Shaker Financial Services, LLC
- SEC CIK
- 0001511794
- Latest filing
- Jul 15, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 3, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 147
- −7 vs. Q3 2022
- Portfolio value
- $213.7M
- +$11.2M (+5.5%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FFAFirst Trust Enhanced Equity Income Fund | COM | 559,371 | $8.82M | 4.1% | +42,106+8.1% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 375,023 | $7.76M | 3.6% | −65,600−14.9% | Reduced | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 502,250 | $6.66M | 3.1% | +444,250+765.9% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 408,214 | $5.94M | 2.8% | −52,963−11.5% | Reduced | History |
| STEWSRH Total Return Fund, Inc. | COM | 437,441 | $5.56M | 2.6% | +72,330+19.8% | Added | History |
| CETCentral Securities Corp | COM | 162,623 | $5.43M | 2.5% | +3,791+2.4% | Added | History |
| FUNDSprott Focus Trust Inc. | COM | 609,475 | $4.86M | 2.3% | +19,099+3.2% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 124,938 | $4.52M | 2.1% | +11,232+9.9% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 399,655 | $4.51M | 2.1% | −275,069−40.8% | Reduced | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 517,836 | $4.02M | 1.9% | +500,236+2,842.3% | Added | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 258,144 | $3.96M | 1.9% | +90,482+54.0% | Added | History |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 253,106 | $3.82M | 1.8% | +233,175+1,169.9% | Added | History |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 391,567 | $3.60M | 1.7% | −23,423−5.6% | Reduced | History |
| USALiberty All Star Equity Fund | SH BEN INT | 619,249 | $3.55M | 1.7% | +593,249+2,281.7% | Added | History |
| PFNPIMCO Income Strategy Fund II | COM | 451,201 | $3.21M | 1.5% | +231,478+105.3% | Added | History |
| HGLBHighland Global Allocation Fund | COM | 325,558 | $3.07M | 1.4% | +53,120+19.5% | Added | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 403,096 | $3.02M | 1.4% | +403,096 | New | History |
| Pioneer High Income Tr72369H106 | COM | 464,057 | $3.02M | 1.4% | +57,947+14.3% | Added | – |
| VGIVirtus Global Multi-Sector Income Fund | COM | 378,896 | $2.97M | 1.4% | −2,982−0.8% | Reduced | History |
| EFREaton Vance Senior Floating-Rate Trust | COM | 263,777 | $2.91M | 1.4% | +54,148+25.8% | Added | History |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 126,658 | $2.89M | 1.4% | +92,561+271.5% | Added | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 358,838 | $2.82M | 1.3% | +7,152+2.0% | Added | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 286,185 | $2.73M | 1.3% | −82,598−22.4% | Reduced | History |
| NSLNuveen Senior Income Fund | COM | 586,360 | $2.69M | 1.3% | −16,369−2.7% | Reduced | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 302,241 | $2.69M | 1.3% | +48,654+19.2% | Added | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 530,066 | $2.66M | 1.2% | +491,099+1,260.3% | Added | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 217,995 | $2.53M | 1.2% | −25,016−10.3% | Reduced | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 331,911 | $2.51M | 1.2% | +283,452+584.9% | Added | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 226,216 | $2.45M | 1.1% | +49,240+27.8% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 131,184 | $2.25M | 1.1% | −101,451−43.6% | Reduced | History |
| SORSource Capital | COM | 57,573 | $2.23M | 1.0% | −80,903−58.4% | Reduced | History |
| CHWCalamos Global Dynamic Income Fund | COM | 394,729 | $2.22M | 1.0% | +283,641+255.3% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 160,984 | $2.18M | 1.0% | +33,571+26.3% | Added | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 307,060 | $2.09M | 1.0% | +59,228+23.9% | Added | – |
| PFLPIMCO Income Strategy Fund | COM | 249,534 | $2.04M | 1.0% | +195,733+363.8% | Added | History |
| EEAEuropean Equity Fund, Inc | COM | 249,004 | $1.90M | 0.9% | −10,152−3.9% | Reduced | History |
| EHIWestern Asset Global High Income Fund Inc. | COM | 268,859 | $1.83M | 0.9% | +393+0.1% | Added | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 163,353 | $1.82M | 0.9% | +4,318+2.7% | Added | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 179,693 | $1.81M | 0.8% | +47,372+35.8% | Added | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 354,211 | $1.80M | 0.8% | +317,651+868.8% | Added | History |
