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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 23, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
5,236
−87 vs. Q1 2022
Portfolio value
$15.5B
+$57.3M (+0.4%) vs. Q1 2022
Filed
Aug 23, 2022
AmendedSEC
Holdings of Captrust Financial Advisors in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Direxion Shs ETF Tr25460G815RETAIL BULL 3X50$00.0%00.0%Unchanged–
ETF Ser Solutions26922B501DISTILLATE INTNL2$00.0%+2New–
El Capitan Precious Metals I Com282812106Common Stock2,800$00.0%00.0%Unchanged–
Epiphany Technology Acquisit29429X117*W EXP 01/12/202500$00.0%00.0%Unchanged–
Equity Distr Acquisition Cor29465E114*W EXP 09/09/202500$00.0%+500New–
EXTNExterran CorpCOM15$00.0%00.0%UnchangedHistory
FFNWFirst Financial Northwest, Inc.COM23$00.0%00.0%UnchangedHistory
Firstmark Horizon Acquisitio33765Y119*W EXP 09/26/202200$00.0%+200New–
ALRAlerisLife Inc.COM NEW93$00.0%+93NewHistory
Forecross Corp Calif Com34545C104Common Stock29,500$00.0%+29,500New–
FWDIForward Industries, Inc.COM NEW34$00.0%00.0%UnchangedHistory
FSMFortuna Mining Corp.COM50$00.0%00.0%UnchangedHistory
Fuelpositive Corporation Com35954F108CS300$00.0%00.0%Unchanged–
GB Sciences Inc Com361544109Stock4,300$00.0%+4,300New–
TOONKartoon Studios, Inc.COM220$00.0%+220NewHistory
Getinge AB37427X104ADR16$00.0%−299−94.9%Reduced–
Global X FDS37950E408MSCI CHINA CNSMR13$00.0%00.0%Unchanged–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF4$00.0%00.0%Unchanged–
ASIIAccredited Solutions, Inc.Common Stock100$00.0%00.0%UnchangedHistory
Green Organic Dutchman Hldgs Com393210208COM2,100$00.0%00.0%Unchanged–
INKWGreene Concepts, IncCommon Stock75,000$00.0%00.0%UnchangedHistory
Greengro Technologies Inc Com39526G107COM10,000$00.0%00.0%Unchanged–
GNTYGuaranty Bancshares IncCOM5$00.0%00.0%UnchangedHistory
HCMCHealthier Choices Management Corp.COM487,394$00.0%00.0%UnchangedHistory
Hemp Inc Com New423703206COM150,000$00.0%00.0%Unchanged–
Hexo Corp428304307COM NEW656$00.0%−44−6.3%Reduced–
Hitachi Constr Machy C ADR43358L101ADR6$00.0%00.0%Unchanged–
HOOKHOOKIPA Pharma Inc.COM300$00.0%−135−31.0%ReducedHistory
RWAXTap Real Estate Technologies, Inc.COM8,563$00.0%+1,694+24.7%AddedHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/202302$00.0%00.0%Unchanged–
ICADIcad IncCOM NEW51$00.0%−665−92.9%ReducedHistory
IBIOiBio, Inc.COM NEW1,500$00.0%00.0%UnchangedHistory
ACGNAceragen, Inc.COM PAR812$00.0%−3−0.4%ReducedHistory
IMBILegacy IMBDS, Inc.COM CL A10$00.0%00.0%UnchangedHistory
Impala Platinum Hldgs Sponsored ADR452553308ADR11$00.0%+11New–
IPIXInnovation Pharmaceuticals Inc.Common Stock5,150$00.0%00.0%UnchangedHistory
NOTVInotiv, Inc.COM13$00.0%+13NewHistory
THMInternational Tower Hill Mines LtdCOM800$00.0%00.0%UnchangedHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS509$00.0%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER11$00.0%00.0%Unchanged–
Invesco DB Multi-Sector Comm46140H601GOLD FD7$00.0%−16−69.6%Reduced–
IOIon Geophysical CorpCOM NEW66$00.0%+66NewHistory
Jushi Hldgs Inc CL B Sub VTG48213Y107FGC10$00.0%00.0%Unchanged–
KLDOKaleido Biosciences, Inc.COM129$00.0%−515−80.0%ReducedHistory
