Thomas J. Herzfeld Advisors, Inc.
- SEC CIK
- 0001509510
- Latest filing
- Aug 10, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 355
- −7 vs. Q1 2021
- Portfolio value
- $239.7M
- +$19.3M (+8.8%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 2,502,355 | $27.3M | 11.4% | +297,330+13.5% | Added | History |
| NXDTNexpoint Diversified Real Estate Trust | COM NEW | 1,243,834 | $17.1M | 7.1% | +244,427+24.5% | Added | History |
| CETCentral Securities Corp | COM | 173,460 | $7.32M | 3.1% | +3,889+2.3% | Added | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 174,033 | $7.26M | 3.0% | +3,534+2.1% | Added | History |
| MTZMastec Inc | COM | 66,874 | $7.09M | 3.0% | −5,000−7.0% | Reduced | History |
| CRFCornerstone Total Return Fund Inc | COM | 590,893 | $6.71M | 2.8% | +494,392+512.3% | Added | History |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 568,592 | $6.60M | 2.8% | +469,578+474.3% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 458,298 | $6.21M | 2.6% | +23,697+5.5% | Added | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 360,431 | $5.86M | 2.4% | −83,919−18.9% | Reduced | History |
| OCCIOFS Credit Company, Inc. | COM | 399,514 | $5.82M | 2.4% | +391,092+4,643.7% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 349,156 | $5.57M | 2.3% | −151,650−30.3% | Reduced | History |
| AIFApollo Tactical Income Fund Inc. | COM | 312,346 | $4.89M | 2.0% | +9,044+3.0% | Added | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 382,924 | $4.79M | 2.0% | +31,067+8.8% | Added | History |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 275,544 | $4.65M | 1.9% | +275,544 | New | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 332,243 | $4.41M | 1.8% | −379,383−53.3% | Reduced | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 192,336 | $4.30M | 1.8% | +6,544+3.5% | Added | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 936,626 | $4.15M | 1.7% | −18,482−1.9% | Reduced | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 176,651 | $3.49M | 1.5% | −3,382−1.9% | Reduced | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 305,503 | $3.30M | 1.4% | −851−0.3% | Reduced | History |
| SPESpecial Opportunities Fund, Inc. | COM | 216,947 | $3.29M | 1.4% | +216,947 | New | History |
| GAMGeneral American Investors Co Inc | COM | 72,020 | $3.13M | 1.3% | −275−0.4% | Reduced | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 112,177 | $3.11M | 1.3% | −2,102−1.8% | Reduced | History |
| NDPTortoise Energy Independence Fund, Inc. | COM | 147,437 | $2.98M | 1.2% | +132,071+859.5% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 154,261 | $2.97M | 1.2% | −45,739−22.9% | Reduced | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 179,137 | $2.88M | 1.2% | −4,617−2.5% | Reduced | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 178,343 | $2.87M | 1.2% | +13,588+8.2% | Added | – |
| HERZHerzfeld Credit Income Fund, Inc | COM | 456,243 | $2.86M | 1.2% | +26,635+6.2% | Added | History |
| FBPFirst Bancorp | COM NEW | 235,211 | $2.80M | 1.2% | −9,266−3.8% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 577,815 | $2.72M | 1.1% | +577,815 | New | History |
| BPOPPopular, Inc. | COM NEW | 34,414 | $2.58M | 1.1% | −2,980−8.0% | Reduced | History |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 192,953 | $2.53M | 1.1% | +2,703+1.4% | Added | History |
| RMR Mortgage Tr76970B101 | COM | 187,276 | $2.23M | 0.9% | +10,357+5.9% | Added | – |
| DMOWestern Asset Mortgage Opportunity Fund Inc. | COM | 131,070 | $2.04M | 0.9% | −14,299−9.8% | Reduced | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 68,381 | $2.00M | 0.8% | +43,664+176.7% | Added | History |
| NEENextera Energy Inc | Stock | 27,199 | $1.99M | 0.8% | 00.0% | Unchanged | History |
| JLSNuveen Mortgage & Income Fund | COM | 92,517 | $1.93M | 0.8% | +3,351+3.8% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 22,319 | $1.92M | 0.8% | +14,838+198.3% | Added | – |
| ECCEagle Point Credit Co | COM | 137,268 | $1.86M | 0.8% | +3,644+2.7% | Added | History |
| OXLCOxford Lane Capital Corp. | COM | 250,206 | $1.85M | 0.8% | +250,206 | New | History |
| CXCemex SAB de CV | SPON ADR NEW | 220,645 | $1.85M | 0.8% | 00.0% | Unchanged | History |
