DFPG Investments, LLC
- SEC CIK
- 0001504665
- Latest filing
- Jan 10, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Jul 21, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 173
- +16 vs. Q1 2021
- Portfolio value
- $264.3M
- +$30.2M (+12.9%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 174,119 | $10.4M | 3.9% | −2,702−1.5% | Reduced | – |
| AAPLApple Inc. | Stock | 56,272 | $8.20M | 3.1% | +3,180+6.0% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 98,640 | $8.15M | 3.1% | −14,098−12.5% | Reduced | – |
| iShares Tr46434V878 | ULTRA SHORT DUR | 159,749 | $8.07M | 3.1% | −21,884−12.0% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 21,815 | $7.91M | 3.0% | +2,191+11.2% | Added | – |
| HQYHealthequity, Inc. | COM | 98,062 | $7.68M | 2.9% | −988−1.0% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 21,738 | $7.65M | 2.9% | +170+0.8% | Added | History |
| NVDANVIDIA Corp | Stock | 8,291 | $6.72M | 2.5% | −1,525−15.5% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,797 | $6.61M | 2.5% | +377+26.5% | Added | History |
| GLDSPDR Gold Trust | ETF | 37,068 | $6.27M | 2.4% | −1,814−4.7% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 415,960 | $6.04M | 2.3% | +304,763+274.1% | Added | History |
| MSFTMicrosoft Corp | Stock | 21,237 | $5.97M | 2.3% | +6,950+48.6% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 540,659 | $5.56M | 2.1% | +9,561+1.8% | Added | History |
| PINSPinterest, Inc. | CL A | 62,136 | $4.48M | 1.7% | +21,616+53.3% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 19,429 | $4.38M | 1.7% | −780−3.9% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 1,693 | $4.31M | 1.6% | +83+5.2% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 19,246 | $4.03M | 1.5% | +3,219+20.1% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 130,587 | $3.93M | 1.5% | +93+0.1% | Added | History |
| MRNAModerna, Inc. | Stock | 15,935 | $3.75M | 1.4% | −11,212−41.3% | Reduced | History |
| ZTSZoetis Inc. | Stock | 17,919 | $3.57M | 1.4% | +641+3.7% | Added | History |
| ROSTRoss Stores, Inc. | COM | 27,356 | $3.36M | 1.3% | +25+0.1% | Added | History |
| SHOPShopify Inc. | Stock | 2,067 | $3.13M | 1.2% | +157+8.2% | Added | History |
| Paramount Global92556H206 | CL B | 69,800 | $2.97M | 1.1% | +34,785+99.3% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 30,605 | $2.76M | 1.0% | +30,605 | New | History |
| ASANAsana, Inc. | CL A | 38,878 | $2.67M | 1.0% | +38,878 | New | History |
| COSTCostco Wholesale Corp | Stock | 6,521 | $2.65M | 1.0% | +453+7.5% | Added | History |
| BABoeing Co | Stock | 11,387 | $2.60M | 1.0% | +3,225+39.5% | Added | History |
| U.S. Global Jets ETF26922A842 | ETF | 108,633 | $2.53M | 1.0% | −6,276−5.5% | Reduced | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 77,669 | $2.51M | 0.9% | 00.0% | Unchanged | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 48,573 | $2.47M | 0.9% | +5,188+12.0% | Added | – |
| DISWalt Disney Co | Stock | 13,145 | $2.41M | 0.9% | −150−1.1% | Reduced | History |
| QCOMQualcomm Inc | Stock | 17,042 | $2.41M | 0.9% | +2,681+18.7% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 18,391 | $2.36M | 0.9% | +16,612+933.8% | Added | – |
| IAUiShares Gold Trust | ETF | 66,429 | $2.29M | 0.9% | +968+1.5% | AddedConverted for a 1-for-2 split | History |
| JPMJPMorgan Chase & Co | Stock | 14,657 | $2.28M | 0.9% | +822+5.9% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 98,091 | $2.24M | 0.8% | +19,821+25.3% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,969 | $2.17M | 0.8% | −479−8.8% | Reduced | History |
| BMBLBumble Inc. | COM CL A | 41,512 | $2.16M | 0.8% | +41,512 | New | History |
| SNOWSnowflake Inc. | Stock | 7,885 | $2.09M | 0.8% | +1,786+29.3% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 40,087 | $2.05M | 0.8% | +10,244+34.3% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 30,966 | $2.03M | 0.8% | −1,300−4.0% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 13,318 | $2.01M | 0.8% | 00.0% | Unchanged | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 22,526 | $1.94M | 0.7% | +3,975+21.4% | Added | – |
| ABBVAbbVie Inc. | Stock | 16,331 | $1.93M | 0.7% | +1,467+9.9% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 72,453 | $1.89M | 0.7% | +17,711+32.4% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 35,160 | $1.84M | 0.7% | −1,529−4.2% | Reduced | – |
| BXBlackstone Inc. | COM | 18,158 | $1.81M | 0.7% | −1,003−5.2% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 35,075 | $1.78M | 0.7% | −10,166−22.5% | Reduced | – |
| UHSUniversal Health Services Inc | CL B | 11,367 | $1.74M | 0.7% | +636+5.9% | Added | History |
| TGTTarget Corp | Stock | 6,755 | $1.70M | 0.6% | −78−1.1% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 5,642 | $1.70M | 0.6% | −167−2.9% | Reduced | History |
| PLTRPalantir Technologies Inc. | Stock | 74,171 | $1.67M | 0.6% | +23,557+46.5% | Added | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 20,324 | $1.60M | 0.6% | +1,834+9.9% | Added | History |
