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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,576
+52 vs. Q2 2023
Portfolio value
$26.2B
+$798.1M (+3.1%) vs. Q2 2023
Filed
Nov 15, 2023
SEC
Holdings of Captrust Financial Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
General Moly Inc Com370373102Common Stock34,377$00.0%00.0%Unchanged–
26 Capital Acquisition Corp.90138P118*W EXP 12/31/20210,005$61<0.1%−997−9.1%Reduced–
QMCOQuantum CorpCOM NEW175$107<0.1%−12,451−98.6%ReducedHistory
Signa Sports United NVN80029114*W EXP 99/99/99911,606$116<0.1%−3,277−22.0%Reduced–
Appreciate Holdings, Inc.03832J114*W EXP 11/29/20214,447$129<0.1%−3,569−19.8%Reduced–
PRTYParty City Holdco Inc.COM70,000$203<0.1%00.0%UnchangedHistory
NBISNebius Group N.V.Stock14,268$224<0.1%+14,268NewHistory
ALSWFAlpha Star Acquisition Corp*W EXP 12/13/20232,625$326<0.1%00.0%UnchangedHistory
Pono Cap Three IncG71704111*W EXP 01/11/20211,386$512<0.1%+11,386New–
Lumiradx LimitedG5709L117*W EXP 09/28/20220,000$580<0.1%00.0%Unchanged–
Northview Acquisition Corp66718N111*W EXP 08/02/20216,762$620<0.1%00.0%Unchanged–
Dune Acquisition Corp265334110*W EXP 10/29/20210,365$726<0.1%−3,144−23.3%Reduced–
Jaguar Global Growth Corp IG5S11A130*W EXP 11/23/20213,801$1.21K<0.1%−7,679−35.7%Reduced–
Black Mountain Acq Corp09216A116*W EXP 10/15/20230,504$1.34K<0.1%−11,409−27.2%Reduced–
ASLEAerSale CorpCOM97$1.45K<0.1%−21,643−99.6%ReducedHistory
7GC & Co Holdings Inc81786A115*W EXP 12/23/20218,094$1.55K<0.1%−7,134−28.3%Reduced–
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/20222,432$1.61K<0.1%−7,648−25.4%ReducedHistory
Patria Latin Amrcn Opprnty AG69454117*W EXP 02/23/20229,017$1.77K<0.1%−7,623−20.8%Reduced–
Auddia Inc.05072K115*W EXP 10/17/20253,500$2.14K<0.1%00.0%Unchanged–
TG Venture Acquisition Corp.87251T117*W EXP 08/15/20269,722$2.23K<0.1%−15,540−18.2%Reduced–
ALSTFAlpha Star Acquisition CorpRIGHT 05/30/202332,625$2.61K<0.1%00.0%UnchangedHistory
Bowen Acquisition CorpG12729128RIGHT 99/99/999917,404$2.61K<0.1%+17,404New–
Lumiradx LimitedG5709L109SHS12,000$2.82K<0.1%00.0%Unchanged–
Sizzle Acquisition Corp.83014E117*W EXP 11/02/20220,424$3.07K<0.1%−7,764−27.5%Reduced–
Screaming Eagle Acquisitn CoG79407121*W EXP 01/05/20219,974$3.40K<0.1%−5,102−20.3%Reduced–
MMATMeta Materials Inc.COM16,300$3.45K<0.1%00.0%UnchangedHistory
Trailblazer Merger Corp I89278D125RIGHT 04/21/202822,192$4.00K<0.1%00.0%Unchanged–
FAZEFaZe Holdings Inc.COMMON STOCK28,624$4.75K<0.1%00.0%UnchangedHistory
STEXStreamex Corp.COM NEW10,000$4.89K<0.1%00.0%UnchangedHistory
RGTIWRigetti Computing, Inc.*W EXP 99/99/99920,000$4.98K<0.1%00.0%UnchangedHistory
Jaguar Global Growth Corp IG5S11A155RIGHT 01/01/202727,602$5.64K<0.1%−15,358−35.7%Reduced–
Northview Acquisition Corp66718N129RIGHT 99/99/999933,524$5.70K<0.1%00.0%Unchanged–
ACONWAclarion, Inc.*W EXP 04/21/20278,400$5.88K<0.1%00.0%UnchangedHistory
IMPLIPI Legacy Liquidation CoCOM14,407$6.20K<0.1%00.0%UnchangedHistory
HROWHarrow, Inc.COM458$6.58K<0.1%−17,289−97.4%ReducedHistory
NVTAInvitae CorpCOM12,006$7.27K<0.1%+299+2.6%AddedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW22,800$7.42K<0.1%00.0%UnchangedHistory
FURYFury Gold Mines LtdCOM24,322$8.31K<0.1%00.0%UnchangedHistory
AIMAIM ImmunoTech Inc.COM20,000$9.10K<0.1%00.0%UnchangedHistory
RKLBRocket Lab CorpCOM34,490$9.29K<0.1%+34,490NewHistory
NKTRNektar TherapeuticsCOM18,163$10.8K<0.1%+3,578+24.5%AddedHistory
