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Livermore
Livermore
ZHEN

Captrust Financial Advisors

SEC CIK
0001512024
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
4,768
+127 vs. Q1 2021
Portfolio value
$10.7B
+$1.50B (+16.2%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Captrust Financial Advisors in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FROGJFrog LtdStock7$00.0%+7NewHistory
WRNWestern Copper & Gold CorpStock150$00.0%00.0%UnchangedHistory
ARGXArgenx SESPONSORED ADR1$00.0%−1−50.0%ReducedHistory
RPRXRoyalty Pharma plcSHS CLASS A7$00.0%+7NewHistory
WBWEIBO CorpSPONSORED ADR1$00.0%00.0%UnchangedHistory
CRNXCrinetics Pharmaceuticals, Inc.COM23$00.0%00.0%UnchangedHistory
IAGIamgold CorpCOM100$00.0%00.0%UnchangedHistory
ARAYAccuray IncCOM67$00.0%−124−64.9%ReducedHistory
GSHDGoosehead Insurance, Inc.COM CL A3$00.0%−153−98.1%ReducedHistory
SPDR Series Trust78468R549SP O&G EQP SERV7$00.0%00.0%Unchanged–
SVRASavara IncCOM142$00.0%00.0%UnchangedHistory
RSIRush Street Interactive, Inc.COM30$00.0%+30NewHistory
WFRDWeatherford International plcORD SHS1$00.0%00.0%UnchangedHistory
MCFTMasterCraft Boat Holdings, Inc.COM18$00.0%+18NewHistory
Global X FDS37954Y392VDEO GAM ESPRT8$00.0%00.0%Unchanged–
VIVTelefonica Brasil S.A.SPONSORED ADS35$00.0%+35NewHistory
HRMYHarmony Biosciences Holdings, Inc.COM9$00.0%+9NewHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN3$00.0%−1−14.3%ReducedConverted for a 1-for-2 split–
Procure ETF Trust II74280R205SPACE ETF10$00.0%00.0%Unchanged–
MASS908 Devices Inc.COM11$00.0%+11NewHistory
APIAgora, Inc.ADS6$00.0%−100−94.3%ReducedHistory
ATLOAmes National CorpCOM6$00.0%−54−90.0%ReducedHistory
AMPGAmpliTech Group, Inc.COM NEW10$00.0%+10NewHistory
ALOTAstroNova, Inc.COM19$00.0%00.0%UnchangedHistory
CIACitizens, Inc.CL A71$00.0%−318−81.7%ReducedHistory
CTGOContango Silver & Gold Inc.COM2$00.0%00.0%UnchangedHistory
FUTUFutu Holdings LtdSPON ADS CL A1$00.0%−1−50.0%ReducedHistory
ICLICL Group Ltd.SHS58$00.0%00.0%UnchangedHistory
KOSSKoss CorpCOM1$00.0%00.0%UnchangedHistory
LAKELakeland Industries IncCOM20$00.0%+20NewHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW1$00.0%00.0%UnchangedHistory
LCUTLifetime Brands, IncCOM33$00.0%+33NewHistory
LYTSLsi Industries IncCOM55$00.0%00.0%UnchangedHistory
MGTXMeiraGTx Holdings plcCOM28$00.0%00.0%UnchangedHistory
NUVBNuvation Bio Inc.COM CL A27$00.0%+27NewHistory
PLTKPlaytika Holding Corp.COM16$00.0%00.0%UnchangedHistory
RBBRBB BancorpCOM12$00.0%−55−82.1%ReducedHistory
RLAYRelay Therapeutics, Inc.COM7$00.0%+7NewHistory
SEERSeer, Inc.COM CL A8$00.0%+8NewHistory
TBPHTheravance Biopharma, Inc.COM31$00.0%00.0%UnchangedHistory
UNTYUnity Bancorp IncCOM11$00.0%00.0%UnchangedHistory
ULHUniversal Logistics Holdings, Inc.COM19$00.0%−67−77.9%ReducedHistory
VHIValhi IncCOM6$00.0%+6NewHistory
AB&T Finl Corp Com00037W106Common Stock1,000$00.0%00.0%Unchanged–
Aer Energy Res Inc Com New000944207COM54,945$00.0%00.0%Unchanged–
Achaogen Inc004449104Common Stock3,200$00.0%00.0%Unchanged–
ACURAcura Pharmaceuticals, IncCOM245$00.0%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM80$00.0%00.0%UnchangedHistory
Aimrite Hldgs Corp Com New009003203Common Stock2,000$00.0%00.0%Unchanged–
ALTXAltex Industries IncCommon Stock200$00.0%00.0%UnchangedHistory
America Movil SAB de CV02364W204SPONSORED ADR30$00.0%00.0%Unchanged–
