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Simplex Trading, LLC

SEC CIK
0001488542
Latest filing
Aug 12, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 4, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,782
+88 vs. Q2 2022
Portfolio value
$2.58B
−$452.7M (−14.9%) vs. Q2 2022
Filed
Nov 4, 2022
SEC
Holdings of Simplex Trading, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
STABStatera Biopharma, Inc.COM52$00.0%−148−74.0%ReducedHistory
Cazoo Group LtdG2007L105COM100$00.0%+100New–
SNTSenstar Technologies CorpORD75$00.0%00.0%UnchangedHistory
Hyperscale Data, Inc.09175M101COM1,200$00.0%−7,745−86.6%Reduced–
Kraneshares Tr500767553CALIFORNIA CARB5$00.0%−1,210−99.6%Reduced–
Sports Entertainment Gaming Global Corp54570M108COM2,395$00.0%+2,395New–
PEARPear Therapeutics, Inc.CLASS A COM281$00.0%+281NewHistory
PRSOPeraso Inc.COM60$00.0%+60NewHistory
YQ17 Education & Technology Group Inc.ADS4$00.0%−140−97.2%ReducedHistory
SATLSatellogic Inc.CLASS A ORD SHS100$00.0%−478−82.7%ReducedHistory
APGNApexigen, Inc.Equity196$00.0%+196NewHistory
EVFMEvofem Biosciences, Inc.COM NEW546$00.0%−35,957−98.5%ReducedHistory
FAZEFaZe Holdings Inc.COMMON STOCK41$00.0%+41NewHistory
FANGDiamondback Energy, Inc.Stock10$1.00K<0.1%−324−97.0%ReducedHistory
TAT&T Inc.Stock100$1.00K<0.1%00.0%UnchangedHistory
Fidelity MSCI Financials Index ETF316092501ETF29$1.00K<0.1%+29New–
iShares Core S&P U.S. Growth ETF464287671ETF23$1.00K<0.1%00.0%Unchanged–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF76$1.00K<0.1%−124−62.0%Reduced–
DBAInvesco DB Agriculture FundAGRICULTURE FD70$1.00K<0.1%+70NewHistory
NTSTNETSTREIT Corp.COM57$1.00K<0.1%−114−66.7%ReducedHistory
SPDR Index Shs FDS78463X541ST STR NAT ETF35$1.00K<0.1%−228−86.7%Reduced–
LFVNLifevantage CorpCOM NEW351$1.00K<0.1%+351NewHistory
ALNYAlnylam Pharmaceuticals, Inc.COM9$1.00K<0.1%−1,068−99.2%ReducedHistory
Global X FDS37954Y236DATA CTR DIG ETF100$1.00K<0.1%+100New–
MCYMercury General CorpCOM51$1.00K<0.1%+51NewHistory
First Tr Exchange-Traded FD33734G108COM76$1.00K<0.1%+76New–
DFHDream Finders Homes, Inc.COM CL A112$1.00K<0.1%+112NewHistory
Vanguard Index FDS922908652EXTEND MKT ETF8$1.00K<0.1%+8New–
Franklin Templeton ETF Tr35473P835FTSE BRAZIL100$1.00K<0.1%+100New–
Invesco Exchange Traded FD T46137V399S&P500 BUY WRT91$1.00K<0.1%+91New–
ESSEssex Property Trust, Inc.COM6$1.00K<0.1%+6NewHistory
NXRTNexPoint Residential Trust, Inc.COM30$1.00K<0.1%+30NewHistory
CTSCTS CorpCOM42$1.00K<0.1%+42NewHistory
AVAHAveanna Healthcare Holdings, Inc.COM845$1.00K<0.1%+845NewHistory
WKWorkiva IncCOM CL A20$1.00K<0.1%−52−72.2%ReducedHistory
ANDEAndersons, Inc.COM35$1.00K<0.1%−6,311−99.4%ReducedHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF60$1.00K<0.1%+60New–