| Innovator ETFs Trust45782C417 | US EQTY PWR BUF | 55,525 | $1.58M | 0.6% | 00.0% | Unchanged | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 8,431 | $1.56M | 0.6% | 00.0% | Unchanged | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 16,575 | $1.51M | 0.6% | −289−1.7% | Reduced | – |
| BACBank of America Corp | Stock | 37,798 | $1.51M | 0.6% | +3,133+9.0% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 3,988 | $1.50M | 0.6% | +9+0.2% | Added | History |
| WTRGEssential Utilities, Inc. | COM | 31,488 | $1.48M | 0.6% | +2,920+10.2% | Added | History |
| CHWYChewy, Inc. | CL A | 17,118 | $1.44M | 0.5% | +2,971+21.0% | Added | History |
| AVGOBroadcom Inc. | Stock | 2,819 | $1.36M | 0.5% | +106+3.9% | Added | History |
| BIDUBaidu, Inc. | ADR | 7,217 | $1.33M | 0.5% | +7,217 | New | History |
| CSCOCisco Systems, Inc. | Stock | 24,886 | $1.33M | 0.5% | +6,719+37.0% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 30,166 | $1.21M | 0.5% | −626−2.0% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 450 | $1.18M | 0.4% | −25−5.3% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 10,976 | $1.15M | 0.4% | −575−5.0% | Reduced | – |
| VALValaris Ltd | CL A | 39,449 | $1.14M | 0.4% | +39,449 | New | History |
| ALCOAlico, Inc. | COM | 32,521 | $1.13M | 0.4% | +32,521 | New | History |
| GILDGilead Sciences, Inc. | Stock | 16,438 | $1.12M | 0.4% | +1,208+7.9% | Added | History |
| UBERUber Technologies, Inc | Stock | 22,974 | $1.10M | 0.4% | +723+3.2% | Added | History |
| STORStore Capital LLC | COM | 30,618 | $1.09M | 0.4% | +2,394+8.5% | Added | History |
| SHWSherwin Williams Co | COM | 3,825 | $1.06M | 0.4% | −6,717−63.7% | ReducedConverted for a 3-for-1 split | History |
| EXRExtra Space Storage Inc. | COM | 6,202 | $1.06M | 0.4% | +38+0.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 2,774 | $1.05M | 0.4% | +292+11.8% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 16,812 | $1.02M | 0.4% | +87+0.5% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 9,663 | $1.02M | 0.4% | +1,641+20.5% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,274 | $960.0K | 0.4% | +4+0.1% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 18,681 | $950.0K | 0.4% | +4,448+31.3% | Added | – |
| Graniteshares ETF Tr38747R603 | XOUT US LRG CP | 22,063 | $920.0K | 0.3% | +2,470+12.6% | Added | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 5,798 | $916.0K | 0.3% | +73+1.3% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 2,247 | $900.0K | 0.3% | +291+14.9% | Added | – |
| FSKFS KKR Capital Corp | COM | 41,503 | $879.0K | 0.3% | +8,251+24.8% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,140 | $877.0K | 0.3% | −220−6.5% | Reduced | History |
| DKNGDraftKings Inc. | COM CL A | 18,105 | $864.0K | 0.3% | +6,105+50.9% | Added | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 38,232 | $862.0K | 0.3% | +2,671+7.5% | Added | – |
| CRMSalesforce, Inc. | Stock | 3,242 | $791.0K | 0.3% | −303−8.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 3,352 | $789.0K | 0.3% | −12−0.4% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,312 | $733.0K | 0.3% | −344−9.4% | Reduced | – |
| Translate Bio, Inc.89374L104 | COM | 24,700 | $728.0K | 0.3% | −2,515−9.2% | Reduced | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 5,812 | $726.0K | 0.3% | 00.0% | Unchanged | – |
| TSLATesla, Inc. | Stock | 1,052 | $703.0K | 0.3% | +265+33.7% | Added | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 19,082 | $700.0K | 0.3% | +19,082 | New | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 12,165 | $698.0K | 0.3% | −260−2.1% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 2,934 | $693.0K | 0.3% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 4,505 | $689.0K | 0.3% | −7,916−63.7% | Reduced | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 14,155 | $687.0K | 0.3% | +605+4.5% | Added | – |
| ORCLOracle Corp | Stock | 7,475 | $651.0K | 0.2% | +3,936+111.2% | Added | History |
| STAAStaar Surgical Co | COM PAR $0.01 | 4,406 | $595.0K | 0.2% | −3,994−47.5% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,410 | $571.0K | 0.2% | +5,410 | New | – |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 11,928 | $524.0K | 0.2% | −1,871−13.6% | Reduced | – |
Sold out since Q1 2021 (10)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Barrick Gold Corp067901108 | COM | 85,679 | $1.77M | 0.8% | – |
| WMWaste Management Inc | Stock | 8,331 | $1.09M | 0.5% | History |
| APIAgora, Inc. | ADS | 18,272 | $940.0K | 0.4% | History |
| Colony CR Real Estate Inc19625T101 | COM CL A | 55,118 | $470.0K | 0.2% | – |
| SICPSilvergate Capital Corp | CL A | 2,000 | $301.0K | 0.1% | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 6,104 | $263.0K | 0.1% | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,059 | $239.0K | 0.1% | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 3,497 | $204.0K | 0.1% | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 6,837 | $203.0K | 0.1% | – |
| TLPHTalphera, Inc. | COM | 52,576 | $84.0K | <0.1% | History |