TRXTRX GOLD CorpCOM30,486$11.2K<0.1%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM17,868$11.9K<0.1%−38−0.2%ReducedHistory
BSINBig Sky Industrial Inc.COM10,000$13.5K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM10,547$13.5K<0.1%−539−4.9%ReducedHistory
KYNBKyntra Bio, Inc.COM16,485$14.2K<0.1%+16,485NewHistory
BBAIBigBear.ai Holdings, Inc.COM10,216$15.4K<0.1%+216+2.2%AddedHistory
VZLAVizsla Silver Corp.COMMONSTOCK15,000$15.5K<0.1%00.0%UnchangedHistory
UNCYUnicycive Therapeutics, Inc.COM18,800$16.2K<0.1%00.0%UnchangedHistory
HYPDHyperion Defi, Inc.COM10,000$16.6K<0.1%+10,000NewHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR21,924$17.1K<0.1%00.0%UnchangedHistory
LIDRAEye, Inc.CLASS A COM81,754$17.2K<0.1%−2,011−2.4%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW18,712$17.2K<0.1%+6,177+49.3%AddedHistory
HRTXHeron Therapeutics, Inc.COM17,712$18.2K<0.1%−6,198−25.9%ReducedHistory
TRVNTrevena IncCOM NEW33,000$19.9K<0.1%−76−0.2%ReducedHistory
AMWLAmerican Well CorpCL A17,592$20.6K<0.1%+17,592NewHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.11,530$22.0K<0.1%+11,530New–
TELLTellurian Inc.COM19,096$22.2K<0.1%−886−4.4%ReducedHistory
OCGNOcugen, Inc.COM60,090$24.0K<0.1%+40,090+200.5%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK21,216$25.0K<0.1%−4,198−16.5%ReducedHistory
BKKTBakkt, Inc.COM CL A22,651$26.5K<0.1%+2,544+12.7%AddedHistory
ATRAAtara Biotherapeutics, Inc.COM18,015$26.7K<0.1%+18,015NewHistory
TVRDTvardi Therapeutics, Inc.COM15,918$26.7K<0.1%−1,190−7.0%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT14,525$27.3K<0.1%+251+1.8%AddedHistory
CCCCC4 Therapeutics, Inc.COM STK14,855$27.6K<0.1%−1,875−11.2%ReducedHistory
PSFEPaysafe LtdSHS215,850$28.3K<0.1%+215,850NewHistory
DYAIDyadic International IncCOM15,000$28.8K<0.1%00.0%UnchangedHistory
AMLIFAmerican Lithium Corp.COM20,429$29.2K<0.1%−12,496−38.0%ReducedHistory
OTLKOutlook Therapeutics, Inc.COM NEW136,138$30.1K<0.1%+115,570+561.9%AddedHistory
BHRBraemar Hotels & Resorts Inc.COM10,869$30.1K<0.1%+10,869NewHistory
ADVMAdverum Biotechnologies, Inc.COM20,500$30.8K<0.1%+20,500NewHistory
SHBIShore Bancshares IncCOM2,996$31.5K<0.1%+2,996NewHistory
DHCDiversified Healthcare TrustCOM SH BEN INT17,941$34.8K<0.1%+17,941NewHistory
DOUGDouglas Elliman Inc.COM15,414$34.8K<0.1%+3,218+26.4%AddedHistory
PBIPitney Bowes IncCOM11,686$35.3K<0.1%−1,308−10.1%ReducedHistory
ASRVAmeriserv Financial IncCOM13,483$35.7K<0.1%00.0%UnchangedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT10,148$36.9K<0.1%−1,347−11.7%ReducedHistory
NKLANikola CorpCOM23,825$37.4K<0.1%+12,977+119.6%AddedHistory
MVISMicrovision, Inc.COM NEW17,083$37.4K<0.1%−4,455−20.7%ReducedHistory
ICADIcad IncCOM NEW18,200$38.4K<0.1%+2,150+13.4%AddedHistory
BLDPBallard Power Systems Inc.COM10,703$39.3K<0.1%00.0%UnchangedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD13,000$39.6K<0.1%+1,500+13.0%AddedHistory
ARMPArmata Pharmaceuticals, Inc.COM13,548$40.6K<0.1%00.0%UnchangedHistory
DTILPrecision Biosciences IncCOM122,310$41.7K<0.1%−755−0.6%ReducedHistory
CLSDClearside Biomedical, Inc.COM50,000$43.5K<0.1%+25,914+107.6%AddedHistory
CNDTCONDUENT IncCOM12,604$43.9K<0.1%−2,127−14.4%ReducedHistory
GERNGeron CorpCOM20,733$44.0K<0.1%−7,637−26.9%ReducedHistory
TSVT2seventy bio, Inc.COMMON STOCK11,291$44.3K<0.1%−19,211−63.0%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM11,054$44.5K<0.1%00.0%UnchangedHistory
