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Livermore
Livermore
ZHEN

Shaker Financial Services, LLC

SEC CIK
0001511794
Latest filing
Jul 15, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 12, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
145
−20 vs. Q4 2025
Portfolio value
$286.9M
−$28.6M (−9.1%) vs. Q4 2025
Filed
May 12, 2026
SEC
Holdings of Shaker Financial Services, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT612,583$10.5M3.7%+286,709+88.0%AddedHistory
JCENuveen Core Equity Alpha FundCOM615,664$9.31M3.2%+54,947+9.8%AddedHistory
ASGLiberty All Star Growth Fund Inc.COM1,833,807$8.71M3.0%+286,132+18.5%AddedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM398,083$8.01M2.8%+321,586+420.4%AddedHistory
FFAFirst Trust Enhanced Equity Income FundCOM334,855$6.83M2.4%+48,275+16.8%AddedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM468,608$6.76M2.4%−25,806−5.2%ReducedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM407,322$6.55M2.3%+407,322NewHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM275,672$5.64M2.0%+90,687+49.0%AddedHistory
USALiberty All Star Equity FundSH BEN INT948,523$5.26M1.8%−137,557−12.7%ReducedHistory
SPESpecial Opportunities Fund, Inc.COM372,043$5.12M1.8%+121,464+48.5%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM368,539$5.08M1.8%+159,359+76.2%AddedHistory
EEAEuropean Equity Fund, IncCOM508,317$5.03M1.8%+6,200+1.2%AddedHistory
STEWSRH Total Return Fund, Inc.COM286,488$4.90M1.7%+177,849+163.7%AddedHistory
SABASaba Capital Income & Opportunities Fund IICOM NEW580,372$4.83M1.7%+141,268+32.2%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM396,368$4.48M1.6%−433,314−52.2%ReducedHistory
DSLDoubleLine Income Solutions FundCOM383,952$4.16M1.4%−11,206−2.8%ReducedHistory
GHYPGIM Global High Yield Fund, Inc.COM354,912$4.13M1.4%+133,424+60.2%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT447,870$4.12M1.4%+354,436+379.3%AddedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM331,238$4.03M1.4%+86,741+35.5%AddedHistory
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM151,069$4.03M1.4%+37,059+32.5%AddedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM100,908$3.83M1.3%+20,041+24.8%AddedHistory
EADAllspring Income Opportunities FundINC OPPTY FD567,595$3.71M1.3%−19,234−3.3%ReducedHistory
KIOKKR Income Opportunities FundCOM315,638$3.47M1.2%+7,509+2.4%AddedHistory
MCNXAI Madison Equity Premium Income FundCOM573,686$3.38M1.2%−110,422−16.1%ReducedHistory
CHWCalamos Global Dynamic Income FundCOM463,606$3.37M1.2%−221,092−32.3%ReducedHistory
ERCAllspring Multi-Sector Income FundCOM368,049$3.34M1.2%+20,201+5.8%AddedHistory
MCRMFS Charter Income TrustSH BEN INT533,655$3.23M1.1%+132,817+33.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF4,709$3.07M1.1%−3,072−39.5%ReducedHistory
BGHBarings Global Short Duration High Yield FundCOM221,258$3.05M1.1%+187,469+554.8%AddedHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM395,995$3.04M1.1%+87,703+28.4%AddedHistory
TYTRI-CONTINENTAL CorpCOM93,663$2.96M1.0%+23,218+33.0%AddedHistory
TWNTaiwan Fund IncCOM44,981$2.96M1.0%+5,648+14.4%AddedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM273,559$2.92M1.0%+42,365+18.3%AddedHistory
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM146,189$2.74M1.0%−1,295−0.9%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM289,373$2.73M1.0%+50,314+21.0%AddedHistory
DLYDoubleLine Yield Opportunities FundCOM194,632$2.71M0.9%+8,851+4.8%AddedHistory
FTFFranklin Ltd Duration Income TrustCOM458,892$2.68M0.9%−36,117−7.3%ReducedHistory
RGTRoyce Global Trust, Inc.COM196,031$2.62M0.9%+2,962+1.5%AddedHistory
PFNPIMCO Income Strategy Fund IICOM375,630$2.60M0.9%+269,830+255.0%AddedHistory
JGHNuveen Global High Income FundSHS208,561$2.57M0.9%−22,900−9.9%ReducedHistory
