Skip to main content
Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 19, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
2,621
+115 vs. Q2 2025
Portfolio value
$49.0B
+$4.22B (+9.4%) vs. Q2 2025
Filed
Nov 19, 2025
SEC
Holdings of Captrust Financial Advisors in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
ACONWAclarion, Inc.*W EXP 04/21/20278,400$2.40K<0.1%00.0%UnchangedHistory
RLYBRallybio CorpCOM10,000$4.99K<0.1%00.0%UnchangedHistory
Cohen & Steers Infrastructur19248A117RIGHT 10/16/202571,951$5.61K<0.1%+71,951New–
CANFCan-Fite BioPharma Ltd.SPONSORED ADR11,375$7.04K<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR68,723$8.93K<0.1%−10,360−13.1%ReducedHistory
GOROGoldgroup Mining Inc.COM12,777$10.7K<0.1%−78,562−86.0%ReducedHistory
CISOCISO Global, Inc.COM NEW13,334$14.0K<0.1%00.0%UnchangedHistory
RNXTRenovoRx, Inc.COM NEW12,307$15.6K<0.1%00.0%UnchangedHistory
ZNTLZentalis Pharmaceuticals, Inc.COM10,464$15.8K<0.1%−1,378−11.6%ReducedHistory
FURYFury Gold Mines LtdCOM24,322$15.9K<0.1%00.0%UnchangedHistory
LABStandard Biotools Inc.COM12,547$16.3K<0.1%+617+5.2%AddedHistory
CHRSCoherus Oncology, Inc.COM10,762$17.6K<0.1%−1,310−10.9%ReducedHistory
DYAIDyadic International IncCOM15,000$17.7K<0.1%00.0%UnchangedHistory
OLPXOlaplex Holdings, Inc.COM13,765$18.0K<0.1%+13,765NewHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW14,069$19.0K<0.1%−21,513−60.5%ReducedHistory
TRXTRX GOLD CorpCOM30,486$19.3K<0.1%00.0%UnchangedHistory
ALLOAllogene Therapeutics, Inc.COM15,715$19.5K<0.1%+15,715NewHistory
REKRRekor Systems, Inc.COM12,507$19.6K<0.1%−1,133−8.3%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM29,255$19.7K<0.1%00.0%UnchangedHistory
BAERBridger Aerospace Group Holdings, Inc.COM10,755$19.9K<0.1%−13,282−55.3%ReducedHistory
GERNGeron CorpCOM14,685$20.1K<0.1%+294+2.0%AddedHistory
HAINHain Celestial Group IncCOM12,757$20.2K<0.1%+12,757NewHistory
VGZVista Gold CorpCOM NEW10,766$22.9K<0.1%−30,145−73.7%ReducedHistory
TLSATiziana Life Sciences LtdCOM11,000$23.8K<0.1%00.0%UnchangedHistory
KOSKosmos Energy Ltd.COM14,747$24.5K<0.1%+14,747NewHistory
FATEFate Therapeutics IncCOM19,489$24.6K<0.1%−115−0.6%ReducedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW17,112$26.9K<0.1%−7,310−29.9%ReducedHistory
ZOOZZOOZ Strategy Ltd.SHARE12,647$27.1K<0.1%+12,647NewHistory
AKBAAkebia Therapeutics, Inc.COM10,042$27.4K<0.1%+10,042NewHistory
PAVMPAVmed Inc.COM NEW65,047$28.0K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM NEW19,299$28.2K<0.1%+7,103+58.2%AddedHistory
TRIBTrinity Biotech PLCSPONS ADR NEW27,247$28.3K<0.1%+27,247NewHistory
HPPHudson Pacific Properties, Inc.COM10,485$28.9K<0.1%+10,485NewHistory
BORRBorr Drilling LtdSHS10,855$29.2K<0.1%+10,855NewHistory
CCCCC4 Therapeutics, Inc.COM STK14,889$33.1K<0.1%−2,150−12.6%ReducedHistory
WITWipro LtdSPON ADR 1 SH12,573$33.1K<0.1%+1,954+18.4%AddedHistory
ALITAlight, Inc. / DelawareCOM CL A10,594$34.5K<0.1%−11,374−51.8%ReducedHistory
AGLagilon health, inc.COM34,138$35.2K<0.1%−8,511−20.0%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT17,290$35.6K<0.1%+368+2.2%AddedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD14,000$37.7K<0.1%−8,000−36.4%ReducedHistory
HYLNHyliion Holdings Corp.COMMON STOCK19,489$38.4K<0.1%+163+0.8%AddedHistory