| SWZTotal Return Securities Fund | COM | 229,494 | $1.73M | 0.8% | −11,005−4.6% | Reduced | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 138,990 | $1.72M | 0.8% | +6,534+4.9% | Added | History |
| BCVBancroft Fund Ltd | COM | 102,804 | $1.68M | 0.8% | +34,314+50.1% | Added | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 261,202 | $1.67M | 0.8% | +13,816+5.6% | Added | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 190,313 | $1.66M | 0.8% | +171,634+918.9% | Added | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 417,364 | $1.65M | 0.8% | +69,655+20.0% | Added | History |
| SPESpecial Opportunities Fund, Inc. | COM | 143,431 | $1.64M | 0.8% | +64,796+82.4% | Added | History |
| GFNew Germany Fund Inc | COM | 205,864 | $1.63M | 0.8% | +1,952+1.0% | Added | History |
| BGTBlackRock Floating Rate Income Trust | COM | 144,293 | $1.58M | 0.7% | +23,358+19.3% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 197,273 | $1.56M | 0.7% | −4,341−2.2% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 135,011 | $1.55M | 0.7% | −21,904−14.0% | Reduced | – |
| IGRCbre Global Real Estate Income Fund | COM | 267,476 | $1.53M | 0.7% | +267,476 | New | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 94,159 | $1.46M | 0.7% | −141,168−60.0% | Reduced | History |
| KIOKKR Income Opportunities Fund | COM | 131,209 | $1.44M | 0.7% | −63,496−32.6% | Reduced | History |
| TYTRI-CONTINENTAL Corp | COM | 53,962 | $1.38M | 0.6% | +53,962 | New | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 147,020 | $1.38M | 0.6% | +90,749+161.3% | Added | History |
| SCDLMP Capital & Income Fund Inc. | COM | 101,704 | $1.22M | 0.6% | +24,721+32.1% | Added | History |
| BGHBarings Global Short Duration High Yield Fund | COM | 88,257 | $1.14M | 0.5% | −78,420−47.0% | Reduced | History |
| VLTInvesco High Income Trust II | COM | 109,164 | $1.12M | 0.5% | −1,015−0.9% | Reduced | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 174,635 | $1.11M | 0.5% | 00.0% | Unchanged | History |
| AVKAdvent Convertible & Income Fund | COM | 97,063 | $1.06M | 0.5% | +97,063 | New | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 470,583 | $1.02M | 0.5% | −304,264−39.3% | Reduced | History |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 63,144 | $1.02M | 0.5% | +63,144 | New | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 50,367 | $997.8K | 0.5% | +11,999+31.3% | Added | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 196,415 | $986.0K | 0.5% | −116,384−37.2% | Reduced | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 83,312 | $974.8K | 0.5% | −30,548−26.8% | Reduced | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 82,020 | $972.8K | 0.5% | −35,008−29.9% | Reduced | History |
| ETOEaton Vance Tax-Advantaged Global Dividend Opportunities Fund | COM | 45,787 | $958.8K | 0.4% | +31,877+229.2% | Added | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 74,309 | $948.9K | 0.4% | +31,917+75.3% | Added | History |
| TDFTempleton Dragon Fund Inc | COM | 92,084 | $941.1K | 0.4% | −3,000−3.2% | Reduced | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 65,028 | $924.0K | 0.4% | +3,161+5.1% | Added | History |
| FTFFranklin Ltd Duration Income Trust | COM | 147,671 | $917.0K | 0.4% | +38,750+35.6% | Added | History |
| BSLBlackstone Senior Floating Rate 2027 Term Fund | COM | 73,687 | $915.9K | 0.4% | −4,993−6.3% | Reduced | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 246,804 | $902.3K | 0.4% | +174,558+241.6% | Added | History |
| AIFApollo Tactical Income Fund Inc. | COM | 73,389 | $889.5K | 0.4% | −212,606−74.3% | Reduced | History |
| HEQJohn Hancock Diversified Income Fund | COM | 77,172 | $887.5K | 0.4% | +77,172 | New | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 69,027 | $876.6K | 0.4% | −37,053−34.9% | Reduced | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 188,020 | $848.0K | 0.4% | +6,266+3.4% | Added | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 88,584 | $846.9K | 0.4% | −32,379−26.8% | Reduced | History |
| PHDPioneer Floating Rate Fund, Inc. | COM | 93,031 | $823.8K | 0.4% | −96,923−51.0% | Reduced | History |
| TWNTaiwan Fund Inc | COM | 33,921 | $783.2K | 0.4% | 00.0% | Unchanged | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 69,141 | $778.5K | 0.4% | +6,543+10.5% | Added | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 64,978 | $778.1K | 0.4% | +32,583+100.6% | Added | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 150,680 | $767.0K | 0.4% | −103,170−40.6% | Reduced | History |
