Thomas J. Herzfeld Advisors, Inc.
- SEC CIK
- 0001509510
- Latest filing
- Aug 10, 2026
Holdings in Q2 2026
Holdings as of Jun 30, 2026, filed Aug 10, 2026. Long positions only; changes compare share counts with Q1 2026.
- Positions
- 129
- +14 vs. Q1 2026
- Portfolio value
- $325.8M
- +$31.7M (+10.8%) vs. Q1 2026
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FSSLFS Specialty Lending Fund | COM SH BEN INT | 2,900,663 | $32.3M | 9.9% | +91,936+3.3% | Added | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 1,095,075 | $22.8M | 7.0% | −158,273−12.6% | Reduced | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 3,921,573 | $19.6M | 6.0% | +241,638+6.6% | Added | History |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 2,676,474 | $19.1M | 5.9% | −39,187−1.4% | Reduced | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 1,336,680 | $14.6M | 4.5% | +321,280+31.6% | Added | History |
| HERZHerzfeld Credit Income Fund, Inc | COM | 817,534 | $14.1M | 4.3% | +10,319+1.3% | Added | History |
| PSUSPershing Square USA, Ltd. | COM SHS | 285,421 | $10.7M | 3.3% | +285,421 | New | History |
| BRWSaba Capital Income & Opportunities Fund | SHS NEW | 1,544,694 | $10.1M | 3.1% | +127,505+9.0% | Added | History |
| NSLRNeostellar Capital Corp. | COM NEW | 788,403 | $9.89M | 3.0% | +755,885+2,324.5% | Added | History |
| EICEagle Point Income Co | COM | 897,140 | $9.03M | 2.8% | +503,140+127.7% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 1,111,921 | $8.53M | 2.6% | +398,627+55.9% | Added | History |
| SABASaba Capital Income & Opportunities Fund II | COM NEW | 891,603 | $7.44M | 2.3% | +117,085+15.1% | Added | History |
| STKColumbia Seligman Premium Technology Growth Fund, Inc. | COM | 129,150 | $6.96M | 2.1% | +62,926+95.0% | Added | History |
| PDIPIMCO Dynamic Income Fund | SHS | 388,727 | $6.49M | 2.0% | +233,867+151.0% | Added | History |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 360,644 | $5.35M | 1.6% | −30,853−7.9% | Reduced | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 166,033 | $4.99M | 1.5% | +83,361+100.8% | Added | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 369,085 | $4.75M | 1.5% | +28,444+8.4% | Added | History |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 515,402 | $4.65M | 1.4% | +234,649+83.6% | Added | History |
| TWNTaiwan Fund Inc | COM | 47,520 | $4.57M | 1.4% | +6,021+14.5% | Added | History |
| PAXSPIMCO Access Income Fund | SHS BENFIN INT | 311,965 | $4.54M | 1.4% | −128,030−29.1% | Reduced | History |
| TYGTortoise Energy Infrastructure Corp | COM | 100,275 | $4.30M | 1.3% | +100,275 | New | History |
| BPREBluerock Private Real Estate Fund | COM | 303,336 | $3.95M | 1.2% | −59,168−16.3% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 276,097 | $3.82M | 1.2% | +41,961+17.9% | Added | History |
| KFKorea Fund Inc | COM NEW | 49,834 | $3.75M | 1.2% | +49,454+13,014.2% | Added | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 73,130 | $3.66M | 1.1% | +14,107+23.9% | Added | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 352,764 | $3.58M | 1.1% | +29,238+9.0% | Added | History |
| BGRBlackRock Energy & Resources Trust | COM | 238,075 | $3.53M | 1.1% | +56,959+31.4% | Added | History |
| XFLTXAI Floating Rate & Alternative Income Trust | COM SHS BENF INT | 198,688 | $3.49M | 1.1% | +139,143+233.7% | Added | History |
| ASAASA Gold & Precious Metals Ltd | SHS | 66,761 | $3.47M | 1.1% | −59,124−47.0% | Reduced | History |
| NXGNXG NextGen Infrastructure Income Fund | COM | 53,297 | $3.45M | 1.1% | +53,297 | New | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 245,638 | $3.35M | 1.0% | +245,638 | New | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 243,641 | $3.32M | 1.0% | +14,007+6.1% | Added | History |
| NCZVirtus Convertible & Income Fund II | COM NEW | 205,874 | $3.27M | 1.0% | +205,874 | New | History |