CGOCalamos Global Total Return FundCOM SH BEN INT216,894$2.42M0.8%+33,750+18.4%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM218,660$2.40M0.8%+44,589+25.6%AddedHistory
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM111,789$2.39M0.8%+80,890+261.8%AddedHistory
EHIWestern Asset Global High Income Fund Inc.COM393,627$2.32M0.8%−30,247−7.1%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM138,511$2.30M0.8%−42,838−23.6%ReducedHistory
MSDMorgan Stanley Emerging Markets Debt Fund IncCOM303,614$2.17M0.8%+123,230+68.3%AddedHistory
NPCTNuveen Core Plus Impact FundCOM BEN INT200,442$2.07M0.7%−84,420−29.6%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM203,148$2.07M0.7%−11,045−5.2%ReducedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT151,466$2.04M0.7%+18,254+13.7%AddedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM247,420$2.02M0.7%−166,683−40.3%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM156,527$1.97M0.7%−65,342−29.5%ReducedHistory
FUNDSprott Focus Trust Inc.COM203,208$1.94M0.7%−262,709−56.4%ReducedHistory
PGPPIMCO Global StocksPLUS & Income FundCOM228,848$1.92M0.7%+115,037+101.1%AddedHistory
SWZTotal Return Securities FundCOM322,395$1.91M0.7%+186,197+136.7%AddedHistory
TDFTempleton Dragon Fund IncCOM178,050$1.89M0.7%+73,728+70.7%AddedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM512,974$1.86M0.6%−100,789−16.4%ReducedHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM92,937$1.86M0.6%−965−1.0%ReducedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM249,953$1.84M0.6%+51,004+25.6%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM210,535$1.81M0.6%+113,453+116.9%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM207,960$1.80M0.6%−57,158−21.6%ReducedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM197,220$1.73M0.6%−40,112−16.9%ReducedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM180,588$1.73M0.6%+38,057+26.7%AddedHistory
BITBlackRock Multi-Sector Income TrustCOM137,454$1.72M0.6%−29,504−17.7%ReducedHistory
UTFCohen & Steers Infrastructure Fund IncCOM65,899$1.71M0.6%+65,899NewHistory
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM123,958$1.68M0.6%−1,792−1.4%ReducedHistory
ACPabrdn Income Credit Strategies FundCOM326,311$1.66M0.6%−267,743−45.1%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS128,530$1.66M0.6%+128,530NewHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT123,351$1.62M0.6%+9,086+8.0%AddedHistory
JHIJohn Hancock Investors TrustCOM121,578$1.57M0.5%−15,546−11.3%ReducedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM62,331$1.53M0.5%−108,982−63.6%ReducedHistory
HGLBHighland Global Allocation FundCOM190,557$1.53M0.5%+153,252+410.8%AddedHistory
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM77,794$1.51M0.5%+5,607+7.8%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM199,567$1.47M0.5%−93,837−32.0%ReducedHistory
GDVGabelli Dividend & Income TrustCOM53,861$1.45M0.5%−19,931−27.0%ReducedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS112,763$1.42M0.5%+112,763NewHistory
SORSource CapitalCEF30,205$1.40M0.5%+10,881+56.3%AddedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM124,313$1.33M0.5%+5,580+4.7%AddedHistory
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM120,043$1.29M0.5%+25,107+26.4%AddedHistory
CETCentral Securities CorpCOM25,119$1.25M0.4%−82,601−76.7%ReducedHistory
Vanguard S&P 500 ETF922908363ETF2,027$1.21M0.4%+2,027New–
HQLabrdn Life Sciences InvestorsSH BEN INT74,217$1.21M0.4%−41,202−35.7%ReducedHistory
GFNew Germany Fund IncCOM117,723$1.20M0.4%−3,311−2.7%ReducedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM68,010$1.20M0.4%−36,264−34.8%ReducedHistory
HIXWestern Asset High Income Fund II Inc.COM300,395$1.20M0.4%−103,258−25.6%ReducedHistory
AEFabrdn Emerging Markets ex-China Fund, Inc.COM157,459$1.15M0.4%+63,128+66.9%AddedHistory