KSPNKaspien Holdings Inc.COM NEW34$00.0%00.0%UnchangedHistory
KZRKezar Life Sciences, Inc.COM33$00.0%+23+230.0%AddedHistory
KBLBKraig Biocraft Laboratories, Inc.COMMON1,000$00.0%00.0%UnchangedHistory
Finmeccanica SpA ADR52660W101ADR66$00.0%00.0%Unchanged–
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A20$00.0%00.0%UnchangedHistory
LGNZZLigand Pharmaceuticals IncCommon Stock500$00.0%00.0%UnchangedHistory
LGNXZLigand Pharmaceuticals IncCommon Stock500$00.0%00.0%UnchangedHistory
LGNYZLigand Pharmaceuticals IncCommon Stock500$00.0%00.0%UnchangedHistory
LGNDZLigand Pharmaceuticals IncCOM500$00.0%00.0%UnchangedHistory
EGIOEdgio, Inc.COM74$00.0%−226−75.3%ReducedHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.35$00.0%00.0%Unchanged–
LQMTLiquidmetal Technologies IncCommon Stock200$00.0%+200NewHistory
Listed FD Tr53656F706ROUNDHILL BITK10$00.0%00.0%Unchanged–
LogicBio Therapeutics, Inc.54142F102COM300$00.0%00.0%Unchanged–
MCOAMarijuana Co of America, Inc.Common Stock205,050$00.0%00.0%UnchangedHistory
Medical Marijuana Inc Com58463A105COM24,831$00.0%00.0%Unchanged–
MMNFFMedMen Enterprises, Inc.Common Stock5,733$00.0%+5,000+682.1%AddedHistory
Monitronics Intl Inc Com609453105Common Stock2$00.0%00.0%Unchanged–
MNPRMonopar TherapeuticsCOM170$00.0%+170NewHistory
NHIQNantHealth, Inc.COM400$00.0%+400NewHistory
NCMINational CineMedia, Inc.COM19$00.0%−9,937−99.8%ReducedHistory
NWLINational Western Life Group, Inc.CL A2$00.0%00.0%UnchangedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW4$00.0%00.0%UnchangedHistory
NGTFNightFood Holdings, Inc.COM2,000$00.0%00.0%UnchangedHistory
Northisle Copper & Gold Inc Com66644R103Common Stock75$00.0%00.0%Unchanged–
NCNANuCana plcSPONSORED ADR200$00.0%00.0%UnchangedHistory
ORTXOrchard Therapeutics plcADS750$00.0%00.0%UnchangedHistory
OBTCOsprey Bitcoin TrustCommon Stock50$00.0%+50NewHistory
OZSCOzop Energy Solutions, Inc.COM20,000$00.0%+10,000+100.0%AddedHistory
PFINP&F Industries IncCL A NEW80$00.0%00.0%UnchangedHistory
PCSBPCSB Financial CorpCOM9$00.0%00.0%UnchangedHistory
Patient Access Solutions Inc Com New70324A208Common Stock100,000$00.0%00.0%Unchanged–
PHUNPhunware, Inc.COM20$00.0%00.0%UnchangedHistory
Plantx Life Ord72750P105COM1,700$00.0%00.0%Unchanged–
AGSPlayAGS, Inc.COM38$00.0%00.0%UnchangedHistory
CNSYCerenome, Inc.COM NEW16$00.0%00.0%UnchangedHistory
Points Intl Ltd730843208COM NEW5$00.0%+5New–
Polaris Infrastructure Inc Com73106R100Common Stock4$00.0%00.0%Unchanged–
Om Holdings International Inc Com735867103Common Stock4$00.0%00.0%Unchanged–
POSHPoshmark, Inc.COM CL A10$00.0%00.0%UnchangedHistory
Potnetwork Hldgs Inc Com New737636209COM5,000$00.0%−2,000−28.6%Reduced–
ProShares Tr74347X864ULTRPRO S&P5005$00.0%−9−64.3%Reduced–
RXDXPrometheus Biosciences, Inc.COM7$00.0%+7NewHistory
PULMPulmatrix, Inc.COM NEW25$00.0%00.0%UnchangedHistory
Puration Inc Com74609P104COM2,000$00.0%+1,000+100.0%Added–
PZNPzena Investment Management, Inc.CLASS A16$00.0%−4,014−99.6%ReducedHistory
Radient Technologies Inc Com75034P106Common Stock22,200$00.0%00.0%Unchanged–
RIBTRiceBran TechnologiesCOM NEW25$00.0%00.0%UnchangedHistory
SPDR Index Shs FDS78463X103PORTFLO EURP ETF2$00.0%+1+100.0%Added–