FNGSBank of MontrealNT LKD 3865$1.00K<0.1%−7,454−99.1%ReducedHistory
INTAIntapp, Inc.COM96$1.00K<0.1%+96NewHistory
GBCIGlacier Bancorp, Inc.COM27$1.00K<0.1%+27NewHistory
LASRNlight, Inc.COM191$1.00K<0.1%−13,037−98.6%ReducedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A122$1.00K<0.1%−19,088−99.4%ReducedHistory
NGNovagold Resources IncCOM NEW344$1.00K<0.1%−11,845−97.2%ReducedHistory
UTZUtz Brands, Inc.COM CL A128$1.00K<0.1%+128NewHistory
AFRMAffirm Holdings, Inc.COM CL A85$1.00K<0.1%00.0%UnchangedHistory
WULFTerawulf Inc.COM1,554$1.00K<0.1%+822+112.3%AddedHistory
ANIPAni Pharmaceuticals IncCOM40$1.00K<0.1%+40NewHistory
EPSNEpsilon Energy Ltd.COM200$1.00K<0.1%+200NewHistory
EVCMEverCommerce Inc.COM100$1.00K<0.1%+100NewHistory
First BK Williamstown New Je31931U102COM100$1.00K<0.1%+100New–
GNSSGenasys Inc.COM597$1.00K<0.1%−4,768−88.9%ReducedHistory
GSITGsi Technology IncCOM438$1.00K<0.1%+355+427.7%AddedHistory
INVEINVE Technologies, Inc.COM NEW155$1.00K<0.1%+155NewHistory
JBGSJBG Smith PropertiesCOM88$1.00K<0.1%+88NewHistory
LTRNLantern Pharma Inc.COM373$1.00K<0.1%−664−64.0%ReducedHistory
SWIMLatham Group, Inc.COM378$1.00K<0.1%−7,437−95.2%ReducedHistory
MTRXMatrix Service CoCOM470$1.00K<0.1%−2,817−85.7%ReducedHistory
MREOMereo BioPharma Group plcSPON ADS1,862$1.00K<0.1%−69,124−97.4%ReducedHistory
NLNli Holdings, Inc.COM NEW200$1.00K<0.1%+200NewHistory
NFBKNorthfield Bancorp, Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
PKOHPark Ohio Holdings CorpCOM138$1.00K<0.1%+138NewHistory
QUIKQUICKLOGIC CorpCOM NEW234$1.00K<0.1%+234NewHistory
RFILR F Industries LtdCOM PAR $0.01346$1.00K<0.1%+346NewHistory
RMTIRockwell Medical, Inc.COM NEW1,416$1.00K<0.1%+989+231.6%AddedHistory
RYZRyerson Holding CorpCOM53$1.00K<0.1%−81−60.4%ReducedHistory
SGHTSight Sciences, Inc.COM175$1.00K<0.1%+175NewHistory
REAXReal REMAX Group Inc.COM NEW900$1.00K<0.1%−69−7.1%ReducedHistory
TRTXTPG RE Finance Trust, Inc.COM273$1.00K<0.1%+273NewHistory
USNAUsana Health Sciences IncCOM24$1.00K<0.1%+24NewHistory
VINPVinci Compass Investments Ltd.COM CL A100$1.00K<0.1%+100NewHistory
WHWKWhitehawk Therapeutics, Inc.COM92$1.00K<0.1%+92NewHistory
XOMAXOMA Royalty CorpCOM NEW81$1.00K<0.1%−15−15.6%ReducedHistory
ORKAOruka Therapeutics, Inc.COM517$1.00K<0.1%+517NewHistory
DMKDMK Pharmaceuticals CorpCOM NEW5,388$1.00K<0.1%+5,388NewHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR1,327$1.00K<0.1%−12,230−90.2%ReducedHistory
AGENAgenus IncCOM NEW600$1.00K<0.1%−88,961−99.3%ReducedHistory
ALEAllete IncCOM NEW32$1.00K<0.1%+32NewHistory
ATNXAthenex, Inc.COM4,921$1.00K<0.1%−3,362−40.6%ReducedHistory
AUDAudacy, Inc.COM3,807$1.00K<0.1%+1,200+46.0%AddedHistory
Barclays BK PLC06746P431ETN LKD 4817$1.00K<0.1%−155−90.1%Reduced–
