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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
5,032
+204 vs. Q3 2021
Portfolio value
$14.6B
+$2.55B (+21.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Captrust Financial Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Sentry Technology Corp Com81731K101Common Stock10,000$00.0%+10,000New–
Siemens Gamesa Renewable Energ82621P101ADR62$00.0%+62New–
Silverbox Engaged Merger Co82836L200UNIT 03/31/20281$00.0%−29,625−100.0%Reduced–
Smart Closet Inc Com83206C101Common Stock2$00.0%+2New–
SMSISmith Micro Software, Inc.COM NEW33$00.0%00.0%UnchangedHistory
WDLFDecentral Life, Inc.Common Stock120,000$00.0%00.0%UnchangedHistory
SODISolitron Devices IncCommon Stock1$00.0%+1NewHistory
SOSSOS LtdSPNSORD ADS NEW300$00.0%−118−28.2%ReducedHistory
SPAUFSpanish Mountain Gold Ltd.Common Stock100$00.0%00.0%UnchangedHistory
Sproutly Canada Inc.85209J108COM1,600$00.0%00.0%Unchanged–
SCXStarrett L S CoCL A1$00.0%00.0%UnchangedHistory
STCNSteel Connect LLCCOM300$00.0%+300NewHistory
TMM Inc New87258Q108COM2,500$00.0%00.0%Unchanged–
GRAMGold Flora Corp.COM100$00.0%00.0%UnchangedHistory
TGBTrekor Metals LtdCOM100$00.0%+100NewHistory
TENXTenax Therapeutics, Inc.COM NEW2$00.0%+2NewHistory
Tidal ETF Tr886364504SOFI GIG ETF12$00.0%00.0%Unchanged–
Tidewater Inc88642R117*W EXP 07/31/20211$00.0%−51−82.3%Reduced–
Tidewater Inc88642R125*W EXP 07/31/20212$00.0%−55−82.1%Reduced–
Toto Limited ADR891515207ADR9$00.0%00.0%Unchanged–
CLUBQTown Sports International Holdings IncCommon Stock170,989$00.0%00.0%UnchangedHistory
Truett-Hurst Inc CL A897871109Common Stock300$00.0%00.0%Unchanged–
TTOOT2 Biosystems, Inc.COM15$00.0%+15NewHistory
UONEUrban One, Inc.CL A95$00.0%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM NEW30$00.0%−114,970−100.0%ReducedHistory
VEONVEON Ltd.SPONSORED ADR100$00.0%00.0%UnchangedHistory
VASOVASO CorpCommon Stock45$00.0%+45NewHistory
Vedanta Limited92242Y100SPONSORED ADR100$00.0%+100New–
VTNRVertex Energy Inc.COM3$00.0%00.0%UnchangedHistory
VICPVicapsys Life Sciences, Inc.Common Stock10$00.0%00.0%UnchangedHistory
Viper Networks Inc92762R105Common Stock1,000$00.0%00.0%Unchanged–
VYNTVyant Bio, Inc.COM50$00.0%00.0%UnchangedHistory
ASAPWaitr Holdings Inc.COM250$00.0%00.0%UnchangedHistory
Whiting Petroleum Corp966387110Common Stock1$00.0%+1New–
ZNOGZion Oil & Gas IncCOM822$00.0%+822NewHistory
Faurecia SE ActF3445A108Common Stock4$00.0%00.0%Unchanged–
Agba Acquisition LtdG0120M125RIGHT 05/10/20241,404$00.0%−1,404−50.0%Reduced–
CNEYCN Energy Group. Inc.SHS2$00.0%−499−99.6%ReducedHistory
Eros STX Global CorporationG3788M114SHS NEW299$00.0%+299New–
MNKTQKeenova Therapeutics plcStock548$00.0%−13−2.3%ReducedHistory
SVF Investment Corp.G8601L128*W EXP 12/20/202200$00.0%00.0%Unchanged–
Tian Ruixiang Hldgs LtdG8884K102CL A SHS2$00.0%+2New–
ENLVEnlivex Ltd.COM25$00.0%−1,000−97.6%ReducedHistory
Tikcro Technologies Ltd Reg ShsM8790M112Common Stock66$00.0%00.0%Unchanged–
NYMXFNymox Pharmaceutical CorpCOM200$00.0%+200NewHistory
DSXDiana Shipping Inc.COM60$00.0%+1+1.7%AddedHistory