| PGTIPGT Innovations, Inc. | COM | 77,117 | $1.79M | 0.7% | 00.0% | Unchanged | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 177,835 | $1.74M | 0.7% | +5,592+3.2% | Added | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 19,607 | $1.67M | 0.7% | −4,963−20.2% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 4,500 | $1.58M | 0.7% | +1,500+50.0% | Added | History |
| CPACopa Holdings, S.A. | CL A | 20,250 | $1.52M | 0.6% | 00.0% | Unchanged | History |
| TYGTortoise Energy Infrastructure Corp | COM | 52,353 | $1.51M | 0.6% | +15,907+43.6% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 49,717 | $1.46M | 0.6% | −15,000−23.2% | Reduced | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 277,486 | $1.39M | 0.6% | +200.0% | Added | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 59,722 | $1.38M | 0.6% | +50,468+545.4% | Added | History |
| NFENew Fortress Energy Inc. | COM CL A | 32,943 | $1.25M | 0.5% | 00.0% | Unchanged | History |
| LENLennar Corp | CL A | 12,500 | $1.24M | 0.5% | 00.0% | Unchanged | History |
| FMXMexican Economic Development Inc | SPON ADR UNITS | 14,626 | $1.24M | 0.5% | 00.0% | Unchanged | History |
| ASRSoutheast Airport Group | SPON ADR SER B | 6,600 | $1.22M | 0.5% | 00.0% | Unchanged | History |
| RVICRetail Value Inc. | COM | 49,698 | $1.08M | 0.5% | +25,000+101.2% | Added | History |
| VACMarriott Vacations Worldwide Corp | COM | 6,745 | $1.07M | 0.4% | 00.0% | Unchanged | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 71,111 | $1.07M | 0.4% | +840+1.2% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 65,459 | $1.03M | 0.4% | −46,068−41.3% | Reduced | – |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 171,981 | $1.02M | 0.4% | +70.0% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 10,919 | $999.0K | 0.4% | 00.0% | Unchanged | – |
| BMEZBlackRock Health Sciences Term Trust | COM SHS | 33,722 | $975.0K | 0.4% | 00.0% | Unchanged | History |
| ASLEAerSale Corp | COM | 76,418 | $952.0K | 0.4% | +2,244+3.0% | Added | History |
| PGPPIMCO Global StocksPLUS & Income Fund | COM | 81,553 | $905.0K | 0.4% | +12,912+18.8% | Added | History |
| ESRTEmpire State Realty Trust, Inc. | CL A | 73,894 | $887.0K | 0.4% | 00.0% | Unchanged | History |
| VMCVulcan Materials CO | COM | 5,000 | $870.0K | 0.4% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 120,678 | $815.0K | 0.3% | −823,927−87.2% | Reduced | History |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 63,896 | $806.0K | 0.3% | −67,537−51.4% | Reduced | History |
| CXHMFS Investment Grade Municipal Trust | SH BEN INT | 72,416 | $744.0K | 0.3% | +580+0.8% | Added | History |
| EVTCEVERTEC, Inc. | COM | 16,956 | $740.0K | 0.3% | 00.0% | Unchanged | History |
| LIVNLivaNova PLC | SHS | 8,330 | $701.0K | 0.3% | 00.0% | Unchanged | History |
| CWCOConsolidated Water Co. Ltd. | ORD | 58,877 | $691.0K | 0.3% | 00.0% | Unchanged | History |
| CIBGrupo Cibest S.A. | SPON ADR PREF | 23,280 | $670.0K | 0.3% | 00.0% | Unchanged | History |
| NSLRNeostellar Capital Corp. | COM NEW | 44,076 | $595.0K | 0.2% | +7,126+19.3% | Added | History |
| SEBSeaboard Corp | COM | 137 | $530.0K | 0.2% | 00.0% | Unchanged | History |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 33,574 | $518.0K | 0.2% | +332+1.0% | Added | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 47,346 | $482.0K | 0.2% | −344,494−87.9% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 2,850 | $466.0K | 0.2% | −2,700−48.6% | Reduced | – |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 47,522 | $464.0K | 0.2% | +879+1.9% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 17,559 | $463.0K | 0.2% | −8,000−31.3% | Reduced | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 18,561 | $439.0K | 0.2% | −921−4.7% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 4,125 | $421.0K | 0.2% | 00.0% | Unchanged | – |
| PNIPIMCO New York Municipal Income Fund II | COM | 33,733 | $406.0K | 0.2% | +307+0.9% | Added | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 25,552 | $358.0K | 0.1% | +33+0.1% | Added | History |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 14,642 | $339.0K | 0.1% | −23,929−62.0% | Reduced | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 20,025 | $330.0K | 0.1% | −10,057−33.4% | Reduced | History |
