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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 23, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
5,236
−87 vs. Q1 2022
Portfolio value
$15.5B
+$57.3M (+0.4%) vs. Q1 2022
Filed
Aug 23, 2022
AmendedSEC
Holdings of Captrust Financial Advisors in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Xtrackers International Real Estate ETF233051846ETF22$00.0%+22New–
WRNWestern Copper & Gold CorpStock150$00.0%00.0%UnchangedHistory
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF9$00.0%00.0%Unchanged–
AMSCAmerican Superconductor CorpStock70$00.0%00.0%UnchangedHistory
SSRMSSR Mining Inc.Stock10$00.0%00.0%UnchangedHistory
MUXMcEwen Inc.COM NEW250$00.0%+250NewHistory
Global X FDS37954Y285TELMDC&DIG ETF29$00.0%00.0%Unchanged–
Mag Silver Corp55903Q104COM10$00.0%00.0%Unchanged–
JXNJackson Financial Inc.COM CL A8$00.0%−7−46.7%ReducedHistory
IIIVi3 Verticals, Inc.COM CL A7$00.0%00.0%UnchangedHistory
Schwab Strategic Tr8085246985 10YR CORP BD4$00.0%+4New–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF7$00.0%00.0%Unchanged–
DFHDream Finders Homes, Inc.COM CL A31$00.0%+31NewHistory
EGOEldorado Gold CorpCOM15$00.0%00.0%UnchangedHistory
LDIloanDepot, Inc.COM CL A2$00.0%−104−98.1%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF3$00.0%+3New–
ABSIAbsci CorpCOM45$00.0%−35−43.8%ReducedHistory
Advisorshares Tr00768Y560ADVISORSHS ETF3$00.0%00.0%Unchanged–
EOSEEos Energy Enterprises, Inc.COM CL A300$00.0%−268−47.2%ReducedHistory
SVRASavara IncCOM142$00.0%00.0%UnchangedHistory
RSIRush Street Interactive, Inc.COM78$00.0%−70−47.3%ReducedHistory
COGTCogent Biosciences, Inc.COM7$00.0%+7NewHistory
KRUSKura Sushi USA, Inc.CL A COM9$00.0%+9NewHistory
Global X FDS37954Y392VDEO GAM ESPRT8$00.0%00.0%Unchanged–
Fidelity Covington Trust316092709MSCI INDL INDX10$00.0%00.0%Unchanged–
AVPTAvePoint, Inc.COM CL A35$00.0%00.0%UnchangedHistory
HAYWHayward Holdings, Inc.COM13$00.0%−4,304−99.7%ReducedHistory
Global X FDS37954Y467E COMMERCE ETF29$00.0%+29New–
ADMAAdma Biologics, Inc.COM40$00.0%+40NewHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW136$00.0%00.0%UnchangedHistory
AMPGAmpliTech Group, Inc.COM NEW10$00.0%00.0%UnchangedHistory
AMLXAmylyx Pharmaceuticals, Inc.COM19$00.0%+19NewHistory
ARKOARKO Corp.COM36$00.0%00.0%UnchangedHistory
ALOTAstroNova, Inc.COM19$00.0%00.0%UnchangedHistory
ATLCAtlanticus Holdings CorpCOM9$00.0%−545−98.4%ReducedHistory
BDTXBlack Diamond Therapeutics, Inc.COM75$00.0%00.0%UnchangedHistory
CABACabaletta Bio, Inc.COM200$00.0%00.0%UnchangedHistory
IPSCCentury Therapeutics, Inc.COM19$00.0%+19NewHistory
CRCTCricut, Inc.COM CL A63$00.0%+63NewHistory
FULCFulcrum Therapeutics, Inc.COM72$00.0%+72NewHistory
GLSIGreenwich LifeSciences, Inc.COM19$00.0%+19NewHistory
HOVHovnanian Enterprises IncCL A NEW10$00.0%+10NewHistory
KODKodiak Sciences Inc.COM47$00.0%−7−13.0%ReducedHistory
LCUTLifetime Brands, IncCOM31$00.0%+31NewHistory
MXCTMaxcyte, Inc.COM51$00.0%+14+37.8%AddedHistory
NNNextnav Inc.COMMON STOCK179$00.0%+179NewHistory
PAMTPamt CorpCOM12$00.0%+12NewHistory