Amplify Energy Co 22 WTS Warra03212B137Common Stock50$00.0%00.0%Unchanged–
Amryt Pharma PLC03217L106SPONSORED ADS5$00.0%00.0%Unchanged–
Apex Technology Acquisition03768F102COM CL A35$00.0%00.0%Unchanged–
AUVIApplied UV, Inc.COM1$00.0%00.0%UnchangedHistory
APTXAptinyx Inc.COM55$00.0%+55NewHistory
Associates First Cap Corp Residl Val Obl046008207Common Stock1,470$00.0%00.0%Unchanged–
ATDRFAuto Trader Group plcADR198$00.0%00.0%UnchangedHistory
Bantec Inc06684B204COM43,300$00.0%00.0%Unchanged–
Basic Energy Svcs Inc New WT Exp 12232306985P118Common Stock42$00.0%00.0%Unchanged–
BXRXBaudax Bio, Inc.COM1$00.0%00.0%UnchangedHistory
Bebe Stores Inc Com New075571208Common Stock7$00.0%00.0%Unchanged–
Bellicum Pharmaceuticals, Inc079481404COM NEW30$00.0%00.0%Unchanged–
STEXStreamex Corp.COM NEW93$00.0%+93NewHistory
BlackRock ETF Trust09290C301FUTURE TECH ETF10$00.0%00.0%Unchanged–
Blue Gem Enterprise Inc Fla Com09548T106Common Stock300$00.0%00.0%Unchanged–
FRTXFresh Tracks Therapeutics, Inc.COM2$00.0%00.0%UnchangedHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/2030971$00.0%00.0%Unchanged–
OTGLYCD Projekt S.A.ADR20$00.0%−47−70.1%ReducedHistory
Connexus Corp Com126136100Common Stock160,000$00.0%00.0%Unchanged–
California Style Palms Inc CL A13080W105Common Stock3$00.0%00.0%Unchanged–
Camber Energy Inc13200M508COM1$00.0%00.0%Unchanged–
DOGPDogecoin Cash, Inc.COM20$00.0%00.0%UnchangedHistory
CTLPCantaloupe, Inc.COM33$00.0%+33NewHistory
PRTSCarParts.com, Inc.COM22$00.0%+12+120.0%AddedHistory
CSPRCasper Sleep Inc.COM29$00.0%+29NewHistory
IMNNImunon, Inc.COM PAR NEW43$00.0%+9+26.5%AddedHistory
Cenovus Energy Inc.15135U117*W EXP 01/01/20213$00.0%00.0%Unchanged–
Champion Inds Inc W V Com New158520205Common Stock40$00.0%00.0%Unchanged–
SDCHSideChannel, Inc.Common Stock1$00.0%00.0%UnchangedHistory
COCPCocrystal Pharma, Inc.COM266$00.0%00.0%UnchangedHistory
Compute Health Acquisitin Co204833115*W EXP 01/25/202100$00.0%+100New–
Core One Labs Inc Com21872J208Common Stock125$00.0%00.0%Unchanged–
Velocityshares Daily 2X Vix Short Term ETN22542D258ETF3$00.0%00.0%Unchanged–
Crucible Acquisition Corp22877P116*W EXP 12/26/202100$00.0%00.0%Unchanged–
Danske BK A/S ADR236363206ADR36$00.0%00.0%Unchanged–
Decision Diagnostics Corp Com243443108Common Stock41,900$00.0%00.0%Unchanged–
Diego Pellicer Worldwide Inc Com New25367R203Common Stock7,500$00.0%00.0%Unchanged–
RRDRR Donnelley & Sons CoCOM41$00.0%00.0%UnchangedHistory
EIGREiger BioPharmaceuticals, Inc.COM52$00.0%00.0%UnchangedHistory
El Capitan Precious Metals I Com282812106Common Stock2,800$00.0%+2,800New–
Entest Group Inc Com New29383T300Common Stock7$00.0%00.0%Unchanged–
Evio Inc Com30051V106Common Stock216$00.0%00.0%Unchanged–
Fednat Hldg Co31431B109COM82$00.0%−1,146−93.3%Reduced–
Firma Hldgs Corp Com31832R109Common Stock438$00.0%00.0%Unchanged–
Force Protn Video Equip Corp Com New34520J207Common Stock50,000$00.0%00.0%Unchanged–
FWDIForward Industries, Inc.COM NEW16$00.0%+16NewHistory
GL Brands Inc Com361775109COM3,000$00.0%00.0%Unchanged–
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/202224$00.0%00.0%Unchanged–
GAXYGalaxy Next Generation, Inc.Common Stock2,500$00.0%00.0%UnchangedHistory

Sold out since Q1 2021 (298)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 298 by value last quarter.