ASRVAmeriserv Financial IncCOM13,483$39.1K<0.1%00.0%UnchangedHistory
ARMPArmata Pharmaceuticals, Inc.COM13,140$39.2K<0.1%00.0%UnchangedHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/014,000$39.5K<0.1%00.0%Unchanged–
ARBEArbe Robotics Ltd.COM25,000$41.3K<0.1%−18−0.1%ReducedHistory
EBEventbrite, Inc.COM CL A16,482$41.5K<0.1%+470+2.9%AddedHistory
TBLATaboola.com Ltd.ORD SHS12,271$41.8K<0.1%−273−2.2%ReducedHistory
CNDTCONDUENT IncCOM16,273$45.6K<0.1%−1,843−10.2%ReducedHistory
VSTSVestis CorpCOM SHS10,145$46.0K<0.1%−10,454−50.8%ReducedHistory
AIFCAI Financial CorpCOM17,246$46.4K<0.1%+17,246NewHistory
LPROOpen Lending CorpCOM22,142$46.7K<0.1%−2,004−8.3%ReducedHistory
AMBPArdagh Metal Packaging S.A.SHS12,070$48.2K<0.1%+1,125+10.3%AddedHistory
GNSSGenasys Inc.COM20,000$49.0K<0.1%+20,000NewHistory
QSIQuantum-Si IncCOM CL A34,828$49.1K<0.1%+518+1.5%AddedHistory
TDAYUSA TODAY Co., Inc.COM11,984$49.5K<0.1%+11,984NewHistory
ERASErasca, Inc.COM22,901$49.9K<0.1%−31,210−57.7%ReducedHistory
EGHT8X8 IncCOM23,828$50.5K<0.1%+12,237+105.6%AddedHistory
ASRTAssertio Holdings, Inc.COM NEW57,490$50.6K<0.1%00.0%UnchangedHistory
PZGParamount Gold Nevada Corp.COM41,261$50.8K<0.1%−84,415−67.2%ReducedHistory
ANTXAN2 Therapeutics, Inc.COM40,000$50.8K<0.1%00.0%UnchangedHistory
CERSCerus CorpCOM32,135$51.1K<0.1%+1,026+3.3%AddedHistory
CWDCaliberCos Inc.COM CL A11,514$51.1K<0.1%+11,514NewHistory
BRYBerry Corp (bry)COM13,640$51.6K<0.1%+13,640NewHistory
IRDOpus Genetics, Inc.COM32,000$52.8K<0.1%00.0%UnchangedHistory
CTKBCytek Biosciences, Inc.COM15,278$53.0K<0.1%+2,574+20.3%AddedHistory
THMInternational Tower Hill Mines LtdCOM32,493$53.3K<0.1%−48,649−60.0%ReducedHistory
SANASana Biotechnology, Inc.COM15,217$54.0K<0.1%−576−3.6%ReducedHistory
EDITEditas Medicine, Inc.COM15,774$54.7K<0.1%+3,972+33.7%AddedHistory
PSNYPolestar Automotive Holding UK PLCADS A58,700$55.2K<0.1%00.0%UnchangedHistory
BRSPBrightSpire Capital, Inc.COM CL A10,198$55.4K<0.1%+10,198NewHistory
EODAllspring Global Dividend Opportunity FundCOM10,000$57.0K<0.1%−2,275−18.5%ReducedHistory
Osisko Development Corp68828E809COM NEW17,000$57.6K<0.1%+17,000New–
WOWWideOpenWest, Inc.COM11,495$59.3K<0.1%+408+3.7%AddedHistory
GTNGray Media, IncCOM10,632$61.5K<0.1%+10,632NewHistory
HRTXHeron Therapeutics, Inc.COM48,956$61.7K<0.1%+1,335+2.8%AddedHistory
EPSNEpsilon Energy Ltd.COM12,539$63.2K<0.1%+1,508+13.7%AddedHistory
LFSTLifeStance Health Group, Inc.COM11,691$64.3K<0.1%+11,691NewHistory
APPSDigital Turbine, Inc.COM NEW10,316$66.0K<0.1%+10,316NewHistory
DCHDauch CorpCOM11,029$66.3K<0.1%+11,029NewHistory
UDMYUdemy, Inc.COM10,006$70.1K<0.1%+10,006NewHistory
JVACoffee Holding Co IncCOM15,374$70.3K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM11,594$70.4K<0.1%−66−0.6%ReducedHistory
HNSTHonest Company, Inc.COM19,133$70.4K<0.1%+4,105+27.3%AddedHistory
HLLYHolley Inc.COM22,510$70.7K<0.1%+384+1.7%AddedHistory
CMPXCompass Therapeutics, Inc.COM20,524$71.8K<0.1%+199+1.0%AddedHistory
OISOil States International, IncCOM11,930$72.3K<0.1%+11,930NewHistory
TTITetra Technologies IncCOM12,920$74.3K<0.1%+12,920NewHistory
ITRMIterum Therapeutics plcSHS111,600$74.8K<0.1%+100,100+870.4%AddedHistory
ACONAclarion, Inc.COM NEW10,000$75.0K<0.1%+10,000NewHistory