Maxeon Solar Technologies LTY58473102SHS17$00.0%00.0%Unchanged–
Amazing Energy Oil & Gas Co Com New02314N205Common Stock39,622$00.0%+39,622New–
BRCNFBurcon NutraScience CorpCOM300$00.0%00.0%UnchangedHistory
Clickstream Corp Com18683A103Common Stock1,500$00.0%00.0%Unchanged–
Colicity Inc194170114*W EXP 02/24/202100$00.0%00.0%Unchanged–
HITIHigh Tide Inc.COM NEW50$00.0%+50NewHistory
LTCHLatch, Inc.COM20$00.0%+20NewHistory
Nightdragon Acquisition Corp65413D113*W EXP 02/26/202100$00.0%00.0%Unchanged–
OCLNOriginclear, Inc.Common Stock5,002$00.0%00.0%UnchangedHistory
Skye Pete Inc Com83084C108Common Stock7,600$00.0%00.0%Unchanged–
SOWGSow Good Inc.Common Stock1$00.0%+1NewHistory
Talkspace, Inc.87427V111*W EXP 06/21/20210$00.0%+10New–
UNRVUnrivaled Brands, Inc.COM634$00.0%−200−24.0%ReducedHistory
VanEck Vectors ETF Tr92189H821DIGI TRANS ETF16$00.0%+1+6.7%Added–
CPOPPop Culture Group Co., LtdCLASS A ORD SHS1$00.0%+1NewHistory
CTRMCastor Maritime Inc.SHS NEW200$00.0%00.0%UnchangedHistory
BFYWBetter For You Wellness, Inc.Common Stock2,000$00.0%00.0%UnchangedHistory
CLRDClearday, Inc.Common Stock10$00.0%00.0%UnchangedHistory
DPRODraganfly Inc.COM NEW100$00.0%00.0%UnchangedHistory
Global X FDS37954Y178GLOBAL X AGTECH1$00.0%+1New–
HIPOHippo Holdings Inc.COMMON STOCK100$00.0%00.0%UnchangedHistory
Post Holdings Partnering Cor737465112*W EXP 04/12/202200$00.0%00.0%Unchanged–
ProShares Tr74347G515S&P KENSHO CLEA1$00.0%+1New–
SEMA4 Holdings Corp81663L119*W EXP 07/22/202258$00.0%00.0%Unchanged–
Spring Vy Acquisition Corp CL A82857U956Common Stock30$00.0%00.0%Unchanged–
SOVOSovos Brands, Inc.COM20$00.0%+20NewHistory
Kalera as ShsR3S4AQ108Common Stock81$00.0%00.0%Unchanged–
EQRx, Inc.26886C115*W EXP 12/17/202100$00.0%+100New–
NUVIEmo Capital Corp.Common Stock12,355$00.0%+12,355NewHistory
Mind Cure Health Inc Com60254M108Common Stock500$00.0%+500New–
Personas Social Inc Com70538Q106Common Stock50$00.0%+50New–
PRSOPeraso Inc.COM5$00.0%00.0%UnchangedHistory
Principal Solar Inc Com New74255T202Common Stock147$00.0%+147New–
RENTRent the Runway, Inc.COM CL A4$00.0%+4NewHistory
Rising Biosciences Inc Com76761W108Common Stock29,900$00.0%+29,900New–
Babylon Hldgs LtdG07031118*W EXP 10/21/20224$00.0%+24New–
Founder SpacG3661E114*W EXP 04/19/202500$00.0%+500New–
OPOpenPayd Global Holdings LtdCOMMON STOCK5$00.0%+5NewHistory
Xtrackers International Real Estate ETF233051846ETF33$1.00K<0.1%−244−88.1%Reduced–
LEUCentrus Energy CorpStock11$1.00K<0.1%+11NewHistory
FROGJFrog LtdStock29$1.00K<0.1%+23+383.3%AddedHistory
PAASPan American Silver CorpStock50$1.00K<0.1%00.0%UnchangedHistory
AMSCAmerican Superconductor CorpStock70$1.00K<0.1%−42−37.5%ReducedHistory
ARCTArcturus Therapeutics Holdings Inc.COM36$1.00K<0.1%00.0%UnchangedHistory
BEEMBeam GlobalCOM49$1.00K<0.1%−86−63.7%ReducedHistory
Global X FDS37954Y830GLOBAL X COPPER20$1.00K<0.1%+20New–
NWPXNWPX Infrastructure, Inc.COM18$1.00K<0.1%00.0%UnchangedHistory
WRBYWarby Parker Inc.CL A COM29$1.00K<0.1%+29NewHistory
JXNJackson Financial Inc.COM CL A18$1.00K<0.1%−58−76.3%ReducedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A240$1.00K<0.1%−83−25.7%ReducedHistory