Positions of Captrust Financial Advisors sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
GEGeneral Electric CoCOM333,949$4.39M<0.1%History
IAC Interactivecorp New44891N109COM10,017$2.17M<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/9999152,951$1.53M<0.1%–
BK of America Corp 7.25 CNV PFD L006050568Common Stock892$1.25M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,936$1.07M<0.1%–
Varian Med Sys Inc92220P105COM5,979$1.05M<0.1%–
Haymaker Acquisition Corp II42087R207UNIT 03/01/202677,396$769.0K<0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202676,804$767.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202876,328$756.0K<0.1%–
Bright Lights Acquisition Co10920K200UNIT 99/99/999961,578$609.0K<0.1%–
TCF Finl Corp872307103COM12,470$579.0K<0.1%–
7GC & Co Holdings Inc81786A206UNIT 12/23/202553,066$539.0K<0.1%–
Live Oak Acquisition Corp II53804W205UNIT 99/99/999951,343$537.0K<0.1%–
Advisorshares Tr00768Y834FOLIOBEYOND SMRT19,516$503.0K<0.1%–
Churchill Capital Corp VI17143W200UNIT 99/99/999944,310$446.0K<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/999941,435$413.0K<0.1%–
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202838,802$383.0K<0.1%–
POWWOutdoor Holding CoCOM62,356$369.0K<0.1%History
Cooper Tire & Rubr Co216831107COM6,065$340.0K<0.1%–
VanEck ETF Trust92189F171GREEN BOND ETF12,226$331.0K<0.1%–
MTS Sys Corp553777103COM5,384$313.0K<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202629,601$296.0K<0.1%–
ProShares Tr74347G309ULTRAPRO DOW 3029,200$283.0K<0.1%–
Longview Acquisition Corp. II54319Q204UNIT 99/99/999925,215$253.0K<0.1%–
Silver Crest Acquisition CorG81355110UNIT 12/15/202525,402$252.0K<0.1%–
Northern Star Invest Corp II66574L209UNIT 02/25/202824,834$247.0K<0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202824,834$246.0K<0.1%–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202622,392$222.0K<0.1%–
Michaels Cos Inc59408Q106COM9,762$214.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202820,316$202.0K<0.1%–
OPFIOppFi Inc.COM18,849$192.0K<0.1%History
Gaming & Hospitality Acqu Co364681205UNIT 02/04/202818,096$179.0K<0.1%–
Inphi Corp45772F107COM971$173.0K<0.1%–
Quantumscape Corp Com CL A490073103Stock3,800$170.0K<0.1%–
Waddell & Reed Finl Inc930059100CL A6,014$151.0K<0.1%–
Mountain Crest Acqustn Corp62402D204UNIT 99/99/999911,980$122.0K<0.1%–
Ascendant Digital AcquisitioG05155109COM CL A11,000$109.0K<0.1%–
Extended Stay Amer Inc30224P200UNIT 99/99/9999B5,211$103.0K<0.1%–
Oaktree Acquisition Corp IIG6715X129UNIT 09/15/20279,612$98.0K<0.1%–
DCOMDime Commercial Bancshares, Inc.COM3,183$96.0K<0.1%History
Grubhub Inc400110102COM1,526$92.0K<0.1%–
Cubic Corp229669106COM1,074$80.0K<0.1%–
Holcim Ltd Sponsored ADR50586V108ADR6,504$76.0K<0.1%–
Skeena Res Ltd New Com83056P806COM30,000$76.0K<0.1%–
Vanguard World FD921910840MEGA CAP VAL ETF775$74.0K<0.1%–
MDH Acquisition Corp55283P205UNIT 99/99/99997,386$73.0K<0.1%–
FS KKR Cap Corp II35952V303COM3,586$72.0K<0.1%–