| FTFranklin Universal Trust | SH BEN INT | 110,605 | $744.4K | 0.3% | +79,598+256.7% | Added | History |
| RGTRoyce Global Trust, Inc. | COM | 85,832 | $742.4K | 0.3% | +23,280+37.2% | Added | History |
| HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 149,623 | $742.1K | 0.3% | +83,823+127.4% | Added | History |
| JHIJohn Hancock Investors Trust | COM | 57,505 | $721.1K | 0.3% | +57,505 | New | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 165,851 | $718.1K | 0.3% | +165,851 | New | History |
| JGHNuveen Global High Income Fund | SHS | 62,999 | $708.7K | 0.3% | +39,127+163.9% | Added | History |
| MXEMexico Equity & Income Fund Inc | COM | 78,542 | $689.6K | 0.3% | +3,700+4.9% | Added | History |
| DEXDelaware Enhanced Global Dividend & Income Fund | COM | 87,449 | $682.1K | 0.3% | −93,545−51.7% | Reduced | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 34,781 | $661.5K | 0.3% | −9,957−22.3% | Reduced | History |
| NMAINuveen Multi-Asset Income Fund | COM | 55,004 | $632.0K | 0.3% | −178,817−76.5% | Reduced | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 40,884 | $580.6K | 0.3% | 00.0% | Unchanged | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 52,719 | $577.0K | 0.3% | +52,719 | New | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 40,063 | $572.1K | 0.3% | +25,563+176.3% | Added | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 64,815 | $562.6K | 0.3% | −589,764−90.1% | Reduced | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 99,196 | $527.7K | 0.2% | −129,082−56.5% | Reduced | History |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 56,398 | $512.9K | 0.2% | 00.0% | Unchanged | History |
Sold out since Q3 2022 (31)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 15,844 | $5.66M | 2.8% | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 179,198 | $2.53M | 1.2% | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 99,230 | $2.02M | 1.0% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 781,794 | $1.97M | 1.0% | History |
| JCENuveen Core Equity Alpha Fund | COM | 119,658 | $1.45M | 0.7% | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 127,956 | $1.04M | 0.5% | History |
| Delaware Invts Div & Income245915103 | COM | 136,711 | $994.0K | 0.5% | – |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 93,422 | $993.0K | 0.5% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 85,820 | $965.0K | 0.5% | History |
| Nuveen Emerging MKTS Debt 2067077P101 | COM | 142,192 | $915.0K | 0.5% | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 41,226 | $684.0K | 0.3% | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 46,654 | $625.0K | 0.3% | History |
| JRSNuveen Real Estate Income Fund | COM | 68,630 | $531.0K | 0.3% | History |
| DLYDoubleLine Yield Opportunities Fund | COM | 37,859 | $511.0K | 0.3% | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 52,897 | $504.0K | 0.2% | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 21,103 | $442.0K | 0.2% | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 155,239 | $273.0K | 0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 14,845 | $269.0K | 0.1% | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 21,438 | $265.0K | 0.1% | History |
| LGILazard Global Total Return & Income Fund Inc | COM | 18,832 | $255.0K | 0.1% | History |
| NCZVirtus Convertible & Income Fund II | COM | 86,710 | $245.0K | 0.1% | History |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 25,430 | $231.0K | 0.1% | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 38,972 | $213.0K | 0.1% | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 14,621 | $210.0K | 0.1% | History |
| ERCAllspring Multi-Sector Income Fund | COM | 23,213 | $200.0K | 0.1% | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 16,740 | $199.0K | 0.1% | History |
| VVRInvesco Senior Income Trust | COM | 39,761 | $148.0K | 0.1% | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 15,000 | $138.0K | 0.1% | History |
| FEOFirst Trust/Abrdn Emerging Opportunity Fund | COM | 13,000 | $116.0K | 0.1% | History |
| MCNXAI Madison Equity Premium Income Fund | COM | 15,118 | $98.0K | <0.1% | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 16,000 | $45.0K | <0.1% | History |