JOBYJoby Aviation, Inc.COMMON STOCK100$1.00K<0.1%+100NewHistory
JOYYJOYY Inc.ADS REPSTG COM A20$1.00K<0.1%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM103$1.00K<0.1%−497−82.8%ReducedHistory
LDIloanDepot, Inc.COM CL A104$1.00K<0.1%+1+1.0%AddedHistory

Sold out since Q3 2021 (243)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 243 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46434VBK5IBONDS DEC21 ETF392,808$9.71M0.1%–
MCFContango Oil & Gas CoCOM NEW1,603,500$7.33M0.1%History
BOCHBank of Commerce HoldingsCOM120,137$1.82M<0.1%History
NCNOnCino, Inc.COM17,642$1.25M<0.1%History
KSUKansas City SouthernCOM NEW3,838$1.04M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB48,017$1.01M<0.1%History
HRCHill-Rom Holdings, Inc.COM4,390$659.0K<0.1%History
Spartacus Acquisition Corp84677L109CL A46,359$469.0K<0.1%–
NVTSNavitas Semiconductor CorpCOM CL A46,290$462.0K<0.1%History
Pathfinder Acquisition CorpG04119106CL A43,110$426.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM41,042$405.0K<0.1%–
UBS AG London Branch902677780EN LG CP GRWTH481$340.0K<0.1%–
XECCimarex Energy CoCOM3,609$315.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI12,473$315.0K<0.1%–
KURIAlkuri Global Acquisition Corp.COM CL A31,036$309.0K<0.1%History
Marlin Technology Corp.G58411128UNIT 99/99/999929,537$295.0K<0.1%–
APOApollo Global Management, Inc.COM CL A4,396$271.0K<0.1%History
CIVICivitas Resources, Inc.COM NEW5,444$261.0K<0.1%History
Orocobre Ltd ShsQ7142R106Common Stock37,500$235.0K<0.1%–
Jack Creek Investment Corp.G4989X107UNIT 10/01/202323,199$233.0K<0.1%–
EBSBMeridian Bancorp, Inc.COM10,770$225.0K<0.1%History
CF Acquisition Corp VIII12520C208UNIT 03/31/202820,560$208.0K<0.1%–
NSTDNorthern Star Investment Corp. IVCOM CL A20,560$201.0K<0.1%History
STMPStamps.com IncCOM NEW585$193.0K<0.1%History
GIGCAPITAL4 Inc37518G101COM19,611$193.0K<0.1%–
Mason Industrial Technolgy I57520Y205UNIT 99/99/999919,082$190.0K<0.1%–
26 Capital Acquisition Corp.90138P209UNIT 12/31/202716,854$170.0K<0.1%–
DFPHStarling Oncology, Inc.COM CL A15,829$157.0K<0.1%History
CTACKing LLC Merger Sub, LLCSHS CL A19,458$152.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG1,079$125.0K<0.1%History
HRVSFHarvest Health & Recreation Inc.COM39,720$124.0K<0.1%History
CF Acquisition Corp VI12521J202UNIT 99/99/999911,764$116.0K<0.1%–
Echo Global Logistics, Inc.27875T101COM2,365$113.0K<0.1%–
Mexivada MNG Corp Com593053101Stock59,450$113.0K<0.1%–
Lydall Inc550819106COM1,793$111.0K<0.1%–
iShares Tr46435G789IBONDS DEC20214,218$108.0K<0.1%–
UFSDomtar CORPCOM NEW1,868$102.0K<0.1%History
MDPHawkeye Acquisition, Inc.COM1,642$91.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund3,804$87.0K<0.1%–
KDMNKadmon Holdings, Inc.COM10,000$87.0K<0.1%History
SPDR Series Trust78468R804ST STR R1K LOWV645$86.0K<0.1%–
ProShares Tr74347B383ULTRASHRT S&P5008,990$80.0K<0.1%–
PRQRProQR Therapeutics N.V.SHS EURO7,500$63.0K<0.1%History
EJF Acquisition Corp.G2955B117UNIT 03/10/20266,003$62.0K<0.1%–