BYFCBroadway Financial Corp DECOM1,039$1.00K<0.1%+1,039NewHistory
Cloopen Group Holding Limite18900M104ADS2,405$1.00K<0.1%+2,405New–
CNTBConnect Biopharma Holdings LtdADS903$1.00K<0.1%+903NewHistory
Direxion Shs ETF Tr25460E711DLY UTLTIES 3X45$1.00K<0.1%−323−87.8%Reduced–
DXYNDixie Group IncCL A1,072$1.00K<0.1%−217−16.8%ReducedHistory
BDRYAmplify Commodity TrustBREAKWAVE DRY205$1.00K<0.1%+129+169.7%AddedHistory
BLNEBeeline Holdings, Inc.COM5,415$1.00K<0.1%+5,355+8,925.0%AddedHistory
SOLOElectrameccanica Vehicles Corp.COM NEW1,400$1.00K<0.1%−4,278−75.3%ReducedHistory
ELVTElevate Credit, Inc.COM1,774$1.00K<0.1%+1,774NewHistory
EMKREmcore CorpCOM NEW623$1.00K<0.1%−15,522−96.1%ReducedHistory
FSTXF-star Therapeutics, Inc.COM340$1.00K<0.1%−8,377−96.1%ReducedHistory
FRSXForesight Autonomous Holdings Ltd.SPONSORED ADS3,274$1.00K<0.1%−1,526−31.8%ReducedHistory
GTBPGT Biopharma, Inc.COM NEW998$1.00K<0.1%−911−47.7%ReducedHistory
VINOGaucho Group Holdings, Inc.COM NEW7,439$1.00K<0.1%+4,801+182.0%AddedHistory
Global X FDS37950E507MSCI CHINA ENRGY100$1.00K<0.1%+100New–
Global X FDS37954Y533MSCI CHINA IT100$1.00K<0.1%+100New–
CBIOCrescent Biopharma, Inc.COM2,181$1.00K<0.1%+2,171+21,710.0%AddedHistory
HZNHorizon Global CorpCOM1,271$1.00K<0.1%+30+2.4%AddedHistory
iShares Inc464286624MSCI THAILND ETF18$1.00K<0.1%−100−84.7%Reduced–
ITOSiTeos Therapeutics, Inc.COM72$1.00K<0.1%−11,133−99.4%ReducedHistory

Options (7,203)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 7,203 by value.

Option positions of Simplex Trading, LLC in Q3 2022
SecurityClassPutsCalls
SPDR S&P 500 ETF Tr78462F953PUT$9.58B–
SPDR S&P 500 ETF Tr78462F903CALL–$5.66B
iShares Tr464287957PUT$3.42B–
Invesco QQQ Tr46090E953PUT$3.18B–
Tesla Inc88160R951PUT$2.68B–
Invesco QQQ Tr46090E903UNIT SER 1–$2.14B
Tesla Inc88160R901CALL–$1.97B
Apple Inc037833900CALL–$1.73B
iShares Tr464287907CALL–$1.69B
Apple Inc037833950PUT$1.62B–
Amazon Com Inc023135906CALL–$1.32B
Select Sector SPDR Tr81369Y956PUT$1.24B–
Amazon Com Inc023135956PUT$1.01B–
Alphabet Inc02079K905CALL–$814.3M
Microsoft Corp594918904CALL–$744.9M
Facebook Inc30303M902CALL–$743.2M
Select Sector SPDR Tr81369Y906CALL–$736.9M
Microsoft Corp594918954PUT$732.3M–
SPDR Gold Tr78463V907CALL–$649.2M
Alphabet Inc02079K955PUT$625.0M–
SPDR Gold Tr78463V957GOLD SHS$612.1M–
Netflix Inc64110L956PUT$596.2M–
NVIDIA Corporation67066G954PUT$543.6M–
Facebook Inc30303M952PUT$481.9M–
NVIDIA Corporation67066G904CALL–$473.1M
SPDR Ser Tr78464A958PUT$392.1M–
Netflix Inc64110L906CALL–$371.8M
VanEck Vectors ETF Tr92189F902CALL–$336.7M
Alibaba Group Hldg Ltd01609W902CALL–$326.2M
iShares Tr464288955PUT$301.2M–
SPDR Dow Jones Indl Average78467X959PUT$300.6M–