LUNGPulmonx CorpCOM20$00.0%−188−90.4%ReducedHistory
RLAYRelay Therapeutics, Inc.COM13$00.0%+13NewHistory
RVPRetractable Technologies IncCOM80$00.0%00.0%UnchangedHistory
SPROSpero Therapeutics, Inc.COM473$00.0%−43−8.3%ReducedHistory
UNTYUnity Bancorp IncCOM11$00.0%00.0%UnchangedHistory
VHIValhi IncCOM6$00.0%00.0%UnchangedHistory
VNCEVince Holding Corp.COM NEW34$00.0%00.0%UnchangedHistory
VITLVital Farms, Inc.COM56$00.0%+56NewHistory
XBITXBiotech Inc.COM21$00.0%00.0%UnchangedHistory
XPOFXponential Fitness, Inc.COM CL A17$00.0%+17NewHistory
ZDGEZedge, Inc.CL B20$00.0%+20NewHistory
Acasti Pharma Inc00430K402CL A NEW125$00.0%00.0%Unchanged–
ADTXAditxt, Inc.COM600$00.0%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM760$00.0%+525+223.4%AddedHistory
AKUSAkouos, Inc.COM100$00.0%−8,400−98.8%ReducedHistory
Aleafia Health Inc Com01444Q104COM3,427$00.0%00.0%Unchanged–
ALTXAltex Industries IncCommon Stock200$00.0%00.0%UnchangedHistory
USASAmericas Gold & Silver CorpCOM396$00.0%00.0%UnchangedHistory
ELTXElicio Therapeutics, Inc.COM300$00.0%+300NewHistory
Anr - Contingent Rev Pymt Thru03634H118RT4,776$00.0%00.0%Unchanged–
AUVIApplied UV, Inc.COM2$00.0%+2NewHistory
ARTHArch Therapeutics, Inc.COM4,500$00.0%−50,000−91.7%ReducedHistory
Aslan Pharmaceuticals Ltd04522R101ADS1,000$00.0%00.0%Unchanged–
ATNXAthenex, Inc.COM1,000$00.0%00.0%UnchangedHistory
BMTXBM Technologies, Inc.CL A COM62$00.0%−101−62.0%ReducedHistory
BFINBankFinancial CORPCOM27$00.0%00.0%UnchangedHistory
Bantec Inc06684B204COM18,300$00.0%00.0%Unchanged–
Bebe Stores Inc Com New075571208Common Stock7$00.0%00.0%Unchanged–
Bellicum Pharmaceuticals, Inc079481404COM NEW30$00.0%+30New–
BlackRock ETF Trust09290C301FUTURE TECH ETF10$00.0%00.0%Unchanged–
FRTXFresh Tracks Therapeutics, Inc.COM17$00.0%00.0%UnchangedHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/2030971$00.0%00.0%Unchanged–
BYFCBroadway Financial Corp DECOM400$00.0%+400NewHistory
CVSICV Sciences, Inc.COM8,600$00.0%00.0%UnchangedHistory
DOGPDogecoin Cash, Inc.COM20$00.0%00.0%UnchangedHistory
CTLPCantaloupe, Inc.COM33$00.0%00.0%UnchangedHistory
Capstar SPL Purp Acquisition14070Y119*W EXP 99/99/999315$00.0%00.0%Unchanged–
CASICASI Pharmaceuticals, Inc (DE)COM150$00.0%00.0%UnchangedConverted for a 1-for-10 splitHistory
Cenovus Energy Inc.15135U117*W EXP 01/01/20213$00.0%00.0%Unchanged–
CLVSClovis Oncology, Inc.COM30$00.0%00.0%UnchangedHistory
CDAKCodiak BioSciences, Inc.COM142$00.0%00.0%UnchangedHistory
Columbia Care197309107COM160$00.0%00.0%Unchanged–
Compute Health Acquisitin Co204833115*W EXP 01/25/202100$00.0%00.0%Unchanged–
CNDConcord Acquisition CorpCOM CL A21$00.0%+21NewHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM750$00.0%00.0%UnchangedHistory
Core One Labs Inc Com21872J208Common Stock15$00.0%00.0%Unchanged–
CREXCreative Realities, Inc.COM NEW8$00.0%00.0%UnchangedHistory
Velocityshares Daily 2X Vix Short Term ETN22542D258ETF3$00.0%00.0%Unchanged–
Crucible Acquisition Corp22877P116*W EXP 12/26/202100$00.0%00.0%Unchanged–
CYTHCyclo Therapeutics, Inc.COM NEW100$00.0%00.0%UnchangedHistory