SPDR Ser Tr78468R689S&P KENSHO SMART6$00.0%00.0%Unchanged–
DCOYDecoy Therapeutics Inc.COM NEW1,000$00.0%00.0%UnchangedHistory
Sears Holdings Corporation Com812350106COM200$00.0%00.0%Unchanged–
SCWXSecureWorks CorpCL A34$00.0%00.0%UnchangedHistory
SNESSenesTech, Inc.COM NEW941$00.0%00.0%UnchangedHistory
Sentry Technology Corp Com81731K101Common Stock10,000$00.0%+10,000New–
SIOXSio Gene Therapies Inc.COMMON1,018$00.0%00.0%UnchangedHistory

Sold out since Q1 2022 (447)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 447 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
GSKGSK plcSPONSORED ADR938,154$41.4M0.3%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT13,078$1.01M<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A36,021$898.0K<0.1%History
CERNCERNER CorpCOM9,248$868.0K<0.1%History
OPRAOpera LtdSPONSORED ADS122,129$722.0K<0.1%History
EPAYBottomline Technologies IncCOM12,075$684.0K<0.1%History
AZPNASPENTECH CorpCOM3,350$554.0K<0.1%History
iShares US Aggregate Bond Ucits ETFG4953W408ETF5,149$526.0K<0.1%–
Golden Pac Bancorp Inc Com38115V103Common Stock208,478$448.0K<0.1%–
Discovery Inc25470F302COM SER C16,303$407.0K<0.1%–
PBCTPeople's United Financial, Inc.COM15,020$300.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS25,030$249.0K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW4,036$245.0K<0.1%History
ZNGAZynga IncCL A25,823$239.0K<0.1%History
Vanguard S&P 500 UCITS ETFG9T17W137ETF2,753$239.0K<0.1%–
iShares Tr46435U127CLOUD 5G AND TEC7,431$197.0K<0.1%–
ANATAmerican National Group IncCOM NEW1,034$196.0K<0.1%History
CRCrane CoCOM1,743$189.0K<0.1%History
TVTYTivity Health, Inc.COM5,846$188.0K<0.1%History
Global X FDS37954Y426CANNABIS ETF31,007$169.0K<0.1%–
FLOWSPX FLOW, Inc.COM1,935$167.0K<0.1%History
Russell Exchange Traded FDS Tr Scap Hidiv Yld782474399ETF6,090$158.0K<0.1%–
ISBCInvestors Bancorp, Inc.COM10,114$151.0K<0.1%History
FOEFerro CorpCOM6,586$143.0K<0.1%History
First Tr Exchange-Traded Alp33734K109COM SHS1,149$101.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM5,139$95.0K<0.1%History
MIMEMimecast LtdORD SHS1,126$90.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC1,119$81.0K<0.1%–
US Ecology, Inc.91734M103COM1,684$81.0K<0.1%–
SPDR S&P 400 Mid Cap Ucits ETFG8T03H104ETF796$65.0K<0.1%–
SRLPSprague Resources LPCOM UNIT REP LTD3,900$64.0K<0.1%History
HCKTHackett Group, Inc.COM2,655$62.0K<0.1%History
Lojas Renner SA54146M202ADR10,572$62.0K<0.1%–
VanEck Vectors ETF Tr92189F379CHINAAMC CHINA B2,490$61.0K<0.1%–
EJFAEJF Acquisition Corp.CL A SHS6,003$59.0K<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD1,735$54.0K<0.1%–
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG1,232$53.0K<0.1%–
FCFranklin Covey CoCOM1,160$52.0K<0.1%History
Bridgemarq Real Estate Svc Inc Com10808B108Common Stock3,788$49.0K<0.1%–
VRMVroom, Inc.COM17,162$46.0K<0.1%History
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC452$45.0K<0.1%–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT1,192$44.0K<0.1%–
QNCXQuince Therapeutics, Inc.COM7,189$44.0K<0.1%History
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X2,500$44.0K<0.1%–
SCORComscore, Inc.COM14,207$41.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE806$41.0K<0.1%–