VanEck Vectors ETF Tr92189F952PUT$283.0M–
PayPal Hldgs Inc70450Y903CALL–$273.8M
Alibaba Group Hldg Ltd01609W952PUT$264.4M–
SPDR Dow Jones Indl Average78467X909CALL–$248.8M
Advanced Micro Devices Inc007903907CALL–$247.0M
Twitter Inc90184L902CALL–$245.0M
Advanced Micro Devices Inc007903957PUT$222.8M–
Disney Walt Co254687906CALL–$219.4M
Exxon Mobil Corp30231G902CALL–$210.9M
Citigroup Inc172967954PUT$210.3M–
Twitter Inc90184L952PUT$210.0M–
JPMorgan Chase & Co46625H955PUT$201.2M–
PayPal Hldgs Inc70450Y953PUT$199.2M–
UnitedHealth Group Inc91324P902COM–$183.0M
Vanguard Index FDS922908959PUT$181.9M–
Salesforce Com Inc79466L952PUT$179.0M–
JPMorgan Chase & Co46625H905CALL–$169.4M
Micron Technology Inc595112953PUT$167.1M–
Intel Corp458140900CALL–$166.9M
Exxon Mobil Corp30231G952PUT$161.9M–
Home Depot Inc437076952PUT$161.1M–
Occidental Pete Corp674599955PUT$160.9M–
Costco WHSL Corp New22160K905CALL–$160.0M
Broadcom Inc11135F901CALL–$159.4M
iShares Silver Tr46428Q909CALL–$159.4M
SPDR Ser Tr78464A908CALL–$156.8M
iShares Tr464288905CALL–$155.1M
BK of America Corp060505954PUT$152.9M–
Broadcom Inc11135F951PUT$152.5M–
iShares Inc464286951PUT$150.9M–
SPDR Ser Tr78468R957PUT$149.2M–
Visa Inc92826C909CALL–$148.8M
Adobe Systems Incorporated00724F901CALL–$144.3M
Costco WHSL Corp New22160K955PUT$143.9M–
Occidental Pete Corp674599905CALL–$140.6M
UnitedHealth Group Inc91324P952PUT$139.2M–
Procter and Gamble Co742718909CALL–$138.3M
Walmart Inc931142903CALL–$136.0M
Texas Instrs Inc882508954PUT$130.1M–
Nike Inc654106903CALL–$130.1M
Goldman Sachs Group Inc38141G954PUT$129.6M–
Kraneshares Tr500767906CALL–$129.0M
Taiwan Semiconductor Mfg Ltd874039950PUT$126.3M–
Coca Cola Co191216900CALL–$125.6M
Walmart Inc931142953PUT$125.1M–
Disney Walt Co254687956PUT$122.2M–
Square Inc852234903CALL–$122.1M
Berkshire Hathaway Inc Del084670952PUT$121.8M–
Chevron Corp New166764900CALL–$120.8M
ProShares Tr74347G907CALL–$119.6M
Snowflake Inc833445959PUT$118.8M–
Boeing Co097023955PUT$117.0M–
Boeing Co097023905COM–$116.7M
Cisco Sys Inc17275R902CALL–$116.7M
Goldman Sachs Group Inc38141G904CALL–$116.7M
BK of America Corp060505904CALL–$116.0M
Visa Inc92826C959PUT$115.3M–
Qualcomm Inc747525903CALL–$114.7M
Adobe Systems Incorporated00724F951PUT$114.6M–
Chevron Corp New166764950PUT$114.5M–
Chipotle Mexican Grill Inc169656905CALL–$112.4M
International Business Machs459200901CALL–$112.2M
Vanguard Index FDS922908909CALL–$111.0M
Qualcomm Inc747525953PUT$110.6M–
iShares Inc464286901CALL–$110.4M
GameStop Corp New36467W959PUT$110.1M–
Salesforce Com Inc79466L902CALL–$109.8M
Citigroup Inc172967904CALL–$109.7M
AutoZone Inc053332952PUT$108.2M–

Sold out since Q2 2022 (890)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 890 by value last quarter.