Decision Diagnostics Corp Com243443108Common Stock41,900$00.0%00.0%Unchanged–
Diego Pellicer Worldwide Inc Com New25367R203Common Stock7,500$00.0%00.0%Unchanged–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU12$00.0%+12New–

Sold out since Q1 2022 (447)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 447 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
GSKGSK plcSPONSORED ADR938,154$41.4M0.3%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT13,078$1.01M<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A36,021$898.0K<0.1%History
CERNCERNER CorpCOM9,248$868.0K<0.1%History
OPRAOpera LtdSPONSORED ADS122,129$722.0K<0.1%History
EPAYBottomline Technologies IncCOM12,075$684.0K<0.1%History
AZPNASPENTECH CorpCOM3,350$554.0K<0.1%History
iShares US Aggregate Bond Ucits ETFG4953W408ETF5,149$526.0K<0.1%–
Golden Pac Bancorp Inc Com38115V103Common Stock208,478$448.0K<0.1%–
Discovery Inc25470F302COM SER C16,303$407.0K<0.1%–
PBCTPeople's United Financial, Inc.COM15,020$300.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS25,030$249.0K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW4,036$245.0K<0.1%History
ZNGAZynga IncCL A25,823$239.0K<0.1%History
Vanguard S&P 500 UCITS ETFG9T17W137ETF2,753$239.0K<0.1%–
iShares Tr46435U127CLOUD 5G AND TEC7,431$197.0K<0.1%–
ANATAmerican National Group IncCOM NEW1,034$196.0K<0.1%History
CRCrane CoCOM1,743$189.0K<0.1%History
TVTYTivity Health, Inc.COM5,846$188.0K<0.1%History
Global X FDS37954Y426CANNABIS ETF31,007$169.0K<0.1%–
FLOWSPX FLOW, Inc.COM1,935$167.0K<0.1%History
Russell Exchange Traded FDS Tr Scap Hidiv Yld782474399ETF6,090$158.0K<0.1%–
ISBCInvestors Bancorp, Inc.COM10,114$151.0K<0.1%History
FOEFerro CorpCOM6,586$143.0K<0.1%History
First Tr Exchange-Traded Alp33734K109COM SHS1,149$101.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM5,139$95.0K<0.1%History
MIMEMimecast LtdORD SHS1,126$90.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC1,119$81.0K<0.1%–
US Ecology, Inc.91734M103COM1,684$81.0K<0.1%–
SPDR S&P 400 Mid Cap Ucits ETFG8T03H104ETF796$65.0K<0.1%–
SRLPSprague Resources LPCOM UNIT REP LTD3,900$64.0K<0.1%History
HCKTHackett Group, Inc.COM2,655$62.0K<0.1%History
Lojas Renner SA54146M202ADR10,572$62.0K<0.1%–
VanEck Vectors ETF Tr92189F379CHINAAMC CHINA B2,490$61.0K<0.1%–
EJFAEJF Acquisition Corp.CL A SHS6,003$59.0K<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD1,735$54.0K<0.1%–
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG1,232$53.0K<0.1%–
FCFranklin Covey CoCOM1,160$52.0K<0.1%History
Bridgemarq Real Estate Svc Inc Com10808B108Common Stock3,788$49.0K<0.1%–
VRMVroom, Inc.COM17,162$46.0K<0.1%History
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC452$45.0K<0.1%–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT1,192$44.0K<0.1%–
QNCXQuince Therapeutics, Inc.COM7,189$44.0K<0.1%History
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X2,500$44.0K<0.1%–
SCORComscore, Inc.COM14,207$41.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE806$41.0K<0.1%–
Kraneshares Tr500767827ELEC VEH FUTUR1,018$40.0K<0.1%–