| NCVVirtus Convertible & Income Fund | COM NEW | 185,909 | $3.27M | 1.0% | +185,909 | New | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 252,532 | $3.04M | 0.9% | +2,556+1.0% | Added | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 137,739 | $2.91M | 0.9% | +33,948+32.7% | Added | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 222,390 | $2.85M | 0.9% | +28,960+15.0% | Added | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 238,622 | $2.70M | 0.8% | +21,870+10.1% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 215,331 | $2.61M | 0.8% | +215,331 | New | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 245,318 | $2.51M | 0.8% | +245,318 | New | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 138,168 | $2.26M | 0.7% | +24,591+21.7% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 31,935 | $2.04M | 0.6% | −726−2.2% | Reduced | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 129,641 | $1.97M | 0.6% | −1,082−0.8% | Reduced | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 345,429 | $1.94M | 0.6% | +283,592+458.6% | Added | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 177,105 | $1.93M | 0.6% | +59,238+50.3% | Added | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 150,623 | $1.90M | 0.6% | +150,623 | New | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 80,479 | $1.78M | 0.5% | +10,977+15.8% | Added | History |
| PCQPIMCO California Municipal Income Fund | COM | 185,469 | $1.66M | 0.5% | +106,243+134.1% | Added | History |
| PNIPIMCO New York Municipal Income Fund II | COM | 231,370 | $1.64M | 0.5% | +156,246+208.0% | Added | History |
| Exchange Listed FDS Tr30151E806 | SABA INT RATE | 62,053 | $1.59M | 0.5% | −2,557−4.0% | Reduced | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 56,610 | $1.29M | 0.4% | +7,544+15.4% | Added | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 112,665 | $1.27M | 0.4% | +112,665 | New | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 195,902 | $1.20M | 0.4% | +30,970+18.8% | Added | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 79,341 | $1.17M | 0.4% | +79,341 | New | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 86,578 | $1.03M | 0.3% | +86,578 | New | History |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 60,688 | $940.7K | 0.3% | +16,292+36.7% | Added | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 66,751 | $882.4K | 0.3% | 00.0% | Unchanged | History |
| JLSNuveen Mortgage & Income Fund | COM | 44,897 | $784.7K | 0.2% | −27,742−38.2% | Reduced | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 66,149 | $760.1K | 0.2% | +66,149 | New | History |
| NBHNeuberger Municipal Fund Inc. | COM | 71,978 | $759.4K | 0.2% | +71,978 | New | History |
| DTFDTF Tax-Free Income 2028 Term Fund Inc | COM | 65,258 | $753.7K | 0.2% | +51,604+377.9% | Added | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 70,700 | $745.2K | 0.2% | +70,700 | New | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 263,404 | $734.9K | 0.2% | +137,165+108.7% | Added | History |
| DMOWestern Asset Mortgage Opportunity Fund Inc. | COM | 62,657 | $671.1K | 0.2% | −52,230−45.5% | Reduced | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 63,607 | $662.8K | 0.2% | +63,607 | New | History |
| PMMFranklin Managed Municipal Income Trust | COM | 89,911 | $588.0K | 0.2% | +89,911 | New | History |
| CETCentral Securities Corp | COM | 10,787 | $565.8K | 0.2% | −25,718−70.5% | Reduced | History |
| PMLPIMCO Municipal Income Fund II | COM | 73,493 | $559.3K | 0.2% | +73,493 | New | History |
| GLDSPDR Gold Trust | ETF | 1,398 | $515.0K | 0.2% | 00.0% | Unchanged | History |
| AFBAlliancebernstein National Municipal Income Fund | COM | 33,015 | $376.7K | 0.1% | +33,015 | New | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 58,283 | $376.5K | 0.1% | +58,283 | New | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 47,641 | $374.9K | 0.1% | +47,641 | New | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 8,000 | $321.8K | 0.1% | 00.0% | Unchanged | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 390 | $291.2K | 0.1% | 00.0% | Unchanged | History |
| EIMEaton Vance Municipal Bond Fund | COM | 23,905 | $238.1K | 0.1% | +23,905 | New | History |
| RMMZRiverNorth Managed Duration Municipal Income Fund II, Inc. | COM | 15,802 | $237.7K | 0.1% | +15,802 | New | History |