KRNYKearny Financial Corp.COM11,545$75.9K<0.1%+11,545NewHistory
GRNTGranite Ridge Resources, Inc.COM14,586$78.9K<0.1%+14,586NewHistory
BGSB&G Foods, Inc.COM18,071$80.1K<0.1%+18,071NewHistory
IRWDIronwood Pharmaceuticals IncCOM CL A63,154$82.7K<0.1%+18,707+42.1%AddedHistory
VVRInvesco Senior Income TrustCOM24,780$85.7K<0.1%00.0%UnchangedHistory
NXDRNextdoor Holdings, Inc.COM CL A41,191$86.1K<0.1%+11,503+38.7%AddedHistory
CODICompass Diversified HoldingsSH BEN INT13,136$87.0K<0.1%+13,136NewHistory
NBNiocorp Developments LtdCOM NEW13,136$87.7K<0.1%+13,136NewHistory
DEFTDefi Technologies, Inc.COM41,735$88.1K<0.1%+22,327+115.0%AddedHistory
BMBLBumble Inc.COM CL A14,497$88.3K<0.1%+1,757+13.8%AddedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW74,232$89.1K<0.1%+15,000+25.3%AddedHistory

Sold out since Q2 2025 (120)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
KLGWK Kellogg CoCOM1,865,373$29.7M0.1%History
PMFPIMCO Municipal Income FundCOM263,549$2.10M<0.1%History
ANSSAnsys IncCOM5,626$1.98M<0.1%History
PRGSProgress Software CorpCOM27,948$1.78M<0.1%History
HESHess CorpStock11,036$1.53M<0.1%History
First Tr Exchng Traded FD VI33740U539FT VEST US EQUIT38,672$1.23M<0.1%–
AZEKAZEK Co Inc.CL A19,053$1.04M<0.1%History
Direxion Shs ETF Tr25461A833DAILY NVDA BULL9,985$988.4K<0.1%–
BRKRBruker CorpCOM20,720$853.7K<0.1%History
SKXSkechers USA IncCL A12,079$762.2K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM63,510$729.1K<0.1%History
BRKLBrookline Bancorp IncCOM62,934$664.0K<0.1%History
GTLBGitlab Inc.CLASS A COM13,798$622.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF14,717$467.4K<0.1%–
SGSweetgreen, Inc.COM CL A27,226$405.1K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF14,162$376.4K<0.1%–
TECKTeck Resources LtdCL B9,200$371.5K<0.1%History
WNSWNS (Holdings) LtdCOM SHS5,589$353.4K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF15,971$353.0K<0.1%–
MARAMARA Holdings, Inc.COM22,122$346.9K<0.1%History
UAAUnder Armour, Inc.Stock49,959$341.2K<0.1%History
Paramount Global92556H206CL B26,096$336.6K<0.1%–
WisdomTree Tr97717W422INDIA ERNGS FD7,063$335.3K<0.1%–
CHXChampionX CorpCOM13,284$330.0K<0.1%History
iShares Tr464288323NEW YORK MUN ETF6,265$326.7K<0.1%–
Lifex 2045 Term Income ETF86172A264ETF2,335$323.3K<0.1%–
NOMDNomad Foods LtdUSD ORD SHS18,481$314.0K<0.1%History
WLKWestlake CorpCOM4,129$313.5K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF1,333$307.0K<0.1%–
AMXAmerica Movil SAB de CVSPON ADS RP CL B17,093$306.6K<0.1%History
ATIAti IncStock3,534$305.1K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF5,296$297.2K<0.1%–
GPKGraphic Packaging Holding CoCOM14,005$295.1K<0.1%History
OSWOnespaworld Holdings LtdCOM14,389$293.4K<0.1%History
VCELVericel CorpCOM6,849$291.4K<0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E6,047$289.8K<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM2,830$284.7K<0.1%History
ACVAACV Auctions Inc.COM CL A17,125$277.8K<0.1%History
HRIHerc Holdings IncCOM2,051$270.1K<0.1%History
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM5,510$264.3K<0.1%History
NUTXNutex Health Inc.COM2,119$263.8K<0.1%History
MATXMatson, Inc.COM2,354$262.1K<0.1%History
PPBIPacific Premier Bancorp IncCOM12,084$254.9K<0.1%History