Positions of Simplex Trading, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Core S&P 500 ETF464287200ETF90,501$34.3M1.1%–
BABAAlibaba Group Holding LtdADR221,307$25.2M0.8%History
ProShares Tr74347B201PSHS ULTSH 20YRS699,821$18.3M0.6%–
TGTTarget CorpStock127,027$17.9M0.6%History
FDXFedEx CorpStock71,582$16.2M0.5%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF218,859$15.3M0.5%–
QCOMQualcomm IncStock102,669$13.1M0.4%History
SNAPSnap IncStock896,240$11.8M0.4%History
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund186,384$11.0M0.4%–
ZENZendesk, Inc.COM121,368$8.99M0.3%History
DEDeere & CoStock29,032$8.69M0.3%History
CSXCSX CorpStock270,046$7.85M0.3%History
HLTHilton Worldwide Holdings Inc.COM69,903$7.79M0.3%History
RCLRoyal Caribbean Cruises LtdCOM222,896$7.78M0.3%History
GSKGSK plcSPONSORED ADR153,261$6.67M0.2%History
SHOPShopify Inc.Stock206,389$6.45M0.2%History
iShares Tr464288281JPMORGAN USD EMG63,158$5.39M0.2%–
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X193,028$5.15M0.2%–
MOSMosaic CoCOM106,957$5.05M0.2%History
EOGEOG Resources IncStock44,055$4.87M0.2%History
BKNGBooking Holdings Inc.Stock2,556$4.47M0.1%History
iShares Tr4642874407-10 YR TRSY BD42,375$4.33M0.1%–
EPAMEPAM Systems, Inc.COM14,287$4.21M0.1%History
RBLXRoblox CorpStock124,055$4.08M0.1%History
iShares Inc464286400MSCI BRAZIL ETF139,904$3.83M0.1%–
MCDMcDonalds CorpStock15,129$3.73M0.1%History
FISFidelity National Information Services, Inc.Stock40,683$3.73M0.1%History
iShares Tr4642886613 7 YR TREAS BD31,224$3.73M0.1%–
MCKMcKesson CorpStock11,173$3.64M0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM6,133$3.63M0.1%History
LOWLowes Companies IncStock20,745$3.62M0.1%History
DKSDick's Sporting Goods, Inc.Stock45,193$3.41M0.1%History
Direxion Shs ETF Tr25460G500OIL GAS BL 2X SH27,589$3.40M0.1%–
NEENextera Energy IncStock42,327$3.28M0.1%History
HDHome Depot, Inc.Stock11,507$3.16M0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS65,981$3.12M0.1%History
GILDGilead Sciences, Inc.Stock50,325$3.11M0.1%History
OKTAOkta, Inc.CL A34,340$3.10M0.1%History
CTASCintas CorpStock8,010$2.99M0.1%History
DUKDuke Energy CORPStock27,808$2.98M0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS36,280$2.89M0.1%History
CLFCleveland-Cliffs Inc.COM181,305$2.79M0.1%History
SYYSysco CorpStock31,600$2.68M0.1%History
AEMAgnico Eagle Mines LtdStock57,597$2.63M0.1%History
SPGSimon Property Group Inc.REIT26,629$2.53M0.1%History
Pershing Square Tontine Hldg71531R109COM CL A126,347$2.52M0.1%–
DBDeutsche Bank AktiengesellschaftNAMEN AKT286,954$2.51M0.1%History
SWCHSwitch, Inc.CL A73,729$2.47M0.1%History
WHRWhirlpool CorpStock15,877$2.46M0.1%History