| iShares Tr46434V860 | TRS FLT RT BD | 4,469 | $226.3K | 0.1% | −74,999−94.4% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 270 | $198.8K | 0.1% | 00.0% | Unchanged | – |
| HQLabrdn Life Sciences Investors | SH BEN INT | 9,191 | $183.9K | 0.1% | −1,885−17.0% | Reduced | History |
| DXYZDestiny Tech100 Inc. | CEF | 6,588 | $169.7K | 0.1% | −76,218−92.0% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 150 | $105.5K | <0.1% | 00.0% | Unchanged | History |
| NFLXNetflix Inc | Stock | 1,000 | $71.4K | <0.1% | 00.0% | Unchanged | History |
| TMCTMC the metals Co Inc. | COM | 12,911 | $57.2K | <0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 100 | $56.3K | <0.1% | 00.0% | Unchanged | History |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 6,546 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| MCIBarings Corporate Investors | COM | 2,081 | $36.5K | <0.1% | +2,081 | New | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 1,985 | $36.1K | <0.1% | +223+12.7% | Added | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 3,679 | $34.0K | <0.1% | −45−1.2% | Reduced | History |
| FXYInvesco CurrencyShares Japanese Yen Trust | JAPANESE YEN | 600 | $33.9K | <0.1% | 00.0% | Unchanged | History |
| PGPPIMCO Global StocksPLUS & Income Fund | COM | 3,144 | $27.1K | <0.1% | +3,144 | New | History |
| AIRJWAirJoule Technologies Corp. | *W EXP 03/15/202 | 15,307 | $19.9K | <0.1% | 00.0% | Unchanged | History |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 2,046 | $19.6K | <0.1% | +1,379+206.7% | Added | History |
| TDFTempleton Dragon Fund Inc | COM | 1,533 | $16.7K | <0.1% | +758+97.8% | Added | History |
| EMFTempleton Emerging Markets Fund | COM | 649 | $15.1K | <0.1% | +220+51.3% | Added | History |
| Rice Acquisition Corp 3G7553X114 | *W EXP 99/99/999 | 14,946 | $14.8K | <0.1% | +10,088+207.7% | Added | – |
| TSITCW Strategic Income Fund Inc | COM | 3,258 | $14.7K | <0.1% | 00.0% | Unchanged | History |
| CAFMorgan Stanley China A Share Fund, Inc. | COM | 684 | $14.4K | <0.1% | +684 | New | History |
| NMAINuveen Multi-Asset Income Fund | COM | 1,013 | $14.4K | <0.1% | +115+12.8% | Added | History |
| MXEMexico Equity & Income Fund Inc | COM | 1,103 | $14.3K | <0.1% | +533+93.5% | Added | History |
| SPKLWSpark I Acquisition Corp | *W EXP 10/01/203 | 6,000 | $14.3K | <0.1% | +6,000 | New | History |
Sold out since Q1 2026 (19)
Positions held at the end of Q1 2026 that are gone from this filing.
| Security | Class | Shares in Q1 2026 | Value in Q1 2026 | % of portfolio in Q1 2026 | History |
|---|---|---|---|---|---|
| ProShares Tr74347R131 | SHRT HGH YIELD | 796,652 | $12.3M | 4.2% | – |
| ProShares Tr74350P667 | ULTRASHRT S&P500 | 108,584 | $8.17M | 2.8% | – |
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 117,701 | $5.43M | 1.8% | – |
| Direxion Shares ETF Trust25461A189 | DAILY GOLD MINER | 58,011 | $2.96M | 1.0% | – |
| ProShares Tr Ultrashort QQQ74349Y829 | ETF | 116,263 | $2.63M | 0.9% | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 149,092 | $2.40M | 0.8% | History |
| Invesco Exch TRD SLF Idx FD46138J510 | BULSHS 2026 MUNI | 98,083 | $2.32M | 0.8% | – |
| Invesco Exch TRD SLF Idx FD46138J494 | BULSHS 2027 MUNI | 96,212 | $2.28M | 0.8% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 109,973 | $2.20M | 0.7% | – |
| OXLCOxford Lane Capital Corp. | COM | 222,539 | $2.18M | 0.7% | History |
| Invesco Exch Traded FD Tr II46138G862 | FLOAT RATE ETF | 49,141 | $1.22M | 0.4% | – |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 68,384 | $671.5K | 0.2% | History |
| CXEMFS High Income Municipal Trust | SH BEN INT | 88,443 | $328.1K | 0.1% | History |
| CXHMFS Investment Grade Municipal Trust | SH BEN INT | 23,409 | $187.0K | 0.1% | History |
| ProShares Tr74349Y746 | SHORT MSCI EMRNG | 3,245 | $62.3K | <0.1% | – |
| EDFVirtus Stone Harbor Emerging Markets Income Fund | COM | 6,614 | $31.6K | <0.1% | History |
| ANGXAngel Studios, Inc. | Stock | 5,699 | $17.4K | <0.1% | History |
| Real Asset Acquisition Corp.G73944111 | *W EXP 04/24/203 | 4,166 | $5.54K | <0.1% | – |
| PCTTWPureCycle Technologies, Inc. | *W EXP 01/28/202 | 5,457 | $4.09K | <0.1% | History |