Glu Mobile Inc379890106COM5,788$72.0K<0.1%–
Flir Sys Inc302445101COM1,217$69.0K<0.1%–
TVRDTvardi Therapeutics, Inc.COM3,000$65.0K<0.1%History
Gores Metropoulos II Inc382873206UNIT 01/31/20286,394$65.0K<0.1%–
HMS Hldgs Corp40425J101COM1,694$63.0K<0.1%–
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/99996,375$63.0K<0.1%–
Capstar SPL Purp Acquisition14070Y200UNIT 07/09/20276,000$61.0K<0.1%–
CRISCuris IncCOM NEW5,000$57.0K<0.1%History
Thimble Point Acquisition Co88408P206UNIT 99/99/99995,669$57.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/20265,660$56.0K<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/20285,652$56.0K<0.1%–
Carter Bankshares Inc Com New146102108Stock3,824$53.0K<0.1%–
Five Prime Therapeutics Inc33830X104COM1,396$53.0K<0.1%–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC489$50.0K<0.1%–
Nushares ETF Tr67092P110NUVEEN ESG 1-51,956$50.0K<0.1%–
Aphria Inc03765K104COM2,585$47.0K<0.1%–
Perspecta Inc715347100COM1,614$47.0K<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A2,760$47.0K<0.1%–
NRPNatural Resource Partners LPCOM UNIT LTD PAR2,500$40.0K<0.1%History
Affimed N VN01045108COM5,000$40.0K<0.1%–
BTCYBiotricity Inc.Com15,000$36.0K<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST2,485$36.0K<0.1%–
Travis Perkins PLC89455F208Common Stock1,588$34.0K<0.1%–
ESBAEmpire State Realty OP, L.P.UNIT LTD PRTNSP2,868$32.0K<0.1%History
Anhui Conch Cem Co Ltd ADR035243104ADR946$31.0K<0.1%–
BB Seguridade Participacoes ADR05541J103ADR7,227$30.0K<0.1%–
Coca Cola Amatil Ltd Sponsored ADR191085208ADR2,846$29.0K<0.1%–
Corelogic Inc21871D103COM372$29.0K<0.1%–
Realpage Inc75606N109COM331$29.0K<0.1%–
Magic Software Enterprises L559166103ORD1,800$28.0K<0.1%–
Northern Star Acquisition Co665742201UNIT 08/29/20252,332$28.0K<0.1%–
New York Life Investments Et45409B560FTSE INTL EQTY C1,150$27.0K<0.1%–
Fauquier Bankshares Inc312059108COM1,250$27.0K<0.1%–
Parsons Corporation Com744611104Stock661$27.0K<0.1%–
OTICOtonomy, Inc.COM10,000$26.0K<0.1%History
VG Acquisition CorpG9446E105SHS CL A2,573$26.0K<0.1%–
DSGXDescartes Systems Group IncCOM405$25.0K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN250$24.0K<0.1%–
Cantel Med Corp138098108COM294$23.0K<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/20282,350$23.0K<0.1%–
Holicity Inc435063102COM CL A1,963$23.0K<0.1%–
SNYNFSanofiCOM220$22.0K<0.1%History
Nic Inc62914B100COM626$21.0K<0.1%–
Bank of Fincastle062113105COM6,635$20.0K<0.1%–
Experience Invt Corp30217C109COM CL A1,955$20.0K<0.1%–
FBL Finl Group Inc30239F106CL A349$20.0K<0.1%–
Promotora Y Operadora de Infra Sponsored ADR74343W100ADR136$20.0K<0.1%–
Cardtronics PLCG1991C105SHS CL A494$19.0K<0.1%–
OPENOpendoor Technologies Inc.COM840$18.0K<0.1%History
Aegion Corp00770F104COM607$17.0K<0.1%–
FUVArcimoto IncCOM1,255$17.0K<0.1%History
Fidelity High Dividend ETF316092840ETF442$16.0K<0.1%–
ITMSFIntermap Technologies CorpCommon Stock17,200$15.0K<0.1%History