| NUONuveen Ohio Quality Municipal Income Fund | COM | 19,294 | $316.0K | 0.1% | +147+0.8% | Added | History |
| PCKPIMCO California Municipal Income Fund II | COM | 30,152 | $290.0K | 0.1% | +532+1.8% | Added | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 21,342 | $274.0K | 0.1% | −5,648−20.9% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 21,663 | $265.0K | 0.1% | −6,773−23.8% | Reduced | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 18,491 | $247.0K | 0.1% | +151+0.8% | Added | History |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 12,041 | $244.0K | 0.1% | −7,536−38.5% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 1,398 | $232.0K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 2,830 | $220.0K | 0.1% | +23+0.8% | Added | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 15,886 | $206.0K | 0.1% | −1,634−9.3% | Reduced | History |
| VMMDelaware Investments Minnesota Municipal Income Fund II, Inc | COM | 14,218 | $201.0K | 0.1% | +3,000+26.7% | Added | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 13,504 | $193.0K | 0.1% | −5,350−28.4% | Reduced | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 15,570 | $187.0K | 0.1% | −107,127−87.3% | Reduced | History |
| DTFDTF Tax-Free Income 2028 Term Fund Inc | COM | 12,472 | $187.0K | 0.1% | +187+1.5% | Added | History |
| AMGNAmgen Inc | Stock | 717 | $175.0K | 0.1% | 00.0% | Unchanged | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 2,858 | $172.0K | 0.1% | 00.0% | Unchanged | – |
| PHKPIMCO High Income Fund | COM SHS | 24,998 | $171.0K | 0.1% | −264,921−91.4% | Reduced | History |
Sold out since Q1 2021 (31)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 326,041 | $2.34M | 1.1% | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 95,386 | $1.25M | 0.6% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 103,877 | $1.18M | 0.5% | History |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 130,707 | $958.0K | 0.4% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,809 | $804.0K | 0.4% | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 91,776 | $775.0K | 0.4% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 104,924 | $699.0K | 0.3% | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 25,235 | $604.0K | 0.3% | History |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 15,847 | $229.0K | 0.1% | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 18,532 | $145.0K | 0.1% | History |
| Fiduciary Claymore Engry Inf31647Q205 | COM | 12,995 | $128.0K | 0.1% | – |
| CENCenter Coast Brookfield MLP & Energy Infrastructure Fund | SHS BEN INT | 10,259 | $112.0K | 0.1% | History |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 7,820 | $86.0K | <0.1% | History |
| KSMDWS Strategic Municipal Income Trust | COM | 5,000 | $59.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 1,800 | $42.0K | <0.1% | – |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 3,135 | $37.0K | <0.1% | History |
| Dmy Technology Group Inc II233277110 | *W EXP 07/29/202 | 2,760 | $12.0K | <0.1% | – |
| Finserv Acquisition Corp318085115 | *W EXP 12/31/202 | 3,292 | $11.0K | <0.1% | – |
| Highcape Cap Acquisition Cor42984L105 | COM CL A | 887 | $11.0K | <0.1% | – |
| Forest Road Acquisition Corp34619R110 | *W EXP 12/31/202 | 2,809 | $8.00K | <0.1% | – |
| MELIMercadolibre Inc | COM | 5 | $7.00K | <0.1% | History |
| Alussa Energy Acquisition Corp.G0232J127 | UNIT 10/31/2026 | 613 | $6.00K | <0.1% | – |
| TPG Pace Tech OpportunitiesG8990Y129 | *W EXP 10/09/202 | 4,711 | $6.00K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 386 | $5.00K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 109 | $4.00K | <0.1% | – |
| Artius Acquisition Inc04316G113 | *W EXP 07/13/202 | 1,705 | $3.00K | <0.1% | – |
| Flir Sys Inc302445101 | COM | 51 | $3.00K | <0.1% | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 168 | $2.00K | <0.1% | History |
| BAPCredicorp Ltd | COM | 13 | $2.00K | <0.1% | History |
| IHGIntercontinental Hotels Group PLC | SPONSORED ADS | 33 | $2.00K | <0.1% | History |
| Hims & Hers Health, Inc.433000114 | *W EXP 01/20/202 | 250 | $1.00K | <0.1% | – |