NBXGNeuberger Next Generation Connectivity Fund Inc.COMMON STOCK86,744$1.12M0.4%+49,658+133.9%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM389,610$1.11M0.4%+270,521+227.2%AddedHistory
PHKPIMCO High Income FundCOM SHS238,025$1.10M0.4%+238,025NewHistory
NIEVirtus Equity & Convertible Income FundCOM45,359$1.06M0.4%−22,163−32.8%ReducedHistory
JOFJapan Smaller Capitalization Fund IncCOM90,079$981.9K0.3%−3,602−3.8%ReducedHistory
MXEMexico Equity & Income Fund IncCOM75,513$974.1K0.3%00.0%UnchangedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT68,329$927.9K0.3%+48,829+250.4%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM119,711$918.2K0.3%+9,448+8.6%AddedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT138,908$916.8K0.3%−55,360−28.5%ReducedHistory
TEITempleton Emerging Markets Income FundCOM150,874$906.8K0.3%−28,803−16.0%ReducedHistory
CHYCalamos Convertible & High Income FundCOM SHS82,616$899.7K0.3%+82,616NewHistory
MINAberdeen Intermediate Income FundSH BEN INT356,834$895.7K0.3%+222,743+166.1%AddedHistory
KFKorea Fund IncCOM NEW17,500$785.8K0.3%+10,000+133.3%AddedHistory
BTZBlackRock Credit Allocation Income TrustCOM76,139$769.0K0.3%+22,578+42.2%AddedHistory
SDHYPGIM Short Duration High Yield Opportunities FundCOM46,295$741.6K0.3%−125,596−73.1%ReducedHistory

Sold out since Q4 2025 (35)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of Shaker Financial Services, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS203,750$5.81M1.8%History
ADXAdams Diversified Equity Fund, Inc.COM164,389$3.83M1.2%History
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS199,214$3.04M1.0%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM103,019$2.44M0.8%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM121,640$1.79M0.6%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM167,347$1.78M0.6%History
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN136,680$1.62M0.5%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM NEW100,319$1.56M0.5%History
BRWSaba Capital Income & Opportunities FundSHS NEW181,599$1.27M0.4%History
SCDLMP Capital & Income Fund Inc.COM83,807$1.24M0.4%History
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS57,012$1.19M0.4%History
EMFTempleton Emerging Markets FundCOM65,060$1.11M0.4%History
MMTAberdeen Multi-Market Income FundSH BEN INT227,371$1.06M0.3%History
EFREaton Vance Senior Floating-Rate TrustCOM80,004$891.2K0.3%History
XFLTXAI Floating Rate & Alternative Income TrustCOM183,519$880.9K0.3%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM40,372$801.8K0.3%History
CAFMorgan Stanley China A Share Fund, Inc.COM36,430$632.4K0.2%History
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT48,854$574.1K0.2%History
BGTBlackRock Floating Rate Income TrustCOM49,850$564.8K0.2%History
RQICohen & Steers Quality Income Realty Fund IncCEF47,609$549.9K0.2%History
PPTFranklin Premier Income TrustSH BEN INT141,161$499.7K0.2%History
IGRCbre Global Real Estate Income FundCOM101,282$443.6K0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM31,319$430.9K0.1%History
PCFHigh Income Securities FundSHS BEN INT69,164$425.4K0.1%History
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM72,979$405.5K0.1%History
NHSNeuberger High Yield Strategies Fund Inc.COM54,000$401.8K0.1%History
EOIEaton Vance Enhanced Equity Income FundCOM18,473$379.8K0.1%History
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW10,576$371.0K0.1%History
VVRInvesco Senior Income TrustCOM97,091$317.5K0.1%History
BCATBlackRock Capital Allocation Term TrustCOM20,335$287.9K0.1%History
BSLBlackstone Senior Floating Rate 2027 Term FundCOM19,906$270.6K0.1%History
VBFInvesco Bond FundCOM10,896$167.9K0.1%History
AGDabrdn Global Dynamic Dividend FundCOM10,921$128.7K<0.1%History
ZTRVirtus Total Return Fund Inc.COM19,241$121.2K<0.1%History
GCVGabelli Convertible & Income Securities Fund IncCOM14,334$59.5K<0.1%History