DAWNDay One Biopharmaceuticals, Inc.Stock132,926$2.38M0.1%History
WPCW. P. Carey Inc.COM26,467$2.19M0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI63,302$2.16M0.1%–
VSTVistra Corp.Stock94,655$2.16M0.1%History
NOVASunnova Energy International Inc.COM113,450$2.09M0.1%History
KBHKB HomeCOM73,333$2.09M0.1%History
SABRSabre CorpCOM354,252$2.06M0.1%History
ADBEAdobe Inc.Stock5,628$2.06M0.1%History
ROKRockwell Automation, IncStock10,105$2.01M0.1%History
CVNACarvana Co.CL A88,108$1.99M0.1%History
LBRTLiberty Energy Inc.COM CL A153,986$1.96M0.1%History
ICEIntercontinental Exchange, Inc.Stock20,758$1.95M0.1%History
NOKNokia CorpSPONSORED ADR416,803$1.92M0.1%History
CZRCaesars Entertainment, Inc.COM50,172$1.92M0.1%History
iShares MSCI Eafe ETF464287465ETF30,229$1.89M0.1%–
ASANAsana, Inc.CL A105,680$1.86M0.1%History
GPNGlobal Payments IncStock15,782$1.75M0.1%History
MTNVail Resorts IncCOM7,677$1.67M0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S81,448$1.65M0.1%–
TDGTransDigm Group INCCOM3,035$1.63M0.1%History
WDAYWorkday, Inc.CL A11,613$1.62M0.1%History
ASTLAlgoma Steel Group Inc.COM176,362$1.58M0.1%History
APHAmphenol CorpCL A23,454$1.51M<0.1%History
SPDR Series Trust78464A805ST STR PR SP150032,197$1.50M<0.1%–
RJFRaymond James Financial IncCOM16,120$1.44M<0.1%History
MANUManchester United plcORD CL A123,472$1.37M<0.1%History
SPDR Series Trust78464A714ST STR SP RETAIL23,530$1.37M<0.1%–
ATIAti IncStock60,103$1.36M<0.1%History
IRTCiRhythm Holdings, Inc.COM12,438$1.34M<0.1%History
CRMTAmericas Carmart IncCOM13,171$1.32M<0.1%History
ProShares Tr74347G739ULTSHRT QQQ50,542$1.32M<0.1%–
NEXNextier Oilfield Solutions Inc.COM137,505$1.31M<0.1%History
OSHOak Street Health, Inc.COM79,038$1.30M<0.1%History
ProShares Tr74347B235PSHS SHORT DOW3035,581$1.29M<0.1%–
Points Com Inc73085G109COM51,475$1.29M<0.1%–
IONSIonis Pharmaceuticals IncCOM34,626$1.28M<0.1%History
BALLBALL CorpCOM18,417$1.27M<0.1%History
HRHealthcare Realty Trust IncCOM46,322$1.26M<0.1%History
HQYHealthequity, Inc.COM20,232$1.24M<0.1%History
iShares Tr464288752US HOME CONS ETF22,661$1.19M<0.1%–
UMCUnited Microelectronics CorpSPON ADR NEW172,633$1.17M<0.1%History
VIXYProShares Trust IIVIX SH TRM FUTRS63,571$1.16M<0.1%History
ProShares Tr74347R313PSHS ULSHT 7-10Y57,800$1.14M<0.1%–
EMNEastman Chemical CoStock12,530$1.12M<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF27,903$1.12M<0.1%–
Direxion Shs ETF Tr25460E240DAILY FINL BEAR38,584$1.12M<0.1%–
ENTGEntegris IncCOM11,456$1.05M<0.1%History
TOSTToast, Inc.Stock81,086$1.05M<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX20,777$1.04M<0.1%–
GNRCGenerac Holdings Inc.Stock4,930$1.04M<0.1%History
MOAltria Group, Inc.Stock24,713$1.03M<0.1%History