs ETF Tr25459W102DLY TECH BULL 3X6,250$354.0K0.1%00.0%Unchanged–
KKRKKR & Co. Inc.COM5,924$361.0K0.1%00.0%UnchangedHistory
AMATApplied Materials IncStock2,816$363.0K0.1%+75+2.7%AddedHistory
FITBFifth Third BancorpCOM8,734$371.0K0.1%+114+1.3%AddedHistory
CNQCanadian Natural Resources LtdCOM11,511$421.0K0.1%+103+0.9%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL7,144$435.0K0.1%00.0%Unchanged–
LENLennar CorpCL A4,687$439.0K0.1%+29+0.6%AddedHistory
PHParker-Hannifin CorpStock1,575$440.0K0.1%+33+2.1%AddedHistory
EPAMEPAM Systems, Inc.COM788$450.0K0.1%+788NewHistory
PEGPublic Service Enterprise Group IncCOM7,503$457.0K0.1%+7,503NewHistory
CVXChevron CorpStock4,527$459.0K0.1%+1,178+35.2%AddedHistory
METAMeta Platforms, Inc.Stock1,378$468.0K0.1%+1,378NewHistory
GOOGLAlphabet Inc.Stock177$473.0K0.1%+177NewHistory
COFCapital One Financial CorpStock2,968$481.0K0.1%+63+2.2%AddedHistory
NETCloudflare, Inc.CL A COM4,308$485.0K0.1%+4,308NewHistory
SPGSimon Property Group Inc.REIT3,756$488.0K0.1%+72+2.0%AddedHistory
HUBSHubSpot IncCOM754$510.0K0.1%+754NewHistory
CNHCNH Industrial N.V.SHS31,037$516.0K0.1%+615+2.0%AddedHistory
URIUnited Rentals, Inc.COM1,494$524.0K0.1%+29+2.0%AddedHistory
PGProcter & Gamble CoStock4,253$595.0K0.1%+4,253NewHistory
BRBroadridge Financial Solutions, Inc.Stock3,583$597.0K0.1%00.0%UnchangedHistory
ALGNAlign Technology IncCOM911$606.0K0.1%+14+1.6%AddedHistory
NVDANVIDIA CorpStock2,988$619.0K0.1%+2,988NewHistory
DFSDiscover Financial ServicesCOM5,060$622.0K0.1%+87+1.7%AddedHistory
UPSUnited Parcel Service IncStock3,611$658.0K0.1%+3,611NewHistory
SIVBSVB Financial GroupCOM1,022$661.0K0.1%+18+1.8%AddedHistory
FFord Motor CoStock47,396$671.0K0.1%+47,396NewHistory
AVTRAvantor, Inc.COM16,427$672.0K0.1%+161+1.0%AddedHistory
AMZNAmazon Com IncStock216$710.0K0.1%+37+20.7%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN16,200$803.0K0.2%+16,200NewHistory
GOOGAlphabet Inc.Stock318$848.0K0.2%+318NewHistory
ProShares Tr74348A467S&P 500 DV ARIST10,886$964.0K0.2%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF2,514$1.01M0.2%+450+21.8%Added–
UNPUnion Pacific CorpStock5,214$1.02M0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR19,432$1.11M0.2%+6,708+52.7%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS22,982$1.17M0.2%00.0%Unchanged–
iShares Core U.S. Aggregate Bond ETF464287226ETF11,751$1.35M0.3%+1,021+9.5%Added–
Schwab U.S. Broad Market ETF808524102ETF13,029$1.35M0.3%00.0%Unchanged–
FCCY1st Constitution BancorpCOM60,760$1.44M0.3%+228+0.4%AddedHistory
ADPAutomatic Data Processing IncStock7,819$1.56M0.3%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM29,905$1.76M0.4%+2,060+7.4%AddedHistory
GEGeneral Electric CoStock19,402$2.00M0.4%+841+4.5%AddedConverted for a 1-for-8 splitHistory
iShares Tr46434V878ULTRA SHORT DUR39,985$2.02M0.4%+1,982+5.2%Added–
JNJJohnson & JohnsonStock15,284$2.47M0.5%+11,928+355.4%AddedHistory
iShares Tr46435U697IBONDS DEC105,030$2.83M0.6%+4,104+4.1%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF71,799$3.55M0.7%+1,248+1.8%Added–
CATCaterpillar IncStock18,518$3.56M0.7%+307+1.7%AddedHistory
DOWDow Inc.Stock65,613$3.78M0.8%−178−0.3%ReducedHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL22,087$3.84M0.8%+22,087New–
AAPLApple Inc.Stock28,230$4.00M0.8%+1,087+4.0%AddedHistory
IAUiShares Gold TrustETF121,249$4.05M0.8%+8,560+7.6%AddedHistory
Schwab US Tips ETF808524870ETF67,274$4.21M0.9%+1,803+2.8%Added–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX23,824$4.24M0.9%+501+2.1%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT28,518$4.27M0.9%+26,247+1,155.7%Added–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX21,559$4.34M0.9%+503+2.4%Added–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX36,885$4.53M0.9%+1,928+5.5%Added–
iShares Tr46435G318IBONDS DEC2023190,271$4.95M1.0%+3,742+2.0%Added–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 40055,291$4.97M1.0%+1,238+2.3%Added–
Invesco QQQ Trust Series I46090E103ETF13,899$4.97M1.0%+792+6.0%Added–
iShares Tr46435G789IBONDS DEC2021202,242$5.17M1.1%+3,981+2.0%Added–
NKENIKE, Inc.Stock35,763$5.19M1.1%+6,310+21.4%AddedHistory
iShares Tr46435G755IBONDS DEC2022199,670$5.23M1.1%+4,015+2.1%Added–

Sold out since Q2 2021 (15)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Gateway Advisory, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH17,076$3.90M0.8%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH18,747$3.76M0.8%–
CRWDCrowdStrike Holdings, Inc.Stock2,543$639.0K0.1%History
OXYOccidental Petroleum CorpStock19,112$598.0K0.1%History
ALBAlbemarle CorpStock3,268$551.0K0.1%History
CZRCaesars Entertainment, Inc.COM5,268$547.0K0.1%History
MRNAModerna, Inc.Stock2,290$538.0K0.1%History
FDXFedEx CorpStock1,750$522.0K0.1%History
FCXFreeport-McMoran IncStock13,993$519.0K0.1%History
RCLRoyal Caribbean Cruises LtdCOM5,556$474.0K0.1%History
EXPEExpedia Group, Inc.Stock2,776$454.0K0.1%History
Paramount Global92556H206CL B9,078$410.0K0.1%–
LYFTLyft, Inc.CL A COM6,054$366.0K0.1%History
NUENucor CorpCOM3,328$319.0K0.1%History
CSCOCisco Systems, Inc.Stock5,265$279.0K0.1%History