Kraneshares Tr500767827ELEC VEH FUTUR1,018$40.0K<0.1%–
Aviva PLC05382A104ADR3,304$39.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP784$38.0K<0.1%–
Grindrod Shipping Holdings LY28895103SHS1,500$38.0K<0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX2,320$37.0K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD1,887$37.0K<0.1%–
Exchange Traded Concepts Tr301505764CAPITAL LINK GBL923$37.0K<0.1%–
VNEArriver Holdco, Inc.COM1,003$37.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR2,050$35.0K<0.1%–
WisdomTree Tr97717W588US LARGECAP FUND676$33.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD1,232$32.0K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS6,560$30.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD603$28.0K<0.1%–
PLANAnaplan, Inc.COM427$28.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC571$27.0K<0.1%–
RWAYRunway Growth Finance Corp.COM2,016$27.0K<0.1%History
Essential Utils Inc29670G201UNIT 04/30/2022432$26.0K<0.1%–
Falcon Minerals Corp30607B109CL A COM3,868$26.0K<0.1%–
NRGVEnergy Vault Holdings, Inc.COM CL A1,575$25.0K<0.1%History
Cie Generale des Etablissements Michelin SCAF61824144Common Stock185$25.0K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF640$24.0K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF769$24.0K<0.1%–
INTTIntest CorpCOM2,100$23.0K<0.1%History
Goldman Sachs ETF Tr381430602ACTIVEBETA US356$22.0K<0.1%–
Boliden AB-Unspn ADR09752V102ADR215$22.0K<0.1%–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB850$22.0K<0.1%History
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF614$21.0K<0.1%–
AEHRAehr Test SystemsCOM1,996$20.0K<0.1%History
Ssga Active Tr78470P309ST STR MARKE ETF429$20.0K<0.1%–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE512$20.0K<0.1%–
GOCOGoHealth, Inc.COM CL A16,734$20.0K<0.1%History
SVF Investment Corp 3G8601N108CL A SHS2,000$20.0K<0.1%–
ETF Ser Solutions26922A230HOYA CAP HOUSI500$19.0K<0.1%–
McRae Inds Inc CL A582757209Common Stock500$19.0K<0.1%–
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS125$17.0K<0.1%–
Flexshares Tr33939L100MORNSTAR USMKT100$17.0K<0.1%–
ORGOOrganogenesis Holdings Inc.COM2,220$17.0K<0.1%History
VWTRVidler Water Resources, Inc.COM1,121$17.0K<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF568$16.0K<0.1%–
HMHCHoughton Mifflin Harcourt CoCOM780$16.0K<0.1%History
GTHXG1 Therapeutics, Inc.COM2,000$15.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG474$14.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN220$14.0K<0.1%–
Taisho Pharma Hold Unsp- ADR87402P105ADR1,190$14.0K<0.1%–
ATRSAntares Pharma, Inc.COM3,160$13.0K<0.1%History
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/20261,300$13.0K<0.1%–
KBC Group NV ShsB5337G162Common Stock177$13.0K<0.1%–
Eagle Plains Res Ltd Com New269906202Common Stock82,000$12.0K<0.1%–
AEVAAeva Technologies, Inc.COM2,653$11.0K<0.1%History
CNVYConvey Health Solutions Holdings, Inc.COM1,616$11.0K<0.1%History
UGAUnited States Gasoline Fund, LPUNITS180$10.0K<0.1%History
ORICOric Pharmaceuticals, Inc.COM1,884$10.0K<0.1%History
BTDPYBarratt Developments PLCADR745$10.0K<0.1%History
Healthcare Services Acqu Cor42227K104COM CL A1,000$10.0K<0.1%–