Aviva PLC05382A104ADR3,304$39.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP784$38.0K<0.1%–
Grindrod Shipping Holdings LY28895103SHS1,500$38.0K<0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX2,320$37.0K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD1,887$37.0K<0.1%–
Exchange Traded Concepts Tr301505764CAPITAL LINK GBL923$37.0K<0.1%–
VNEArriver Holdco, Inc.COM1,003$37.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR2,050$35.0K<0.1%–
WisdomTree Tr97717W588US LARGECAP FUND676$33.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD1,232$32.0K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS6,560$30.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD603$28.0K<0.1%–
PLANAnaplan, Inc.COM427$28.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC571$27.0K<0.1%–
RWAYRunway Growth Finance Corp.COM2,016$27.0K<0.1%History
Essential Utils Inc29670G201UNIT 04/30/2022432$26.0K<0.1%–
Falcon Minerals Corp30607B109CL A COM3,868$26.0K<0.1%–
NRGVEnergy Vault Holdings, Inc.COM CL A1,575$25.0K<0.1%History
Cie Generale des Etablissements Michelin SCAF61824144Common Stock185$25.0K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF640$24.0K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF769$24.0K<0.1%–
INTTIntest CorpCOM2,100$23.0K<0.1%History
Goldman Sachs ETF Tr381430602ACTIVEBETA US356$22.0K<0.1%–
Boliden AB-Unspn ADR09752V102ADR215$22.0K<0.1%–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB850$22.0K<0.1%History
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF614$21.0K<0.1%–
AEHRAehr Test SystemsCOM1,996$20.0K<0.1%History
Ssga Active Tr78470P309ST STR MARKE ETF429$20.0K<0.1%–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE512$20.0K<0.1%–
GOCOGoHealth, Inc.COM CL A16,734$20.0K<0.1%History
SVF Investment Corp 3G8601N108CL A SHS2,000$20.0K<0.1%–
ETF Ser Solutions26922A230HOYA CAP HOUSI500$19.0K<0.1%–
McRae Inds Inc CL A582757209Common Stock500$19.0K<0.1%–
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS125$17.0K<0.1%–
Flexshares Tr33939L100MORNSTAR USMKT100$17.0K<0.1%–
ORGOOrganogenesis Holdings Inc.COM2,220$17.0K<0.1%History
VWTRVidler Water Resources, Inc.COM1,121$17.0K<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF568$16.0K<0.1%–
HMHCHoughton Mifflin Harcourt CoCOM780$16.0K<0.1%History
GTHXG1 Therapeutics, Inc.COM2,000$15.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG474$14.0K<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN220$14.0K<0.1%–
Taisho Pharma Hold Unsp- ADR87402P105ADR1,190$14.0K<0.1%–
ATRSAntares Pharma, Inc.COM3,160$13.0K<0.1%History
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/20261,300$13.0K<0.1%–
KBC Group NV ShsB5337G162Common Stock177$13.0K<0.1%–
Eagle Plains Res Ltd Com New269906202Common Stock82,000$12.0K<0.1%–
AEVAAeva Technologies, Inc.COM2,653$11.0K<0.1%History
CNVYConvey Health Solutions Holdings, Inc.COM1,616$11.0K<0.1%History
UGAUnited States Gasoline Fund, LPUNITS180$10.0K<0.1%History
ORICOric Pharmaceuticals, Inc.COM1,884$10.0K<0.1%History
BTDPYBarratt Developments PLCADR745$10.0K<0.1%History
Healthcare Services Acqu Cor42227K104COM CL A1,000$10.0K<0.1%–