KPRXKiora Pharmaceuticals IncCOM NEW80,000$45.4K<0.1%+60,000+300.0%AddedHistory
GRABGrab Holdings LtdCLASS A ORD13,164$46.6K<0.1%+13,164NewHistory
UISUnisys CorpCOM NEW13,526$46.7K<0.1%+563+4.3%AddedHistory
HIVEHIVE Digital Technologies Ltd.COM NEW15,528$47.8K<0.1%+15,528NewHistory
CIOCity Office REIT, Inc.COM11,300$48.0K<0.1%+1,230+12.2%AddedHistory
INFNInfinera CorpCOM11,530$48.2K<0.1%+11,530NewHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW44,618$48.6K<0.1%−1,871−4.0%ReducedHistory
BMRABiomerica IncCOM NEW58,268$50.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST13,873$50.6K<0.1%−239−1.7%Reduced–
BIAFbioAffinity Technologies, Inc.COMMON STOCK43,642$50.8K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 222,375$51.1K<0.1%+4,554+25.6%AddedHistory

Sold out since Q2 2023 (150)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 150 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP159,735$9.95M<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM175,684$2.26M<0.1%–
ISEEIVERIC bio, Inc.COM49,789$1.96M<0.1%History
SYNHSyneos Health, Inc.CL A44,693$1.88M<0.1%History
AMRSAmyris, Inc.COM NEW1,716,114$1.77M<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A185,416$1.63M<0.1%History
LSILife Storage, Inc.COM11,894$1.58M<0.1%History
RETAReata Pharmaceuticals IncCL A12,545$1.28M<0.1%History
KAIKadant IncCOM4,832$1.07M<0.1%History
Kraneshares Trust500767405BOSERA MSCI CHIN44,835$1.04M<0.1%–
PDCEPDC Energy, Inc.COM13,946$992.1K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET36,395$980.1K<0.1%–
MXCTMaxcyte, Inc.COM208,448$956.8K<0.1%History
ARNCArconic CorpCOM29,606$875.7K<0.1%History
ALITAlight, Inc. / DelawareCOM CL A90,327$834.6K<0.1%History
BKIBlack Knight, Inc.COM13,824$825.7K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT32,376$766.7K<0.1%–
CYHCommunity Health Systems IncCOM172,256$757.9K<0.1%History
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL23,747$753.5K<0.1%–
RNGRingCentral, Inc.CL A22,527$737.3K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM3,173$733.0K<0.1%History
GGenpact LTDSHS18,332$688.7K<0.1%History
PFTAPerception Capital Corp. IIICLASS A ORD SHS63,523$659.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM19,732$647.4K<0.1%–
BBWIBath & Body Works, Inc.COM17,040$639.0K<0.1%History
ADCAgree Realty CorpCOM9,606$628.1K<0.1%History
iShares Tr46429B7470-5 YR TIPS ETF6,404$625.1K<0.1%–
BGBunge Global SACOM6,310$595.4K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM64,523$574.3K<0.1%History
CIGIColliers International Group Inc.SUB VTG SHS5,784$567.9K<0.1%History
KOSKosmos Energy Ltd.COM91,781$549.8K<0.1%History
XPROExpro Group Holdings N.V.COM30,260$536.2K<0.1%History
NOMDNomad Foods LtdUSD ORD SHS29,316$513.6K<0.1%History
Jaguar Global Growth Corp IG5S11A106CLASS A ORD SHS42,960$454.5K<0.1%–
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS40,463$418.8K<0.1%History
AIC3.ai, Inc.Stock11,160$406.6K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF9,824$403.3K<0.1%–
EOCWElliott Opportunity II Corp.SHS CL A38,296$396.7K<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A3,609$391.5K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN6,644$389.6K<0.1%History
INSWInternational Seaways, Inc.COM10,180$389.3K<0.1%History
Kensington Capital AcquisitiG5251K103SHS CL A36,579$386.3K<0.1%–
DENDenbury IncCOM4,460$384.7K<0.1%History
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,650$348.6K<0.1%–