Capstar SPL Purp Acquisition14070Y101COM CL A6,000$60.0K<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR1,920$58.0K<0.1%History
Thimble Point Acquisition Co88408P107COM CL A5,667$56.0K<0.1%–
Ampal Amern Israel Corp CL A New032015703Common Stock925$50.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV3,658$48.0K<0.1%–
XENEXenon Pharmaceuticals Inc.COM3,000$46.0K<0.1%History
CAI International, Inc.12477X106COM828$46.0K<0.1%–
Crystal Peak Minerals Inc Com22938T107Common Stock10,439,596$41.0K<0.1%–
The a2 Milk Co LtdQ2774Q104COM8,850$39.0K<0.1%–
INOVInovalon Holdings, Inc.COM CL A877$35.0K<0.1%History
MSPRMSP Recovery, Inc.COM CL A2,934$29.0K<0.1%History
Live Oak Acquisition Corp II53804W114*W EXP 12/07/20214,630$28.0K<0.1%–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR2,612$27.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF550$24.0K<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN2,885$23.0K<0.1%–
CLDRCloudera, Inc.COM1,314$21.0K<0.1%History
Xiaomi Corp Unsponsored ADS98421U108ADR1,576$21.0K<0.1%–
CELUCelularity IncCOM CL A3,000$21.0K<0.1%History
BFXBowflex Inc.COM2,000$19.0K<0.1%History
SHCRSharecare, Inc.COM CL A2,252$19.0K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF165$18.0K<0.1%–
Advisorshares Tr00768Y529DORSY SHRT ETF2,000$18.0K<0.1%–
DSPGDSP Group IncCOM837$18.0K<0.1%History
PROPROS Holdings, Inc.COM498$18.0K<0.1%History
Spartacus Acquisition Corp84677L117*W EXP 10/31/20211,597$18.0K<0.1%–
Jasper Therapeutics, Inc.471871111*W EXP 12/01/20211,988$18.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF200$17.0K<0.1%–
WLMSNOS4-1, Inc.COM4,050$17.0K<0.1%History
ALTAAltabancorpCOM363$16.0K<0.1%History
H Lundbeck A/S40422M206ADR600$16.0K<0.1%–
Trident Acquisitions Corp89615T106COM1,406$16.0K<0.1%–
Ganfeng Lithium COY2690M105Common Stock905$16.0K<0.1%–
iShares Tr464289883CORE 30 70 ETF392$15.0K<0.1%–
CSODCornerstone OnDemand IncCOM255$15.0K<0.1%History
ZYMEZymeworks Inc.COM500$15.0K<0.1%History
Bakkt, Inc.G9441E100SHS CL A1,453$15.0K<0.1%–
Yucaipa Acquisition CorpG9879L113*W EXP 99/99/99913,681$15.0K<0.1%–
Good Vibrations Shoe382147205Common525,000$15.0K<0.1%–
ABATAmerican Battery Technology CoCOM9,200$14.0K<0.1%History
RAVNRaven Industries IncCOM248$14.0K<0.1%History
RSRVReserve Petroleum CoCommon Stock79$14.0K<0.1%History
FOCLEdap TMS SASPONSORED ADR2,000$13.0K<0.1%History
CCAIUCascadia Acquisition Corp.UNIT 09/30/20281,300$13.0K<0.1%History
ANIXAnixa Biosciences IncCOM2,500$12.0K<0.1%History
CGENCompugen LtdORD2,000$12.0K<0.1%History
AUTOAutoWeb, Inc.COM4,420$12.0K<0.1%History
TVGrupo Televisa, S.A.B.SPON ADR REP ORD1,000$11.0K<0.1%History
REKRRekor Systems, Inc.COM1,000$11.0K<0.1%History
DRNADicerna Pharmaceuticals IncCOM563$11.0K<0.1%History
KLRKaleyra, Inc.COM1,000$11.0K<0.1%History
Alkuri Global Acquisition Corp.66981N111*W EXP 02/09/2027,759$11.0K<0.1%–
WM Morrison Supermarkets PLC92933J107ADR560$11.0K<0.1%–
Arco Platform LtdG04553106COM CL A500$11.0K<0.1%–
MNDYmonday.com Ltd.SHS30$10.0K<0.1%History
XLRNAcceleron Pharma IncCOM58$10.0K<0.1%History
Kensington Capital Acquisiti49006L203UNIT 99/99/99991,200$10.0K<0.1%–