JNPRJuniper Networks IncCOM6,270$250.3K<0.1%History
iShares Tr464287861EUROPE ETF3,946$249.6K<0.1%–
PPLIPeople IncCOM NEW6,457$241.1K<0.1%History
VanEck ETF Trust92189F411BDC INCOME ETF14,529$236.5K<0.1%–
MSGEMadison Square Garden Entertainment Corp.COM CL A5,889$235.4K<0.1%History
BF.ABrown Forman CorpCL A8,339$229.1K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,754$225.6K<0.1%–
STRTStrattec Security CorpCOM3,619$225.1K<0.1%History
WHRWhirlpool CorpStock2,202$223.3K<0.1%History
Schwab Strategic Tr808524631HIGH YIELD BD ET8,384$222.5K<0.1%–
CLFDClearfield, Inc.COM5,060$219.7K<0.1%History
UPSTUpstart Holdings, Inc.COM3,345$216.4K<0.1%History
BYDBoyd Gaming CorpCOM2,764$216.2K<0.1%History
SPDR Series Trust78464A722ST STR SP PHARMA5,327$216.2K<0.1%–
SPDR Series Trust78464A789ST STR SP INS3,576$213.6K<0.1%–
KTFDWS Municipal Income TrustCOM24,000$212.2K<0.1%History
ESGREnstar Group LTDSHS625$210.2K<0.1%History
ARTNAArtesian Resources CorpCL A6,187$207.7K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND3,867$207.0K<0.1%–
TGTXTG Therapeutics, Inc.COM5,734$206.4K<0.1%History
WisdomTree Tr97717W760INTL SMCAP DIV2,713$203.8K<0.1%–
Fidelity MSCI Energy Index ETF316092402ETF8,634$202.5K<0.1%–
CRMLCritical Metals Corp.PUBCO ORD SHS54,773$196.1K<0.1%History
UAMYUnited States Antimony CorpCOM89,004$194.0K<0.1%History
PFSProvident Financial Services IncCOM10,687$187.3K<0.1%History
DANDANA IncCOM10,253$175.8K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM20,231$175.0K<0.1%History
OBDCBlue Owl Capital CorpCOM11,773$168.8K<0.1%History
SCPHscPharmaceuticals Inc.COM43,746$166.7K<0.1%History
NPKINPK International Inc.COM SHS19,372$164.9K<0.1%History
TLSTelos CorpCOM48,287$153.1K<0.1%History
OCSLOaktree Specialty Lending CorpCOM10,884$148.7K<0.1%History
CXMSprinklr, Inc.CL A15,531$131.4K<0.1%History
Chiron Real Estate Inc.37954A204COM NEW18,738$129.9K<0.1%–
ABRArbor Realty Trust IncCOM11,660$124.8K<0.1%History
SLDPSolid Power, Inc.CLASS A COM47,620$104.3K<0.1%History
AFBAlliancebernstein National Municipal Income FundCOM10,032$103.4K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM12,711$95.6K<0.1%History
PSECProspect Capital CorpCOM24,568$78.1K<0.1%History
UNITUniti Group Inc.COM18,052$78.0K<0.1%History
COTYCoty Inc.COM CL A16,201$75.3K<0.1%History
NEONeogenomics IncCOM NEW10,299$75.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM12,456$70.4K<0.1%History
CLSDClearside Biomedical, Inc.COM87,000$69.6K<0.1%History
BTMDbiote Corp.CLASS A COM15,964$64.2K<0.1%History
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER10,452$60.5K<0.1%History
XRXXerox Holdings CorpCOM NEW11,023$58.1K<0.1%History
RCReady Capital CorpCOM13,255$57.9K<0.1%History
IMPPImperial Petroleum Inc./Marshall IslandsCOMMON SHARES17,974$55.4K<0.1%History
LCIDLucid Group, Inc.COM25,135$53.0K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A72,029$50.7K<0.1%History
ICADIcad IncCOM NEW11,868$45.2K<0.1%History
OXLCOxford Lane Capital Corp.COM10,099$42.4K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM10,184$41.0K<0.1%History
Osisko Development Corp Com New06828J105Stock17,000$36.4K<0.1%–
BLNDBlend Labs, Inc.CL A10,645$35.1K<0.1%History
DNUTKrispy Kreme, Inc.COM11,763$34.2K<0.1%History