EBCEastern Bankshares, Inc.COM27,263$334.5K<0.1%History
ProShares Bitcoin ETF74347G440ETF19,423$329.8K<0.1%–
TCFCCommunity Financial CorpCOM11,900$322.4K<0.1%History
OMCLOmnicell, Inc.COM4,346$320.2K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF6,340$317.6K<0.1%–
TRTNTriton International LtdCL A3,779$314.6K<0.1%History
AGRAvangrid, Inc.COM8,238$310.4K<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM28,979$308.6K<0.1%–
Abcam PLC000380204ADS12,482$305.4K<0.1%–
MRCYMercury Systems IncCOM8,812$304.8K<0.1%History
RABrookfield Real Assets Income Fund Inc.SHS BEN INT18,051$302.5K<0.1%History
WisdomTree Emerging Markets Consumer Growth Fund97717W539ETF28,173$298.1K<0.1%–
UTMDUtah Medical Products IncCOM3,188$297.1K<0.1%History
SAGESage Therapeutics, Inc.COM6,091$286.4K<0.1%History
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX3,112$286.0K<0.1%–
MASIMasimo CorpCOM1,654$272.2K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF8,141$269.9K<0.1%–
iShares Tr46435U853BROAD USD HIGH7,457$263.2K<0.1%–
NFNTInfinite Acquisition Corp.CL A ORD SHS24,619$260.2K<0.1%History
MATWMatthews International CorpCL A6,043$257.6K<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF5,055$256.2K<0.1%–
QDELQuidelOrtho CorpCOM3,062$253.7K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,290$253.7K<0.1%–
ALGTAllegiant Travel COCOM1,997$252.2K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,407$241.8K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD5,440$239.6K<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT22,601$237.8K<0.1%–
CMPCompass Minerals International IncStock6,780$230.5K<0.1%History
J P Morgan Exchange Traded F46641Q886DIVERSFED RTRN2,549$225.1K<0.1%–
VRRMVerra Mobility CorpCL A COM STK11,350$223.8K<0.1%History
BLFSBiolife Solutions IncCOM NEW10,059$222.3K<0.1%History
SHAKShake Shack Inc.CL A2,851$221.6K<0.1%History
MYEMyers Industries IncCOM11,247$218.5K<0.1%History
CUBECubeSmartREIT4,889$218.3K<0.1%History
MTUSMetallus Inc.COM10,080$217.4K<0.1%History
TWCBBilander Acquisition Corp.CL A COM21,316$216.6K<0.1%History
UVEUniversal Insurance Holdings, Inc.COM13,772$212.5K<0.1%History
STSensata Technologies Holding plcSHS4,694$211.2K<0.1%History
PRKPark National CorpCOM2,048$209.6K<0.1%History
Global X FDS37954Y780INTERNET OF THNG6,041$208.9K<0.1%–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,000$208.0K<0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF5,500$207.3K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD10,999$206.9K<0.1%History
NXGNXG NextGen Infrastructure Income FundCOM5,304$203.9K<0.1%History
JPINuveen Preferred Securities & Income Opportunities FundCOM12,013$201.7K<0.1%History
THSTreeHouse Foods, Inc.COM4,002$201.6K<0.1%History
PECOPhillips Edison & Company, Inc.COMMON STOCK5,897$201.0K<0.1%History
GVAGranite Construction IncCOM5,031$200.1K<0.1%History
ALSAFAlpha Star Acquisition CorpORDINARY SHARES18,367$197.1K<0.1%History
HCSGHealthcare Services Group IncCOM12,680$189.3K<0.1%History
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS17,871$185.0K<0.1%History
HIXWestern Asset High Income Fund II Inc.COM37,362$182.3K<0.1%History
AIOTPowerfleet, Inc.COM60,615$181.8K<0.1%History
BYNObyNordic Acquisition CorpCLASS A COM16,532$175.1K<0.1%History
USXUS Xpress Enterprises IncCOM CL A28,500$175.0K<0.1%History
Ares Acquisition CorporationG33032106COM CL A16,444$173.8K<0.1%–